Tapewire

NYSE · USD

WAT

WATERS CORP /DE/

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Tapewire entity
3080
SEC CIK
0001000697
Parsed reports
560

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2020 Filed May 19, 2020 16:52 UTC
Rae Elizabeth BSVP, Global HR
Exercise / conversionCommon Stock 5,000 $113.36 $566,800.00
Disclosure

SEC source: 0001127602-20-017067 · form4.xml · nonDerivative · entry 1

Rae Elizabeth B · CIK 0001341044 · SVP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 15:18 UTC GrantPhantom Stock Units · Derivative 93.64 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012549 · form4.xml · derivative · entry 2

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93.64

Underlying: Common Stock · 93.64 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 15:15 UTC GrantPhantom Stock Units · Derivative 112.6 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012548 · form4.xml · derivative · entry 2

CONARD EDWARD · CIK 0001184452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112.6

Underlying: Common Stock · 112.6 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:40 UTC
King IanSVP, Global Products
Tax withholdingCommon Stock 809 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009318 · form4.xml · nonDerivative · entry 2

King Ian · CIK 0001665843 · SVP, Global Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:40 UTC
King IanSVP, Global Products
GrantCommon Stock 2,709 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009318 · form4.xml · nonDerivative · entry 1

King Ian · CIK 0001665843 · SVP, Global Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,009

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU").

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:52 UTC
SILVEIRA MICHAEL FVP, Corporate Controller
Tax withholdingCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009325 · form4.xml · nonDerivative · entry 2

SILVEIRA MICHAEL F · CIK 0001258095 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:52 UTC
SILVEIRA MICHAEL FVP, Corporate Controller
GrantCommon Stock 1,101 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009325 · form4.xml · nonDerivative · entry 1

SILVEIRA MICHAEL F · CIK 0001258095 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,899

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU").

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:50 UTC
Rae Elizabeth BSVP, Global HR
Tax withholdingCommon Stock 811 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009324 · form4.xml · nonDerivative · entry 2

Rae Elizabeth B · CIK 0001341044 · SVP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,692

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:50 UTC
Rae Elizabeth BSVP, Global HR
GrantCommon Stock 2,709 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009324 · form4.xml · nonDerivative · entry 1

Rae Elizabeth B · CIK 0001341044 · SVP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,503

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU").

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:43 UTC
OConnell Christopher JCEO and President
Tax withholdingCommon Stock 5,268 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009321 · form4.xml · nonDerivative · entry 2

OConnell Christopher J · CIK 0001379946 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,595

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:43 UTC
OConnell Christopher JCEO and President
GrantCommon Stock 13,547 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009321 · form4.xml · nonDerivative · entry 1

OConnell Christopher J · CIK 0001379946 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,863

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU").

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:38 UTC
Kim FrancisSVP Global Operations
Tax withholdingCommon Stock 324 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009315 · form4.xml · nonDerivative · entry 2

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:38 UTC
Kim FrancisSVP Global Operations
GrantCommon Stock 1,101 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009315 · form4.xml · nonDerivative · entry 1

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU").

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:35 UTC
Harrington Michael CSVP, Global Markets
Tax withholdingCommon Stock 964 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009314 · form4.xml · nonDerivative · entry 2

Harrington Michael C · CIK 0001666734 · SVP, Global Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,286

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:35 UTC
Harrington Michael CSVP, Global Markets
GrantCommon Stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009314 · form4.xml · nonDerivative · entry 1

Harrington Michael C · CIK 0001666734 · SVP, Global Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU").

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:20 UTC
Buck SherrySVP and CFO
Tax withholdingCommon Stock 959 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009312 · form4.xml · nonDerivative · entry 2

Buck Sherry · CIK 0001555182 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,720

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:20 UTC
Buck SherrySVP and CFO
GrantCommon Stock 3,267 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009312 · form4.xml · nonDerivative · entry 1

Buck Sherry · CIK 0001555182 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,679

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU").

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:17 UTC
Aleman Keeley ASVP General Counsel & Corp Sec
Tax withholdingCommon Stock 256 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009311 · form4.xml · nonDerivative · entry 2

Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403

Read SEC document
March 02, 2020 Filed Mar 4, 2020 18:17 UTC
Aleman Keeley ASVP General Counsel & Corp Sec
GrantCommon Stock 856 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-009311 · form4.xml · nonDerivative · entry 1

Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU").

Read SEC document
February 26, 2020 Filed Feb 27, 2020 14:58 UTC
Kim FrancisSVP Global Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 1,471 $0.00 Strike: $154.33 $0.00
Disclosure

SEC source: 0001127602-20-008072 · form4.xml · derivative · entry 4

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,944

Underlying: Common Stock · 1,471 shares

Expires 2027-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 14:58 UTC
Kim FrancisSVP Global Operations
SaleCommon Stock 1,471 $207.33 $304,982.43
Disclosure

SEC source: 0001127602-20-008072 · form4.xml · nonDerivative · entry 2

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

Read SEC document
February 26, 2020 Filed Feb 27, 2020 14:58 UTC
Kim FrancisSVP Global Operations
Exercise / conversionCommon Stock 1,471 $154.33 $227,019.43
Disclosure

SEC source: 0001127602-20-008072 · form4.xml · nonDerivative · entry 1

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 20:02 UTC
Aleman Keeley ASVP General Counsel & Corp Sec
OtherCommon Stock 78 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008106 · form4.xml · nonDerivative · entry 1

Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 132

F1 · shares: Represents a restricted stock unit award granted by the issuer to the reporting person's spouse. These restricted stock units vest 20% per annum for a period of 5 years beginning February 25, 2021.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 19:56 UTC
SILVEIRA MICHAEL FVP, Corporate Controller
GrantStock Option (Right to Buy) · Derivative 4,124 $0.00 Strike: $203.37 $0.00
Disclosure

SEC source: 0001127602-20-008105 · form4.xml · derivative · entry 2

SILVEIRA MICHAEL F · CIK 0001258095 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,124

Underlying: Common Stock · 4,124 shares

Expires 2030-02-25

F1 · derivative.exercise_date: Options vest 20% per annum for a 5 year period beginning on February 25, 2021.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 16:33 UTC
Aleman Keeley ASVP General Counsel & Corp Sec
SaleCommon Stock 36 $216.75 $7,803.00
Disclosure

SEC source: 0001127602-20-007117 · form4.xml · nonDerivative · entry 2

Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 54

Read SEC document
February 21, 2020 Filed Feb 24, 2020 16:33 UTC
Aleman Keeley ASVP General Counsel & Corp Sec
SaleCommon Stock 115 $216.79 $24,930.85
Disclosure

SEC source: 0001127602-20-007117 · form4.xml · nonDerivative · entry 1

Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:29 UTC OtherCommon Stock 9,374 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007703 · form4.xml · nonDerivative · entry 2

SALICE THOMAS P · CIK 0001186873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,851

F1 · shares: 9,374 shares of WAT common stock held by SRB Investments LLC, a limited liability company of which the reporting person is the sole Operations Manager, that were previously reported as held indirectly by the reporting person, were transferred to the reporting person on February 21, 2020 for the purpose of settlement of a debt previously contracted.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:29 UTC OtherCommon Stock 9,374 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007703 · form4.xml · nonDerivative · entry 1

SALICE THOMAS P · CIK 0001186873 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 60,274

F1 · shares: 9,374 shares of WAT common stock held by SRB Investments LLC, a limited liability company of which the reporting person is the sole Operations Manager, that were previously reported as held indirectly by the reporting person, were transferred to the reporting person on February 21, 2020 for the purpose of settlement of a debt previously contracted.

F2 · ownership.nature: The reported securities are held by SRB Investments LLC, a limited liability company of which the reporting person is the sole Operations Manager. The reporting person disclaims beneficial ownership of the WAT common stock held by SRB Investments LLC except to the extent of his pecuniary interest therein.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:11 UTC
Aleman Keeley ASVP General Counsel & Corp Sec
Tax withholdingCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006397 · form4.xml · nonDerivative · entry 1

Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 90

Read SEC document
February 12, 2020 Filed Feb 14, 2020 19:19 UTC
Rae Elizabeth BSVP, Global HR
GrantStock Option (Right to Buy) · Derivative 8,498 $0.00 Strike: $224.37 $0.00
Disclosure

SEC source: 0001127602-20-005575 · form4.xml · derivative · entry 4

Rae Elizabeth B · CIK 0001341044 · SVP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498

Underlying: Common Stock · 8,498 shares

Expires 2030-02-12

F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 19:12 UTC
King IanSVP, Global Products
GrantStock Option (Right to Buy) · Derivative 11,629 $0.00 Strike: $224.37 $0.00
Disclosure

SEC source: 0001127602-20-005571 · form4.xml · derivative · entry 2

King Ian · CIK 0001665843 · SVP, Global Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,629

Underlying: Common Stock · 11,629 shares

Expires 2030-02-12

F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 19:17 UTC
Pratt Jonathan MSVP, President TA Instruments
GrantStock Option (Right to Buy) · Derivative 8,946 $0.00 Strike: $224.37 $0.00
Disclosure

SEC source: 0001127602-20-005573 · form4.xml · derivative · entry 3

Pratt Jonathan M · CIK 0001786898 · SVP, President TA Instruments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,946

Underlying: Common Stock · 8,946 shares

Expires 2030-02-12

F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 19:14 UTC
OConnell Christopher JCEO and President
GrantStock Option (Right to Buy) · Derivative 44,730 $0.00 Strike: $224.37 $0.00
Disclosure

SEC source: 0001127602-20-005572 · form4.xml · derivative · entry 2

OConnell Christopher J · CIK 0001379946 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,730

Underlying: Common Stock · 44,730 shares

Expires 2030-02-12

F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 19:10 UTC
Harrington Michael CSVP, Global Markets
GrantStock Option (Right to Buy) · Derivative 10,735 $0.00 Strike: $224.37 $0.00
Disclosure

SEC source: 0001127602-20-005570 · form4.xml · derivative · entry 2

Harrington Michael C · CIK 0001666734 · SVP, Global Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,735

Underlying: Common Stock · 10,735 shares

Expires 2030-02-12

F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 19:07 UTC
Carson Robert GSVP Corporate Development
GrantStock Option (Right to Buy) · Derivative 8,946 $0.00 Strike: $224.37 $0.00
Disclosure

SEC source: 0001127602-20-005569 · form4.xml · derivative · entry 2

Carson Robert G · CIK 0001731052 · SVP Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,946

Underlying: Common Stock · 8,946 shares

Expires 2030-02-12

F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 19:01 UTC
Buck SherrySVP and CFO
GrantStock Option (Right to Buy) · Derivative 13,419 $0.00 Strike: $224.37 $0.00
Disclosure

SEC source: 0001127602-20-005568 · form4.xml · derivative · entry 2

Buck Sherry · CIK 0001555182 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,419

Underlying: Common Stock · 13,419 shares

Expires 2030-02-12

F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 18:51 UTC
Aleman Keeley ASVP General Counsel & Corp Sec
GrantStock Option (Right to Buy) · Derivative 8,946 $0.00 Strike: $224.37 $0.00
Disclosure

SEC source: 0001127602-20-005561 · form4.xml · derivative · entry 3

Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,946

Underlying: Common Stock · 8,946 shares

Expires 2030-02-12

F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 18:51 UTC
Aleman Keeley ASVP General Counsel & Corp Sec
Tax withholdingCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005561 · form4.xml · nonDerivative · entry 2

Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 96

Read SEC document
February 12, 2020 Filed Feb 14, 2020 18:51 UTC
Aleman Keeley ASVP General Counsel & Corp Sec
Tax withholdingCommon Stock 63 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005561 · form4.xml · nonDerivative · entry 1

Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:19 UTC
Kim FrancisSVP Global Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 2,277 $0.00 Strike: $189.54 $0.00
Disclosure

SEC source: 0001127602-20-004194 · form4.xml · derivative · entry 13

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,108

Underlying: Common Stock · 2,277 shares

Expires 2028-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:19 UTC
Kim FrancisSVP Global Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 1,827 $0.00 Strike: $208.47 $0.00
Disclosure

SEC source: 0001127602-20-004194 · form4.xml · derivative · entry 12

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,312

Underlying: Common Stock · 1,827 shares

Expires 2028-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:19 UTC
Kim FrancisSVP Global Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 1,472 $0.00 Strike: $154.33 $0.00
Disclosure

SEC source: 0001127602-20-004194 · form4.xml · derivative · entry 11

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,415

Underlying: Common Stock · 1,472 shares

Expires 2027-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:19 UTC
Kim FrancisSVP Global Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 912 $0.00 Strike: $139.51 $0.00
Disclosure

SEC source: 0001127602-20-004194 · form4.xml · derivative · entry 10

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,826

Underlying: Common Stock · 912 shares

Expires 2026-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:19 UTC
Kim FrancisSVP Global Operations
SaleCommon Stock 2,277 $220.03 $501,008.31
Disclosure

SEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 8

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:19 UTC
Kim FrancisSVP Global Operations
Exercise / conversionCommon Stock 2,277 $189.54 $431,582.58
Disclosure

SEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 7

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:19 UTC
Kim FrancisSVP Global Operations
SaleCommon Stock 1,827 $220.01 $401,958.27
Disclosure

SEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 6

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:19 UTC
Kim FrancisSVP Global Operations
Exercise / conversionCommon Stock 1,827 $208.47 $380,874.69
Disclosure

SEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 5

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:19 UTC
Kim FrancisSVP Global Operations
SaleCommon Stock 1,472 $220.13 $324,031.36
Disclosure

SEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 4

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:19 UTC
Kim FrancisSVP Global Operations
Exercise / conversionCommon Stock 1,472 $154.33 $227,173.76
Disclosure

SEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 3

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 06, 2020 Filed Feb 7, 2020 16:19 UTC
Kim FrancisSVP Global Operations
SaleCommon Stock 912 $220.15 $200,776.80
Disclosure

SEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 2

Kim Francis · CIK 0001735131 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.