Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WATERS CORP /DE/WAT · Entity 3080 | SVP General Counsel & Corp Sec | March 09, 2022 | March 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WATERS CORP /DE/
Report date March 09, 2022 · Filed March 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 200.7406 |
Reported balance
After 2022-03-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-03-09 · Grant · Acquired 43 · Balance 200.7406 F1: These RSUs vest 20% per annum over a five year period beginning February 25, 2022 |
| Common StockSEC Table I · non-derivative | Direct | 1,794 |
Reported balance
Holding disclosure · report date 2022-03-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,794 |
Filing footnotes · ownership attribution and instrument terms
F1: These RSUs vest 20% per annum over a five year period beginning February 25, 2022
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2022 Filed Mar 10, 2022 14:22 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008843 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 200.7406 F1 · shares: These RSUs vest 20% per annum over a five year period beginning February 25, 2022 Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 17:39 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 246 | $313.59 | $77,143.14 |
DisclosureSEC source: 0001127602-22-007563 · form4.xml · nonDerivative · entry 2 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,794 Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 17:39 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 807 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007563 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,040 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 14:54 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 3 | $312.44 | $937.32 |
DisclosureSEC source: 0001127602-22-006742 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 157.7406 Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 18:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 6 | $314.98 | $1,889.88 |
DisclosureSEC source: 0001127602-22-005711 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 160.7406 Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 15:55 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 5,376 | $0.00 Strike: $314.98 | $0.00 |
DisclosureSEC source: 0001127602-22-005904 · form4.xml · derivative · entry 3 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,376 Underlying: Common Stock · 5,376 shares Expires 2032-02-17 F1 · shares: These options vest 20% per annum for a 5-year period beginning on February 17, 2023. F1 · derivative.exercise_date: These options vest 20% per annum for a 5-year period beginning on February 17, 2023. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 15:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-026909 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:18 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008979 · form4.xml · nonDerivative · entry 2 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:18 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008979 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,327 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 18:02 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008025 · form4.xml · nonDerivative · entry 2 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 154 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 18:02 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008025 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 166 F1 · shares: These Restricted Stock Units vest 20% per annum for a 5-year period starting on February 24, 2022. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 20:07 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 5,937 | $0.00 Strike: $280.80 | $0.00 |
DisclosureSEC source: 0001127602-21-006929 · form4.xml · derivative · entry 3 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,937 Underlying: Common Stock · 5,937 shares Expires 2031-02-18 F1 · shares: These options vest 20% per annum for a 5-year period beginning on February 18, 2022. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 15:53 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005329 · form4.xml · nonDerivative · entry 2 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 124 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 15:53 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005329 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178 Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 16:14 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-026822 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211 Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 16:08 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 150 | $210.47 | $31,570.35 |
DisclosureSEC source: 0001127602-20-023033 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 18:17 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009311 · form4.xml · nonDerivative · entry 2 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 18:17 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 856 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009311 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,659 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 20:02 UTC | WATERS CORP /DE/ WAT · Entity 3080 | OtherCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008106 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 132 F1 · shares: Represents a restricted stock unit award granted by the issuer to the reporting person's spouse. These restricted stock units vest 20% per annum for a period of 5 years beginning February 25, 2021. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 16:33 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 36 | $216.75 | $7,803.00 |
DisclosureSEC source: 0001127602-20-007117 · form4.xml · nonDerivative · entry 2 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 54 Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 16:33 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 115 | $216.79 | $24,930.85 |
DisclosureSEC source: 0001127602-20-007117 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006397 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 90 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 18:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 8,946 | $0.00 Strike: $224.37 | $0.00 |
DisclosureSEC source: 0001127602-20-005561 · form4.xml · derivative · entry 3 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,946 Underlying: Common Stock · 8,946 shares Expires 2030-02-12 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 18:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005561 · form4.xml · nonDerivative · entry 2 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 96 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 18:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005561 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918 Read SEC document |
| October 10, 2019 Filed Oct 11, 2019 19:29 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 2,543 | $0.00 Strike: $211.30 | $0.00 |
DisclosureSEC source: 0001127602-19-030405 · form4.xml · derivative · entry 3 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,543 Underlying: Common Stock · 2,543 shares Expires 2029-10-10 F2 · derivative.exercise_date: Options vest 20% per annum for a 5 year period beginning on October 10, 2020. Read SEC document |
| October 10, 2019 Filed Oct 11, 2019 19:29 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030405 · form4.xml · nonDerivative · entry 1 Aleman Keeley A · CIK 0001789127 · SVP General Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,672 F1 · shares: These restricted stock units vest 20% per annum for a 5 year period beginning on October 10, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.