Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WATERS CORP /DE/WAT · Entity 3080 | SVP Corporate Development | March 01, 2021 | March 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WATERS CORP /DE/
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,228 |
Ending reported balance
After 2021-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-01 · Grant · Acquired 299 · Balance 1,329 F1: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). Row 2 · 2021-03-01 · Tax withholding · Disposed 101 · Balance 1,228 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 3, 2021 16:22 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008980 · form4.xml · nonDerivative · entry 2 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,228 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:22 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 299 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008980 · form4.xml · nonDerivative · entry 1 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 19:41 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007860 · form4.xml · nonDerivative · entry 1 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030 Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 20:15 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 3,778 | $0.00 Strike: $280.80 | $0.00 |
DisclosureSEC source: 0001127602-21-006934 · form4.xml · derivative · entry 2 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,778 Underlying: Common Stock · 3,778 shares Expires 2031-02-18 F1 · shares: These options vest 20% per annum for a 5-year period beginning on February 18, 2022. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 14:47 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,277 | $0.00 Strike: $189.54 | $0.00 |
DisclosureSEC source: 0001127602-20-028901 · form4.xml · derivative · entry 3 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,108 Underlying: Common Stock · 2,277 shares Expires 2028-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 14:47 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 2,277 | $227.95 | $519,030.77 |
DisclosureSEC source: 0001127602-20-028901 · form4.xml · nonDerivative · entry 2 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174 Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 14:47 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 2,277 | $189.54 | $431,582.58 |
DisclosureSEC source: 0001127602-20-028901 · form4.xml · nonDerivative · entry 1 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 19:07 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 8,946 | $0.00 Strike: $224.37 | $0.00 |
DisclosureSEC source: 0001127602-20-005569 · form4.xml · derivative · entry 2 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,946 Underlying: Common Stock · 8,946 shares Expires 2030-02-12 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,724 | $0.00 Strike: $208.47 | $0.00 |
DisclosureSEC source: 0001127602-19-010428 · form4.xml · derivative · entry 3 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,903 Underlying: Common Stock · 2,724 shares Expires 2028-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 2,724 | $241.23 | $657,110.52 |
DisclosureSEC source: 0001127602-19-010428 · form4.xml · nonDerivative · entry 2 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174 Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 2,724 | $208.47 | $567,872.28 |
DisclosureSEC source: 0001127602-19-010428 · form4.xml · nonDerivative · entry 1 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 11:57 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008784 · form4.xml · nonDerivative · entry 1 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174 Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 15:25 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 11,385 | $0.00 Strike: $189.54 | $0.00 |
DisclosureSEC source: 0001127602-18-035974 · form4.xml · derivative · entry 2 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,385 Underlying: Common Stock · 11,385 shares Expires 2028-12-10 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 y ear period beginning on December 10, 2019. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:45 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 13,627 | $0.00 Strike: $208.47 | $0.00 |
DisclosureSEC source: 0001127602-18-008416 · form4.xml · derivative · entry 2 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,627 Underlying: Common Stock · 13,627 shares Expires 2028-02-23 F2 · derivative.exercise_date: Options vest 20% per annum for a 5 year period beginning on February 23, 2019. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:45 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 1,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008416 · form4.xml · nonDerivative · entry 1 Carson Robert G · CIK 0001731052 · SVP Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319 F1 · shares: These Restricted Stock Units vest 33 1/3 % per annum for a 3 year period beginning on February 23, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.