Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WATERS CORP /DE/WAT · Entity 3080 | SVP Global Operations | March 02, 2020 | March 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WATERS CORP /DE/
Report date March 02, 2020 · Filed March 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,533 |
Ending reported balance
After 2020-03-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-02 · Grant · Acquired 1,101 · Balance 2,857 F1: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). Row 2 · 2020-03-02 · Tax withholding · Disposed 324 · Balance 2,533 |
| Common StockSEC Table I · non-derivative | IndirectBy ESPP | 418.7732 |
Reported balance
Holding disclosure · report date 2020-03-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 418.7732 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 4, 2020 18:38 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009315 · form4.xml · nonDerivative · entry 2 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,533 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 18:38 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 1,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009315 · form4.xml · nonDerivative · entry 1 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,857 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 14:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,471 | $0.00 Strike: $154.33 | $0.00 |
DisclosureSEC source: 0001127602-20-008072 · form4.xml · derivative · entry 4 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,944 Underlying: Common Stock · 1,471 shares Expires 2027-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 14:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 1,471 | $207.33 | $304,982.43 |
DisclosureSEC source: 0001127602-20-008072 · form4.xml · nonDerivative · entry 2 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 14:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,471 | $154.33 | $227,019.43 |
DisclosureSEC source: 0001127602-20-008072 · form4.xml · nonDerivative · entry 1 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,277 | $0.00 Strike: $189.54 | $0.00 |
DisclosureSEC source: 0001127602-20-004194 · form4.xml · derivative · entry 13 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,108 Underlying: Common Stock · 2,277 shares Expires 2028-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,827 | $0.00 Strike: $208.47 | $0.00 |
DisclosureSEC source: 0001127602-20-004194 · form4.xml · derivative · entry 12 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,312 Underlying: Common Stock · 1,827 shares Expires 2028-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,472 | $0.00 Strike: $154.33 | $0.00 |
DisclosureSEC source: 0001127602-20-004194 · form4.xml · derivative · entry 11 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,415 Underlying: Common Stock · 1,472 shares Expires 2027-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 912 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001127602-20-004194 · form4.xml · derivative · entry 10 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,826 Underlying: Common Stock · 912 shares Expires 2026-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 2,277 | $220.03 | $501,008.31 |
DisclosureSEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 8 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 2,277 | $189.54 | $431,582.58 |
DisclosureSEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 7 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 1,827 | $220.01 | $401,958.27 |
DisclosureSEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 6 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,827 | $208.47 | $380,874.69 |
DisclosureSEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 5 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 1,472 | $220.13 | $324,031.36 |
DisclosureSEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 4 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,472 | $154.33 | $227,173.76 |
DisclosureSEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 3 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 912 | $220.15 | $200,776.80 |
DisclosureSEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 2 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 912 | $139.51 | $127,233.12 |
DisclosureSEC source: 0001127602-20-004194 · form4.xml · nonDerivative · entry 1 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 15:45 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 127 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034658 · form4.xml · nonDerivative · entry 1 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 18:27 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 913 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001127602-19-002803 · form4.xml · derivative · entry 4 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,738 Underlying: Common Stock · 913 shares Expires 2026-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 18:27 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 913 | $226.39 | $206,694.07 |
DisclosureSEC source: 0001127602-19-002803 · form4.xml · nonDerivative · entry 2 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,883 Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 18:27 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 913 | $139.51 | $127,372.63 |
DisclosureSEC source: 0001127602-19-002803 · form4.xml · nonDerivative · entry 1 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 15:39 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 11,385 | $0.00 Strike: $189.54 | $0.00 |
DisclosureSEC source: 0001127602-18-035975 · form4.xml · derivative · entry 3 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,385 Underlying: Common Stock · 11,385 shares Expires 2028-12-10 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 y ear period beginning on December 10, 2019. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 15:39 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 127 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035975 · form4.xml · nonDerivative · entry 1 Kim Francis · CIK 0001735131 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,883 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.