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WAB

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP

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1492
SEC CIK
0000943452
Parsed reports
719

Last 12 months

Inside the activity.

0 purchase rows · 132 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 2025011
Jan 202608
Feb 2026017
Mar 2026016
Apr 202604
May 2026010
Jun 2026010
Jul 2026014
Aug 2026013
Sep 202608
Oct 2026010

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2018 Filed Jul 30, 2018 20:04 UTC
Mastalerz John A JrVP Fin., Corp. Controller, CAO
Exercise / conversionNon-Qualified Stock Options · Derivative 1,400 $0.00 Strike: $72.82 $0.00
Disclosure

SEC source: 0001209191-18-044363 · doc4.xml · derivative · entry 5

Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:04 UTC
Mastalerz John A JrVP Fin., Corp. Controller, CAO
SaleCommon Stock - Direct 3,238 $109.64 $355,014.32
Disclosure

SEC source: 0001209191-18-044363 · doc4.xml · nonDerivative · entry 4

Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,690

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:04 UTC
Mastalerz John A JrVP Fin., Corp. Controller, CAO
Exercise / conversionCommon Stock - Direct 1,050 $87.03 $91,381.50
Disclosure

SEC source: 0001209191-18-044363 · doc4.xml · nonDerivative · entry 3

Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:04 UTC
Mastalerz John A JrVP Fin., Corp. Controller, CAO
Exercise / conversionCommon Stock - Direct 788 $61.33 $48,328.04
Disclosure

SEC source: 0001209191-18-044363 · doc4.xml · nonDerivative · entry 2

Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:04 UTC
Mastalerz John A JrVP Fin., Corp. Controller, CAO
Exercise / conversionCommon Stock - Direct 1,400 $72.82 $101,948.00
Disclosure

SEC source: 0001209191-18-044363 · doc4.xml · nonDerivative · entry 1

Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 1,225 $0.00 Strike: $87.05 $0.00
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · derivative · entry 15

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,675

Underlying: Common Stock · 1,225 shares

Expires 2027-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Exercise / conversionNon Qualified Stock Option · Derivative 2,100 $0.00 Strike: $61.33 $0.00
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · derivative · entry 14

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,100 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 2,625 $0.00 Strike: $87.03 $0.00
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · derivative · entry 13

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Underlying: Common Stock · 2,625 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Exercise / conversionNon-Qualified Stock Options · Derivative 3,150 $0.00 Strike: $72.82 $0.00
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · derivative · entry 12

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,150 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 3,920 $0.00 Strike: $48.29 $0.00
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · derivative · entry 11

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,920 shares

Expires 2023-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Exercise / conversionNon-Qualified Stock Options · Derivative 1,260 $0.00 Strike: $35.29 $0.00
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · derivative · entry 10

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,260 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
SaleCommon Stock - Direct 7,000 $109.08 $763,578.90
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 9

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,295

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
SaleCommon Stock - Direct 700 $110.29 $77,203.00
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 8

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,295

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $110.15 to $110.45 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
SaleCommon Stock - Direct 13,580 $109.74 $1,490,269.20
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 7

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,995

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $109.13 to $110.09 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Exercise / conversionCommon Stock - Direct 1,225 $87.05 $106,636.25
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 6

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Exercise / conversionCommon Stock - Direct 2,100 $61.33 $128,793.00
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 5

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Exercise / conversionCommon Stock - Direct 2,625 $87.03 $228,453.75
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 4

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Exercise / conversionCommon Stock - Direct 3,150 $72.82 $229,383.00
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 3

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Exercise / conversionCommon Stock - Direct 3,920 $48.29 $189,296.80
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 2

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:58 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Exercise / conversionCommon Stock - Direct 1,260 $35.29 $44,469.18
Disclosure

SEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 1

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:54 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 54,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001209191-18-044353 · doc4.xml · derivative · entry 7

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,000 shares

Expires 2020-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:54 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 50,000 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001209191-18-044353 · doc4.xml · derivative · entry 6

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:54 UTC SaleCommon Stock - Direct 300 $110.82 $33,246.60
Disclosure

SEC source: 0001209191-18-044353 · doc4.xml · nonDerivative · entry 5

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,475

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $110.815 to $110.83 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:54 UTC SaleCommon Stock - Direct 12,900 $110.46 $1,424,934.00
Disclosure

SEC source: 0001209191-18-044353 · doc4.xml · nonDerivative · entry 4

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,775

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $109.80 to $110.755 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:54 UTC SaleCommon Stock - Direct 90,800 $109.00 $9,897,200.00
Disclosure

SEC source: 0001209191-18-044353 · doc4.xml · nonDerivative · entry 3

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,675

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $108.79 to $109.78 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:54 UTC Exercise / conversionCommon Stock - Direct 54,000 $19.10 $1,031,562.00
Disclosure

SEC source: 0001209191-18-044353 · doc4.xml · nonDerivative · entry 2

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 19:54 UTC Exercise / conversionCommon Stock - Direct 50,000 $14.50 $725,000.00
Disclosure

SEC source: 0001209191-18-044353 · doc4.xml · nonDerivative · entry 1

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:17 UTC SaleCommon Stock 55,000 $97.79 $5,378,631.50
Disclosure

SEC source: 0001209191-18-035042 · doc4.xml · nonDerivative · entry 1

KASSLING WILLIAM E · CIK 0001016648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Davideco, Inc., a DE corporation

Disclosed balance after: 1,073,654

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at prices ranging from $97.54 to $97.86 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 16:51 UTC SaleCommon Stock 10,000 $97.70 $976,950.00
Disclosure

SEC source: 0001209191-18-034301 · doc4.xml · nonDerivative · entry 2

FERNANDEZ EMILIO · CIK 0001269075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Americas Gate Foundation L.C.

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $97.52 to $97.80 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 29, 2018 Filed May 30, 2018 18:44 UTC SaleCommon Stock - Direct 4,116 $97.27 $400,363.32
Disclosure

SEC source: 0001209191-18-034096 · doc4.xml · nonDerivative · entry 2

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,475

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at prices ranging from $97.12 to $97.38 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
May 29, 2018 Filed May 30, 2018 18:44 UTC SaleCommon Stock - Direct 60,884 $96.68 $5,886,100.73
Disclosure

SEC source: 0001209191-18-034096 · doc4.xml · nonDerivative · entry 1

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,591

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at prices ranging from $96.11 to $97.10 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 29, 2018 Filed Aug 30, 2018 21:14 UTC
Betler Raymond TDirector · President · Chief Executive Officer
GiftCommon Stock - Direct 2,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-048977 · doc4.xml · nonDerivative · entry 1

Betler Raymond T · CIK 0001443222 · Director · President · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,670

Read SEC document
May 25, 2018 Filed May 29, 2018 20:20 UTC SaleCommon Stock 3,500 $97.60 $341,600.00
Disclosure

SEC source: 0001209191-18-033812 · doc4.xml · nonDerivative · entry 1

BROOKS ROBERT J · CIK 0001244221 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Brooks Family Foundation

Disclosed balance after: 0

Read SEC document
May 25, 2018 Filed May 29, 2018 20:18 UTC
WAHLSTROM SCOTTExec VP, Human Resources
SaleCommon Stock - Direct 9,000 $97.47 $877,189.50
Disclosure

SEC source: 0001209191-18-033803 · doc4.xml · nonDerivative · entry 2

WAHLSTROM SCOTT · CIK 0001244230 · Exec VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,725

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at prices ranging from $97.453 to $97.565 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 25, 2018 Filed May 29, 2018 20:18 UTC
WAHLSTROM SCOTTExec VP, Human Resources
Exercise / conversionCommon Stock - Direct 9,000 $19.10 $171,927.00
Disclosure

SEC source: 0001209191-18-033803 · doc4.xml · nonDerivative · entry 1

WAHLSTROM SCOTT · CIK 0001244230 · Exec VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2018 Filed May 24, 2018 16:21 UTC
Hehir BrianDirector
SaleCommon Stock - Direct 2,952 $96.35 $284,437.01
Disclosure

SEC source: 0001209191-18-032861 · doc4.xml · nonDerivative · entry 1

Hehir Brian · CIK 0001408047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,572.54

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 23, 2018 Filed May 24, 2018 16:15 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 4,000 $0.00 Strike: $19.86 $0.00
Disclosure

SEC source: 0001209191-18-032855 · doc4.xml · derivative · entry 5

FOSTER LEE B II · CIK 0001215495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2018 Filed May 24, 2018 16:15 UTC SaleCommon Stock - Direct 4,000 $96.90 $387,600.00
Disclosure

SEC source: 0001209191-18-032855 · doc4.xml · nonDerivative · entry 2

FOSTER LEE B II · CIK 0001215495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

Read SEC document
May 23, 2018 Filed May 24, 2018 16:15 UTC Exercise / conversionCommon Stock - Direct 4,000 $19.86 $79,452.00
Disclosure

SEC source: 0001209191-18-032855 · doc4.xml · nonDerivative · entry 1

FOSTER LEE B II · CIK 0001215495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2018 Filed May 22, 2018 19:42 UTC GrantNon-Qualified Stock Option · Derivative 20,000 $0.00 Strike: $94.87 $0.00
Disclosure

SEC source: 0001209191-18-032261 · doc4.xml · derivative · entry 2

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-05-18

F2 · derivative.exercise_date: 25% of options granted vest upon completion of the Company's announced combination with GE Transportation, which remains subject to customary closing conditions as of the date of the filing of this Form 4. The remaining 75% of options granted vest upon the conclusion of the recipient's service on the Board of Directors of the Company.

Read SEC document
May 18, 2018 Filed May 22, 2018 19:42 UTC GrantCommon Stock - Direct 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032261 · doc4.xml · nonDerivative · entry 1

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,475

F1 · price: Fair Market Value of the stock on May 18, 2018 was $94.87 per share.

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May 15, 2018 Filed May 16, 2018 21:36 UTC GrantPhantom Stock · Derivative 1,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030628 · doc4.xml · derivative · entry 4

FOSTER LEE B II · CIK 0001215495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,158.54

Underlying: Common Stock · 1,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Phantom Stock represents a right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: The Phantom Stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the terms and conditions of the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors.

F2 · derivative.expiration_date: The Phantom Stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the terms and conditions of the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors.

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May 15, 2018 Filed May 16, 2018 21:32 UTC GrantCommon Stock - Direct 1,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030621 · doc4.xml · nonDerivative · entry 1

HOWELL MICHAEL W D · CIK 0001269280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,650.17

F1 · price: Fair Market Value of Stock on May 15, 2018 was $92.58 per share.

F2 · price: Shares vest first anniversary of grant date.

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May 15, 2018 Filed May 16, 2018 21:30 UTC GrantCommon Stock - Direct 1,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030619 · doc4.xml · nonDerivative · entry 1

KASSLING WILLIAM E · CIK 0001016648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,444.2

F1 · price: Fair Market Value of Stock on May 15, 2018 was $92.58 per share.

F2 · price: Shares vest first anniversary of grant date.

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May 15, 2018 Filed May 16, 2018 21:26 UTC
Hehir BrianDirector
GrantCommon Stock - Direct 1,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030613 · doc4.xml · nonDerivative · entry 1

Hehir Brian · CIK 0001408047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,524.54

F1 · price: Fair Market Value of Stock on May 15, 2018 was $92.58 per share.

F2 · price: Shares vest first anniversary of grant date.

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May 15, 2018 Filed May 16, 2018 21:23 UTC GrantCommon Stock - Direct 1,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030607 · doc4.xml · nonDerivative · entry 1

FERNANDEZ EMILIO · CIK 0001269075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,020.54

F1 · price: Fair Market Value of Stock on May 15, 2018 was $92.58 per share.

F2 · price: Shares vest first anniversary of grant date.

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May 15, 2018 Filed May 16, 2018 21:25 UTC GrantCommon Stock - Direct 1,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030611 · doc4.xml · nonDerivative · entry 1

Harty Linda S · CIK 0001388153 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,254

F1 · price: Fair Market Value of Stock on May 15, 2018 was $92.58 per share.

F2 · price: Shares vest first anniversary of grant date.

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May 15, 2018 Filed May 16, 2018 21:21 UTC GrantCommon Stock - Direct 1,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030605 · doc4.xml · nonDerivative · entry 1

Faiveley Erwan · CIK 0001691277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,898

F1 · price: Fair Market Value of Stock on May 15, 2018 was $92.58 per share.

F2 · price: Shares vest first anniversary of grant date.

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May 15, 2018 Filed May 16, 2018 21:07 UTC GrantCommon Stock - Direct 1,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030588 · doc4.xml · nonDerivative · entry 1

BROOKS ROBERT J · CIK 0001244221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,872

F1 · price: Fair Market Value of Stock on May 15, 2018 was $92.58 per share.

F2 · price: Shares vest first anniversary of grant date.

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May 15, 2018 Filed May 16, 2018 21:04 UTC GrantCommon Stock - Direct 1,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030582 · doc4.xml · nonDerivative · entry 1

Alfroid Philippe · CIK 0001691322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

F1 · price: Fair Market Value of Stock on May 15, 2018 was $92.58 per share.

F2 · price: Shares vest first anniversary of grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.