Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB · Entity 1492 | Director | May 17, 2019 | May 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
Report date May 17, 2019 · Filed May 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - DirectSEC Table I · non-derivative | Direct | 718,999.54 |
Reported balance
After 2019-05-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-17 · Grant · Acquired 2,247 · Balance 718,999.54 F1: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. F2: Shares vest first anniversary of grant date. F3: Includes 7 shares received by the reporting person in a distribution by General Electric Company ("GE") to its stockholders of shares of the issuer's common stock in connection with the issuer's previously announced combination with GE's transportation business. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 514,350 |
Reported balance
Holding disclosure · report date 2019-05-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 514,350 |
Filing footnotes · ownership attribution and instrument terms
F1: Fair Market Value of the stock on May 17, 2019 was $66.77 per share.
F2: Shares vest first anniversary of grant date.
F3: Includes 7 shares received by the reporting person in a distribution by General Electric Company ("GE") to its stockholders of shares of the issuer's common stock in connection with the issuer's previously announced combination with GE's transportation business.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2019 Filed May 21, 2019 16:39 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 2,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031659 · doc4.xml · nonDerivative · entry 1 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,999.54 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. F2 · price: Shares vest first anniversary of grant date. F3 · balance_after: Includes 7 shares received by the reporting person in a distribution by General Electric Company ("GE") to its stockholders of shares of the issuer's common stock in connection with the issuer's previously announced combination with GE's transportation business. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 18:08 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Options · Derivative | 8,000 | $0.00 Strike: $19.86 | $0.00 |
DisclosureSEC source: 0001209191-18-054872 · doc4.xml · derivative · entry 3 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 18:08 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 8,000 | $19.86 | $158,904.00 |
DisclosureSEC source: 0001209191-18-054872 · doc4.xml · nonDerivative · entry 1 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,745.54 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2018 Filed Aug 14, 2018 00:32 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock | 12,464 | $112.09 | $1,397,064.83 |
DisclosureSEC source: 0001209191-18-046524 · doc4.xml · nonDerivative · entry 2 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Americas Gate Foundation L.C. Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $111.65 to $112.62 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 09, 2018 Filed Aug 14, 2018 00:32 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock | 3,536 | $112.89 | $399,189.65 |
DisclosureSEC source: 0001209191-18-046524 · doc4.xml · nonDerivative · entry 1 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Americas Gate Foundation L.C. Disclosed balance after: 12,464 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $112.68 to $113.12 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 30, 2018 Filed May 31, 2018 16:51 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock | 10,000 | $97.70 | $976,950.00 |
DisclosureSEC source: 0001209191-18-034301 · doc4.xml · nonDerivative · entry 2 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Americas Gate Foundation L.C. Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $97.52 to $97.80 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:23 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030607 · doc4.xml · nonDerivative · entry 1 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,020.54 F1 · price: Fair Market Value of Stock on May 15, 2018 was $92.58 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| May 10, 2018 Filed Feb 14, 2019 22:15 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GiftCommon Stock - Direct | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010280 · doc5.xml · nonDerivative · entry 1 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,745.54 Read SEC document |
| January 25, 2018 Filed May 31, 2018 16:51 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GiftCommon Stock - Direct | 8,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034301 · doc4.xml · nonDerivative · entry 1 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863,925.54 Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 21:38 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Options · Derivative | 8,000 | $0.00 Strike: $16.96 | $0.00 |
DisclosureSEC source: 0001209191-17-059293 · doc4.xml · derivative · entry 3 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 21:38 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 8,000 | $16.96 | $135,704.00 |
DisclosureSEC source: 0001209191-17-059293 · doc4.xml · nonDerivative · entry 1 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,400.54 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 13:31 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 1,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031705 · doc4.xml · nonDerivative · entry 1 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,400.54 F1 · price: Fair Market Value of Stock on May 10, 2017 was $81.755 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 17:31 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Option · Derivative | 8,000 | $0.00 Strike: $15.15 | $0.00 |
DisclosureSEC source: 0001209191-16-148094 · doc4.xml · derivative · entry 3 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2017-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 17:31 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 8,000 | $15.15 | $121,160.00 |
DisclosureSEC source: 0001209191-16-148094 · doc4.xml · nonDerivative · entry 1 FERNANDEZ EMILIO · CIK 0001269075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,565.54 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.