Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB · Entity 1492 | Director | August 21, 2018 | August 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
Report date August 21, 2018 · Filed August 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - DirectSEC Table I · non-derivative | Direct | 62,872 |
Reported balance
After 2018-08-21 transaction · row 1
1 source rowRow 1 · 2018-08-21 · Sale · Disposed 20,000 · Balance 62,872 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at prices ranging from $110.50 to $110.71 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectSuebro, Inc. a DE holding company | 385,773 |
Reported balance
Holding disclosure · report date 2018-08-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 385,773 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at prices ranging from $110.50 to $110.71 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2018 Filed Aug 21, 2018 21:09 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 20,000 | $110.56 | $2,211,258.00 |
DisclosureSEC source: 0001209191-18-047772 · doc4.xml · nonDerivative · entry 1 BROOKS ROBERT J · CIK 0001244221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,872 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at prices ranging from $110.50 to $110.71 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 25, 2018 Filed May 29, 2018 20:20 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock | 3,500 | $97.60 | $341,600.00 |
DisclosureSEC source: 0001209191-18-033812 · doc4.xml · nonDerivative · entry 1 BROOKS ROBERT J · CIK 0001244221 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Brooks Family Foundation Disclosed balance after: 0 Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:07 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030588 · doc4.xml · nonDerivative · entry 1 BROOKS ROBERT J · CIK 0001244221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,872 F1 · price: Fair Market Value of Stock on May 15, 2018 was $92.58 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 13:14 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Options · Derivative | 8,000 | $0.00 Strike: $19.86 | $0.00 |
DisclosureSEC source: 0001209191-18-021682 · doc4.xml · derivative · entry 5 BROOKS ROBERT J · CIK 0001244221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 13:14 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 8,000 | $19.86 | $158,904.00 |
DisclosureSEC source: 0001209191-18-021682 · doc4.xml · nonDerivative · entry 2 BROOKS ROBERT J · CIK 0001244221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2018 Filed Mar 27, 2018 13:14 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GiftCommon Stock - Direct | 10,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021682 · doc4.xml · nonDerivative · entry 1 BROOKS ROBERT J · CIK 0001244221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,252 F1 · shares: Represents the transfer by the reporting person of directly owned shares to Suebro, Inc. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:32 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Indirect | 3,500 | $77.66 | $271,813.50 |
DisclosureSEC source: 0001209191-17-059762 · doc4.xml · nonDerivative · entry 1 BROOKS ROBERT J · CIK 0001244221 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Brooks Family Foundation Disclosed balance after: 3,500 F1 · ownership.nature: Mr. Brooks previously contributed 7,000 shares to the foundation. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 18:38 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Options · Derivative | 4,000 | $0.00 Strike: $16.96 | $0.00 |
DisclosureSEC source: 0001209191-17-051037 · doc4.xml · derivative · entry 3 BROOKS ROBERT J · CIK 0001244221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 18:38 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 4,000 | $16.96 | $67,852.00 |
DisclosureSEC source: 0001209191-17-051037 · doc4.xml · nonDerivative · entry 1 BROOKS ROBERT J · CIK 0001244221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 13:29 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 1,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031704 · doc4.xml · nonDerivative · entry 1 BROOKS ROBERT J · CIK 0001244221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,221 F1 · price: Fair Market Value of Stock on May 10, 2017 was $81.755 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| August 17, 2016 Filed Feb 9, 2017 21:43 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GiftCommon Stock - Direct | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009113 · doc5.xml · nonDerivative · entry 1 BROOKS ROBERT J · CIK 0001244221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,386 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.