Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB · Entity 1492 | EVP & Chief Financial Officer | August 30, 2021 | September 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
Report date August 30, 2021 · Filed September 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust | 69,516 |
Reported balance
After 2021-08-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-08-30 · Sale · Disposed 17,033 · Balance 69,516 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $90.001 to $90.025 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |
| Common Stock - 401kSEC Table I · non-derivative | Indirect401K | 840.11 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 840.11 |
| Common Stock - DirectSEC Table I · non-derivative | Direct | 21,348 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 21,348 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $90.001 to $90.025 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 30, 2021 Filed Sep 1, 2021 15:14 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock | 17,033 | $90.02 | $1,533,274.89 |
DisclosureSEC source: 0001209191-21-054202 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 69,516 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $90.001 to $90.025 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 19:15 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Tax withholdingCommon Stock - Direct | 1,410 | $77.27 | $108,950.70 |
DisclosureSEC source: 0001209191-21-022021 · doc4.xml · nonDerivative · entry 2 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,622 F1 · shares: Shares were withheld from issuance to satisfy tax obligations. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 19:15 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 3,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022021 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,032 Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:37 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Tax withholdingCommon Stock - Direct | 6,987 | $74.15 | $518,086.05 |
DisclosureSEC source: 0001209191-21-016041 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,791 F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 14:18 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantNon-Qualified Stock Option · Derivative | 6,987 | $0.00 Strike: $81.21 | $0.00 |
DisclosureSEC source: 0001209191-21-010583 · doc4.xml · derivative · entry 4 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,987 Underlying: Common Stock · 6,987 shares Expires 2031-02-11 F4 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2022. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 14:18 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 6,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010583 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,778 F1 · price: Fair Market Value of the stock on February 11, 2021 was $81.21 per share. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:54 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Tax withholdingCommon Stock - Direct | 870 | $72.72 | $63,266.40 |
DisclosureSEC source: 0001209191-21-000454 · doc4.xml · nonDerivative · entry 2 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,066 F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares. Read SEC document |
| December 13, 2020 Filed Jan 4, 2021 22:54 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Tax withholdingCommon Stock - Direct | 3,261 | $74.93 | $244,330.43 |
DisclosureSEC source: 0001209191-21-000454 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,936 F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 23:15 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 8,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020342 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,197 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:43 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Tax withholdingCommon Stock - Direct | 6,340 | $67.48 | $427,791.50 |
DisclosureSEC source: 0001209191-20-014940 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,147 F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 19:53 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantNon-Qualified Stock Options · Derivative | 7,606 | $0.00 Strike: $78.33 | $0.00 |
DisclosureSEC source: 0001209191-20-008225 · doc4.xml · derivative · entry 3 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,606 Underlying: Common Stock · 7,606 shares Expires 2030-02-07 F3 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 19:53 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 7,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008225 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,487 F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 12:54 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 4,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020900 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,881 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:21 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantNon-Qualified Stock Options · Derivative | 7,700 | $0.00 Strike: $70.64 | $0.00 |
DisclosureSEC source: 0001209191-19-018097 · doc4.xml · derivative · entry 5 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,700 Underlying: Common Stock · 7,700 shares Expires 2029-03-06 F3 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2020. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:21 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018097 · doc4.xml · nonDerivative · entry 3 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,995 F1 · price: Fair Market Value of the stock on March 6, 2019 was $70.64 per share. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:21 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018097 · doc4.xml · nonDerivative · entry 2 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,995 F1 · price: Fair Market Value of the stock on March 6, 2019 was $70.64 per share. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:21 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 7,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018097 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,995 F1 · price: Fair Market Value of the stock on March 6, 2019 was $70.64 per share. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Option · Derivative | 1,225 | $0.00 Strike: $87.05 | $0.00 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · derivative · entry 15 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,675 Underlying: Common Stock · 1,225 shares Expires 2027-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon Qualified Stock Option · Derivative | 2,100 | $0.00 Strike: $61.33 | $0.00 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · derivative · entry 14 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Underlying: Common Stock · 2,100 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Option · Derivative | 2,625 | $0.00 Strike: $87.03 | $0.00 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · derivative · entry 13 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875 Underlying: Common Stock · 2,625 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Options · Derivative | 3,150 | $0.00 Strike: $72.82 | $0.00 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · derivative · entry 12 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,150 shares Expires 2024-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Option · Derivative | 3,920 | $0.00 Strike: $48.29 | $0.00 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · derivative · entry 11 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,920 shares Expires 2023-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Options · Derivative | 1,260 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · derivative · entry 10 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,260 shares Expires 2022-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 7,000 | $109.08 | $763,578.90 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 9 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,295 Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 700 | $110.29 | $77,203.00 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 8 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,295 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $110.15 to $110.45 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 13,580 | $109.74 | $1,490,269.20 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 7 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,995 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $109.13 to $110.09 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 1,225 | $87.05 | $106,636.25 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 6 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 2,100 | $61.33 | $128,793.00 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 5 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 2,625 | $87.03 | $228,453.75 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 4 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 3,150 | $72.82 | $229,383.00 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 3 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 3,920 | $48.29 | $189,296.80 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 2 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 1,260 | $35.29 | $44,469.18 |
DisclosureSEC source: 0001209191-18-044359 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:49 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Tax withholdingCommon Stock - Direct | 1,545 | $82.60 | $127,617.00 |
DisclosureSEC source: 0001209191-18-020612 · doc4.xml · nonDerivative · entry 2 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,295 F1 · shares: Shares were withheld from issuance to satisfy tax obligations. F2 · balance_after: The amount of securities beneficially owned following the reported transaction reflects prior unreported withholdings by the Company of 1,160 shares in the aggregate to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:49 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 3,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020612 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,840 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 20:33 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Tax withholdingCommon Stock - Direct | 1,721 | $80.44 | $138,428.64 |
DisclosureSEC source: 0001209191-18-016318 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,447 F1 · kind: Shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute a sale of shares or other open market transaction. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:07 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantNon-Qualified Stock Option · Derivative | 5,600 | $0.00 Strike: $71.79 | $0.00 |
DisclosureSEC source: 0001209191-18-008417 · doc4.xml · derivative · entry 4 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,600 Underlying: Common Stock · 5,600 shares Expires 2028-02-06 F2 · derivative.exercise_date: Options vest 25% per year beginning March 1, 2019. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:07 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 5,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008417 · doc4.xml · nonDerivative · entry 2 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,168 F1 · price: Fair Market Value of the stock on February 6, 2018, was $71.79 per share. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:07 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008417 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,568 F1 · price: Fair Market Value of the stock on February 6, 2018, was $71.79 per share. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 12:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Tax withholdingCommon Stock - Direct | 1,663 | $77.46 | $128,815.98 |
DisclosureSEC source: 0001209191-17-021593 · doc4.xml · nonDerivative · entry 2 DUGAN PATRICK D · CIK 0001273607 · Exec VP Chief Financal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,568 F1 · price: Shares were withheld from issuance to satisfy tax obligations. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 12:58 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 5,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021593 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · Exec VP Chief Financal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,231 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:56 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 5,000 | $80.93 | $404,655.00 |
DisclosureSEC source: 0001209191-17-016862 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · Sr. VP, Chief Financal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,950 F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:36 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantNon-Qualified Stock Option · Derivative | 4,900 | $0.00 Strike: $87.05 | $0.00 |
DisclosureSEC source: 0001209191-17-009169 · doc4.xml · derivative · entry 3 DUGAN PATRICK D · CIK 0001273607 · Sr. VP, Chief Financal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Underlying: Common Stock · 4,900 shares Expires 2027-02-07 F3 · derivative.exercise_date: Options vest 25% per year beginning March 1, 2018. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:36 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 4,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009169 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · Sr. VP, Chief Financal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,950 F1 · price: Fair Market Value of stock on Feb. 7, 2017 was $87.05 per share. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:15 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155153 · doc4.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · Sr. VP, Chief Financal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,090 F1 · price: FMV of stock on December 13, 2016 was $81.925 per share. F2 · price: Shares vest on December 13, 2020. Read SEC document |
| August 09, 2016 Filed Feb 9, 2017 20:40 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GiftCommon Stock - Direct | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009035 · doc5.xml · nonDerivative · entry 1 DUGAN PATRICK D · CIK 0001273607 · Sr. VP, Chief Financal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,550 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.