Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB · Entity 1492 | Director | August 19, 2021 | August 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
Report date August 19, 2021 · Filed August 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - DirectSEC Table I · non-derivative | Direct | 5,128.17 |
Reported balance
After 2021-08-19 transaction · row 1
1 source rowRow 1 · 2021-08-19 · Sale · Disposed 4,446 · Balance 5,128.17 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $86.14 to $86.715 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $86.14 to $86.715 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2021 Filed Aug 20, 2021 20:47 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 4,446 | $86.39 | $384,106.39 |
DisclosureSEC source: 0001209191-21-052789 · doc4.xml · nonDerivative · entry 1 HOWELL MICHAEL W D · CIK 0001269280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,128.17 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $86.14 to $86.715 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:55 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034445 · doc4.xml · nonDerivative · entry 1 HOWELL MICHAEL W D · CIK 0001269280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,634.17 F1 · price: Fair Market Value of the stock on May 19, 2021 was $77.705 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| May 19, 2021 Filed Aug 20, 2021 20:41 UTC Amendment | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantPhantom Stock · Derivative | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052786 · doc4a.xml · derivative · entry 1 HOWELL MICHAEL W D · CIK 0001269280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,492.37 Underlying: Common Stock · 2,060 shares Expires not disclosed F1 · security: Represents a deferred award of restricted shares which was inadvertently reported as a non-deferred award of restricted shares in Table I of the Form 4 filed by the reporting person on May 20, 2021. F2 · derivative.exercise_price: Each share of Phantom Stock represents a right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: The phantom stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors. Such payment will be either in lump sum or in annual installments commencing on the separation from service payment commencement date as defined in the Plan, and as elected by the reporting person. F3 · derivative.expiration_date: The phantom stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors. Such payment will be either in lump sum or in annual installments commencing on the separation from service payment commencement date as defined in the Plan, and as elected by the reporting person. Read SEC document |
| May 15, 2020 Filed May 18, 2020 18:15 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 2,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030023 · doc4.xml · nonDerivative · entry 1 HOWELL MICHAEL W D · CIK 0001269280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,061.17 F1 · price: Fair Market Value of the stock on May 15, 2020 was $52.075 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 12:51 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 717 | $79.30 | $56,858.82 |
DisclosureSEC source: 0001209191-19-057889 · doc4.xml · nonDerivative · entry 1 HOWELL MICHAEL W D · CIK 0001269280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,180.17 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $79.30 to $79.33 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 17, 2019 Filed May 21, 2019 16:48 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 2,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031665 · doc4.xml · nonDerivative · entry 1 HOWELL MICHAEL W D · CIK 0001269280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,897.17 F1 · price: Fair Market Value of the stock on May 17, 2019 was $66.77 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:32 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030621 · doc4.xml · nonDerivative · entry 1 HOWELL MICHAEL W D · CIK 0001269280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,650.17 F1 · price: Fair Market Value of Stock on May 15, 2018 was $92.58 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:40 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Tax withholdingCommon Stock - Direct | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029941 · doc4.xml · nonDerivative · entry 1 HOWELL MICHAEL W D · CIK 0001269280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,030.17 F1 · kind: Shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute a sale of shares or other open market transaction. F2 · balance_after: The amount of securities beneficially owned following the reported transaction reflects prior unreported withholdings by the Company of 525 shares in the aggregate to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares. Read SEC document |
| May 10, 2017 Filed May 12, 2017 14:06 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 1,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031726 · doc4.xml · nonDerivative · entry 1 HOWELL MICHAEL W D · CIK 0001269280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,106.17 F1 · price: Fair Market Value of Stock on May 10, 2017 was $81.755 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.