Last 12 months
Inside the activity.
3 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 16, 2021 22:48 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
GrantCommon Stock | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000091 · wf-form4_161593489454990.xml · nonDerivative · entry 4 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,794 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 2,450 RSUs that are scheduled to vest on March 15, 2022, (ii) 1,495 RSUs that are scheduled to vest on March 15, 2023, and (iii) 367 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:48 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
GrantCommon Stock | 1,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000091 · wf-form4_161593489454990.xml · nonDerivative · entry 3 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,695 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:48 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
Tax withholdingCommon Stock | 2,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000091 · wf-form4_161593489454990.xml · nonDerivative · entry 2 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,163 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:47 UTC |
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
|
GrantCommon Stock | 468 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000090 · wf-form4_161593484232682.xml · nonDerivative · entry 4 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,075.59 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,044 RSUs that are scheduled to vest on March 15, 2022, (iii) 637 RSUs that are scheduled to vest on March 15, 2023, and (iv) 156 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:47 UTC |
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
|
GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000090 · wf-form4_161593484232682.xml · nonDerivative · entry 3 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,607.59 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:47 UTC |
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
|
Tax withholdingCommon Stock | 1,254 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000090 · wf-form4_161593484232682.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,841.59 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:47 UTC |
HILLS WENDY JEVP, CLO, GC & Secretary
|
GrantCommon Stock | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000089 · wf-form4_161593482410943.xml · nonDerivative · entry 2 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,622 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,170 RSUs that are scheduled to vest on March 15, 2022, (ii) 2,521 RSUs that are scheduled to vest on September 16, 2022, (iii) 1,171 RSUs that are scheduled to vest on March 15, 2023, and (iv) 287 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:46 UTC |
PENA MARDELLE WEVP, Chief HR Officer
|
GrantCommon Stock | 603 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000088 · wf-form4_161593479688247.xml · nonDerivative · entry 4 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,248 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 1,218 RSUs that are scheduled to vest on March 15, 2022, (ii) 820 RSUs that are scheduled to vest on March 15, 2023, and (iii) 201 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:46 UTC |
PENA MARDELLE WEVP, Chief HR Officer
|
GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000088 · wf-form4_161593479688247.xml · nonDerivative · entry 3 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,645 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:46 UTC |
PENA MARDELLE WEVP, Chief HR Officer
|
Tax withholdingCommon Stock | 1,167 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000088 · wf-form4_161593479688247.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,879 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:46 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
GrantCommon Stock | 5,733 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000087 · wf-form4_161593477683676.xml · nonDerivative · entry 4 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,088.52 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 12,365 RSUs that are scheduled to vest on March 15, 2022, (iii) 7,803 RSUs that are scheduled to vest on March 15, 2023, and (iv) 1,911 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:46 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
GrantCommon Stock | 8,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000087 · wf-form4_161593477683676.xml · nonDerivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,355.52 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:46 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Tax withholdingCommon Stock | 14,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000087 · wf-form4_161593477683676.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,735.52 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:49 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
Tax withholdingCommon Stock | 472 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000093 · wf-form4_161593493156257.xml · nonDerivative · entry 1 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,264.451 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:48 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 728 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000092 · wf-form4_161593491310758.xml · nonDerivative · entry 1 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,384 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:48 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
Tax withholdingCommon Stock | 524 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000091 · wf-form4_161593489454990.xml · nonDerivative · entry 1 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,737 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:47 UTC |
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
|
Tax withholdingCommon Stock | 223 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000090 · wf-form4_161593484232682.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,095.59 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:47 UTC |
HILLS WENDY JEVP, CLO, GC & Secretary
|
Tax withholdingCommon Stock | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000089 · wf-form4_161593482410943.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,761 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:46 UTC |
PENA MARDELLE WEVP, Chief HR Officer
|
Tax withholdingCommon Stock | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000088 · wf-form4_161593479688247.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,046 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:46 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Tax withholdingCommon Stock | 2,730 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000087 · wf-form4_161593477683676.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,835.52 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| February 03, 2021 Filed May 17, 2021 21:31 UTC |
Fleming Susan S.Director
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000156 · wf-form4_162128706496258.xml · nonDerivative · entry 1 Fleming Susan S. · CIK 0001179676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,254 Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:00 UTC |
PENA MARDELLE WEVP, Chief HR Officer
|
Exercise / conversionStock Options · Derivative | 480 | $0.00 Strike: $25.51 | $0.00 |
DisclosureSEC source: 0000883237-20-000122 · wf-form4_159787081579447.xml · derivative · entry 3 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 480 shares Expires 2020-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:00 UTC |
PENA MARDELLE WEVP, Chief HR Officer
|
Tax withholdingCommon Stock | 211 | $143.18 | $30,210.98 |
DisclosureSEC source: 0000883237-20-000122 · wf-form4_159787081579447.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,240 F2 · shares: Exempt disposition to the issuer under Rule 16b-3(e) to satisfy option exercise price and withholding taxes on exercise of employee stock options. F3 · balance_after: This number includes (i) 2,548 RSUs that are scheduled to vest on March 15, 2021 (ii) 1,017 RSUs that are scheduled to vest on March 15, 2022 and (iii) 619 RSUs that are scheduled to vest on March 15, 2023. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:00 UTC |
PENA MARDELLE WEVP, Chief HR Officer
|
Exercise / conversionCommon Stock | 480 | $25.51 | $12,244.80 |
DisclosureSEC source: 0000883237-20-000122 · wf-form4_159787081579447.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon exercise of employee stock options. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 20:42 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
SaleCommon Stock | 100 | $145.77 | $14,577.00 |
DisclosureSEC source: 0000883237-20-000120 · wf-form4_159743763925117.xml · nonDerivative · entry 10 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,736.451 F10 · balance_after: This number includes (i) 338.617 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 5,050 RSUs that are scheduled to vest on March 15, 2021 (iii) 1,986 RSUs that are scheduled to vest on March 15, 2022 and (iv) 1,198 RSUs that are scheduled to vest on March 15, 2023. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 20:42 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
SaleCommon Stock | 110 | $144.61 | $15,907.10 |
DisclosureSEC source: 0000883237-20-000120 · wf-form4_159743763925117.xml · nonDerivative · entry 9 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,836.451 F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $144.440-$145.320 per share. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 20:42 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
SaleCommon Stock | 1,714 | $143.22 | $245,479.08 |
DisclosureSEC source: 0000883237-20-000120 · wf-form4_159743763925117.xml · nonDerivative · entry 8 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,946.451 F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $143.020-$143.870 per share. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 20:42 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
SaleCommon Stock | 4,294 | $142.45 | $611,680.30 |
DisclosureSEC source: 0000883237-20-000120 · wf-form4_159743763925117.xml · nonDerivative · entry 7 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,660.451 F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $142.020-$142.960 per share. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 20:42 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
SaleCommon Stock | 3,782 | $141.52 | $535,228.64 |
DisclosureSEC source: 0000883237-20-000120 · wf-form4_159743763925117.xml · nonDerivative · entry 6 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,954.451 F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $141.000-$141.960 per share. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:42 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
SaleCommon Stock | 500 | $147.56 | $73,780.00 |
DisclosureSEC source: 0000883237-20-000120 · wf-form4_159743763925117.xml · nonDerivative · entry 5 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,736.451 F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $147.545-$147.600 per share. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:42 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
SaleCommon Stock | 800 | $146.72 | $117,376.00 |
DisclosureSEC source: 0000883237-20-000120 · wf-form4_159743763925117.xml · nonDerivative · entry 4 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,236.451 F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $146.530-$147.500 per share. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:42 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
SaleCommon Stock | 1,295 | $144.53 | $187,166.35 |
DisclosureSEC source: 0000883237-20-000120 · wf-form4_159743763925117.xml · nonDerivative · entry 3 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,036.451 F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $144.170-$144.990 per share. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:42 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
SaleCommon Stock | 3,215 | $143.67 | $461,899.05 |
DisclosureSEC source: 0000883237-20-000120 · wf-form4_159743763925117.xml · nonDerivative · entry 2 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,331.451 F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $143.160-$144.140 per share. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:42 UTC |
WALTMAN FRANCIS GEVP, Product Management
|
SaleCommon Stock | 4,190 | $142.84 | $598,499.60 |
DisclosureSEC source: 0000883237-20-000120 · wf-form4_159743763925117.xml · nonDerivative · entry 1 WALTMAN FRANCIS G · CIK 0001450846 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,546.451 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $142.160-$143.120 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1)-(9) to this Form 4. Read SEC document |
| June 05, 2020 Filed Jan 22, 2021 23:31 UTC |
Fleming Susan S.Director
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000003 · wf-form5_161135825816565.xml · nonDerivative · entry 1 Fleming Susan S. · CIK 0001179676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,654 Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:33 UTC |
ZARRILLI STEPHEN TDirector
|
GrantCommon Stock | 1,138 | $89.16 | $101,464.08 |
DisclosureSEC source: 0000883237-20-000107 · wf-form4_158992398356175.xml · nonDerivative · entry 1 ZARRILLI STEPHEN T · CIK 0001203410 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,953 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:22 UTC |
Greig Paul GDirector
|
GrantCommon Stock | 1,188 | $89.16 | $105,922.08 |
DisclosureSEC source: 0000883237-20-000097 · wf-form4_158992332624944.xml · nonDerivative · entry 1 Greig Paul G · CIK 0001363674 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:30 UTC |
TREANOR MARK CDirector
|
GrantCommon Stock | 1,892 | $89.16 | $168,690.72 |
DisclosureSEC source: 0000883237-20-000105 · wf-form4_158992381319342.xml · nonDerivative · entry 1 TREANOR MARK C · CIK 0001246957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,305 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:28 UTC |
JONES MELODY LDirector
|
GrantCommon Stock | 1,191 | $89.16 | $106,189.56 |
DisclosureSEC source: 0000883237-20-000103 · wf-form4_158992369025129.xml · nonDerivative · entry 1 JONES MELODY L · CIK 0001203078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,036 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:25 UTC |
HOLT TIMOTHY ADirector
|
GrantCommon Stock | 1,163 | $89.16 | $103,693.08 |
DisclosureSEC source: 0000883237-20-000101 · wf-form4_158992349504680.xml · nonDerivative · entry 1 HOLT TIMOTHY A · CIK 0001263022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,327 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:23 UTC |
Fleming Susan S.Director
|
GrantCommon Stock | 1,158 | $89.16 | $103,247.28 |
DisclosureSEC source: 0000883237-20-000099 · wf-form4_158992340687921.xml · nonDerivative · entry 2 Fleming Susan S. · CIK 0001179676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,754 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:20 UTC |
BAIN PETER LDirector
|
GrantCommon Stock | 1,177 | $89.16 | $104,941.32 |
DisclosureSEC source: 0000883237-20-000095 · wf-form4_158992323850400.xml · nonDerivative · entry 1 BAIN PETER L · CIK 0001206658 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:38 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
GrantCommon Stock | 17,674 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000075 · wf-form4_158448472014600.xml · nonDerivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,565.52 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 27,695 RSUs that are scheduled to vest on March 15, 2021 (iii) 10,454 RSUs that are scheduled to vest on March 15, 2022 and (iv) 5,891 RSUs that are scheduled to vest on March 15, 2023. In connection with 11,024 RSUs which settled for shares of common stock on March 13, 2020, the associated tax withholding was paid in cash by the reporting person. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:38 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
Tax withholdingCommon Stock | 9,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000075 · wf-form4_158448472014600.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,891.52 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and partially settled with cash by the reporting person. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:38 UTC |
AYLWARD GEORGE RDirector · Director, CEO and President
|
GrantCommon Stock | 4,776 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000075 · wf-form4_158448472014600.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,414.52 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with cash by the reporting person to satisfy the tax obligation. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:38 UTC |
HILLS WENDY JEVP, CLO, GC & Secretary
|
GrantCommon Stock | 2,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000074 · wf-form4_158448469859331.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,171 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F2 · balance_after: This number includes (i) 883 RSUs that are scheduled to vest on March 15, 2021 (ii) 883 RSUs that are scheduled to vest on March 15, 2022 (iii) 2,521 RSUs that are scheduled to vest on September 16, 2022 and (iv) 884 RSUs that are scheduled to vest on March 15, 2023. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:38 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
GrantCommon Stock | 4,712 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000073 · wf-form4_158448467814794.xml · nonDerivative · entry 2 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,112 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 5,672 RSUs that are scheduled to vest on March 15, 2021 (ii) 2,608 RSUs that are scheduled to vest on March 15, 2022 and (iii) 1,571 RSUs that are scheduled to vest on March 15, 2023. In connection with 5,538 RSUs which settled for shares of common stock on March 13, 2020, the associated tax withholding was paid in cash by the reporting person. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:38 UTC |
Angerthal Michael AEVP, Chief Financial Officer
|
GrantCommon Stock | 849 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000073 · wf-form4_158448467814794.xml · nonDerivative · entry 1 Angerthal Michael A · CIK 0001374331 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,400 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with cash by the reporting person to satisfy the tax obligation. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:37 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
GrantCommon Stock | 3,387 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000072 · wf-form4_158448465901924.xml · nonDerivative · entry 3 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,261 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 5,148 RSUs that are scheduled to vest on March 15, 2021 (ii) 2,084 RSUs that are scheduled to vest on March 15, 2022 and (iii) 1129 RSUs that are scheduled to vest on March 15, 2023. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:37 UTC |
Mandinach Barry M.EVP, Head of Distribution
|
Tax withholdingCommon Stock | 2,531 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000072 · wf-form4_158448465901924.xml · nonDerivative · entry 2 Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,874 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.