Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VIRTUS INVESTMENT PARTNERS, INC.VRTS · Entity 4916 | EVP, Chief HR Officer | March 15, 2024 | March 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VIRTUS INVESTMENT PARTNERS, INC.
Report date March 15, 2024 · Filed March 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,670 |
Reported balance
After 2024-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-15 · Grant · Acquired 345 · Balance 16,670 F1: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. |
| Common StockSEC Table I · non-derivative | Direct | 16,561 |
Reported balance
After 2024-03-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-03-15 · Tax withholding · Disposed 109 · Balance 16,561 F2: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs reported in footnote (1) above, and settled with shares by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 16,307 |
Reported balance
After 2024-03-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-03-15 · Tax withholding · Disposed 254 · Balance 16,307 F3: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs granted to the reporting person pursuant to the Company's 2021, 2022 and 2023 Long Term Incentive Plans, previously reported and settled with shares by the reporting person. F4: This number includes (i) 609 RSUs that are scheduled to vest on March 14, 2025, and (ii) 341 RSUs that are scheduled to vest on March 13, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied.
F2: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs reported in footnote (1) above, and settled with shares by the reporting person.
F3: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs granted to the reporting person pursuant to the Company's 2021, 2022 and 2023 Long Term Incentive Plans, previously reported and settled with shares by the reporting person.
F4: This number includes (i) 609 RSUs that are scheduled to vest on March 14, 2025, and (ii) 341 RSUs that are scheduled to vest on March 13, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2024 Filed Mar 19, 2024 20:55 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 254 | $231.33 | $58,757.82 |
DisclosureSEC source: 0000883237-24-000036 · wk-form4_1710881689.xml · nonDerivative · entry 3 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,307 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs granted to the reporting person pursuant to the Company's 2021, 2022 and 2023 Long Term Incentive Plans, previously reported and settled with shares by the reporting person. F4 · balance_after: This number includes (i) 609 RSUs that are scheduled to vest on March 14, 2025, and (ii) 341 RSUs that are scheduled to vest on March 13, 2026. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:55 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 109 | $231.33 | $25,214.97 |
DisclosureSEC source: 0000883237-24-000036 · wk-form4_1710881689.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,561 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs reported in footnote (1) above, and settled with shares by the reporting person. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:55 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 345 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-24-000036 · wk-form4_1710881689.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,670 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 218 | $171.08 | $37,295.44 |
DisclosureSEC source: 0000883237-23-000036 · wf-form4_167908522173244.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,325 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F3 · balance_after: This number includes (i) 809 RSUs that are scheduled to vest on March 15, 2024, (ii) 609 RSUs that are scheduled to vest on March 14, 2025, and (iii) 341 RSUs that are scheduled to vest on March 13, 2026. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 1,023 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-23-000036 · wf-form4_167908522173244.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,543 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2023 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 21:18 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 287 | $173.07 | $49,671.09 |
DisclosureSEC source: 0000883237-23-000025 · wf-form4_167891510255825.xml · nonDerivative · entry 3 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,520 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F4 · balance_after: This number includes (i) 468 RSUs that are scheduled to vest on March 15, 2023, (ii) 468 RSUs that are scheduled to vest on March 15, 2024 and (iii) 268 RSUs that are scheduled to vest on March 15, 2025. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 21:18 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 877 | $173.07 | $151,782.39 |
DisclosureSEC source: 0000883237-23-000025 · wf-form4_167891510255825.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,807 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 21:18 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-23-000025 · wf-form4_167891510255825.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,684 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:07 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 802 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000101 · wf-form4_164755121690661.xml · nonDerivative · entry 4 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,975 F4 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F5 · balance_after: This number includes (i) 619 RSUs that are scheduled to vest on March 13, 2023, (ii) 468 RSUs that are scheduled to vest on March 15, 2023, (iii) 468 RSUs that are scheduled to vest on March 15, 2024 and (iv) 268 RSUs that are scheduled to vest on March 15, 2025. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:07 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000101 · wf-form4_164755121690661.xml · nonDerivative · entry 3 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,173 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:07 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 990 | $218.20 | $216,018.00 |
DisclosureSEC source: 0000883237-22-000101 · wf-form4_164755121690661.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,785 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award, and settled with shares by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:07 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 279 | $218.20 | $60,877.80 |
DisclosureSEC source: 0000883237-22-000101 · wf-form4_164755121690661.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,775 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:05 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000087 · wf-form4_164737828860976.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,054 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F2 · balance_after: This number includes (i) 600 RSUs that are scheduled to vest on March 15, 2022, (ii) 619 RSUs that are scheduled to vest on March 13, 2023, (iii) 201 RSUs that are scheduled to vest on March 15, 2023, and (iv) 201 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:00 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 1,600 | $289.12 | $462,591.36 |
DisclosureSEC source: 0000883237-21-000261 · wf-form4_163977841725034.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,248 F1 · balance_after: This number includes (i) 1,218 RSUs that are scheduled to vest on March 15, 2022, (ii) 820 RSUs that are scheduled to vest on March 15, 2023, and (iii) 201 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 22:00 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000261 · wf-form4_163977841725034.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,848 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:46 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 603 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000088 · wf-form4_161593479688247.xml · nonDerivative · entry 4 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,248 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 1,218 RSUs that are scheduled to vest on March 15, 2022, (ii) 820 RSUs that are scheduled to vest on March 15, 2023, and (iii) 201 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:46 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000088 · wf-form4_161593479688247.xml · nonDerivative · entry 3 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,645 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:46 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 1,167 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000088 · wf-form4_161593479688247.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,879 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:46 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000088 · wf-form4_161593479688247.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,046 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:00 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionStock Options · Derivative | 480 | $0.00 Strike: $25.51 | $0.00 |
DisclosureSEC source: 0000883237-20-000122 · wf-form4_159787081579447.xml · derivative · entry 3 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 480 shares Expires 2020-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:00 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 211 | $143.18 | $30,210.98 |
DisclosureSEC source: 0000883237-20-000122 · wf-form4_159787081579447.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,240 F2 · shares: Exempt disposition to the issuer under Rule 16b-3(e) to satisfy option exercise price and withholding taxes on exercise of employee stock options. F3 · balance_after: This number includes (i) 2,548 RSUs that are scheduled to vest on March 15, 2021 (ii) 1,017 RSUs that are scheduled to vest on March 15, 2022 and (iii) 619 RSUs that are scheduled to vest on March 15, 2023. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:00 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionCommon Stock | 480 | $25.51 | $12,244.80 |
DisclosureSEC source: 0000883237-20-000122 · wf-form4_159787081579447.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon exercise of employee stock options. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:37 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 1,855 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000070 · wf-form4_158448460975478.xml · nonDerivative · entry 3 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,971 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 2,548 RSUs that are scheduled to vest on March 15, 2021 (ii) 1,017 RSUs that are scheduled to vest on March 15, 2022 and (iii) 619 RSUs that are scheduled to vest on March 15, 2023. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:37 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000070 · wf-form4_158448460975478.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,116 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:37 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000070 · wf-form4_158448460975478.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,860 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:21 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 1,195 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000035 · wf-form4_155303047737391.xml · nonDerivative · entry 5 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,489 F4 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F5 · balance_after: This number includes (i) 1,996 RSUs that are scheduled to cliff vest on March 15, 2020 (ii) 1,930 RSUs that are scheduled to cliff vest on March 15, 2021 and (iii) 399 RSUs that are scheduled to cliff vest on March 15, 2022. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:21 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000035 · wf-form4_155303047737391.xml · nonDerivative · entry 4 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,294 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:21 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000035 · wf-form4_155303047737391.xml · nonDerivative · entry 3 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,528 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:21 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000035 · wf-form4_155303047737391.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,596 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2016 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:21 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000035 · wf-form4_155303047737391.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,381 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 23:23 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 613 | $104.73 | $64,199.49 |
DisclosureSEC source: 0000883237-19-000019 · wf-form4_155113698830984.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,637 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. F2 · balance_after: This number includes (i) 815 RSUs that are scheduled to cliff vest on March 15, 2019 (ii) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (iii) 766 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:33 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000036 · wf-form4_152149516123147.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,812 RSUs that are scheduled to cliff vest on February 22, 2019; (ii) 815 RSUs that are scheduled to cliff vest on March 15, 2019; (iii) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 766 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:33 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 798 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000036 · wf-form4_152149516123147.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,484 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:13 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 840 | $122.00 | $102,480.00 |
DisclosureSEC source: 0000883237-18-000023 · wf-form4_151968317523679.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,686 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:13 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 3,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000023 · wf-form4_151968317523679.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,526 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date. F2 · balance_after: This number includes (i) 1,812 shares from the vesting of RSUs on February 22, 2018; (ii) 1,812 RSUs that are scheduled to vest on February 22, 2019; (iii) 815 RSUs that are scheduled to cliff vest on March 15, 2019; and (iv) 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 23:17 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-17-000041 · wf-form4_148970625489934.xml · nonDerivative · entry 2 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,902 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 815 RSUs that are scheduled to cliff vest on March 15, 2019; and (ii) 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 23:17 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 252 | $105.60 | $26,611.20 |
DisclosureSEC source: 0000883237-17-000041 · wf-form4_148970625489934.xml · nonDerivative · entry 1 PENA MARDELLE W · CIK 0001519506 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,102 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.