Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VIRTUS INVESTMENT PARTNERS, INC.VRTS · Entity 4916 | EVP, CLO, GC & Secretary | March 15, 2023 | March 17, 2023 |
| WADDELL & REED FINANCIAL INCWDR · Entity 106121 | EVP, GC, Chief Legal Off & Sec | April 02, 2018 | April 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VIRTUS INVESTMENT PARTNERS, INC.
Report date March 15, 2023 · Filed March 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,691 |
Ending reported balance
After 2023-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-15 · Grant · Acquired 1,316 · Balance 7,984 F1: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2023 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. Row 2 · 2023-03-15 · Tax withholding · Disposed 293 · Balance 7,691 F2: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F3: This number includes (i) 1,069 RSUs that are scheduled to vest on March 15, 2024, (ii) 783 RSUs that are scheduled to vest on March 14, 2025 and (iii) 439 RSUs that are scheduled to vest on March 13, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2023 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.
F2: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.
F3: This number includes (i) 1,069 RSUs that are scheduled to vest on March 15, 2024, (ii) 783 RSUs that are scheduled to vest on March 14, 2025 and (iii) 439 RSUs that are scheduled to vest on March 13, 2026.
WADDELL & REED FINANCIAL INC
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 171,074 |
Reported balance
After 2018-04-02 transaction · row 1
1 source rowRow 1 · 2018-04-02 · Tax withholding · Disposed 2,413 · Balance 171,074 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2023 Filed Mar 17, 2023 20:34 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 293 | $171.08 | $50,126.44 |
DisclosureSEC source: 0000883237-23-000038 · wf-form4_167908525946832.xml · nonDerivative · entry 2 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,691 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F3 · price: This number includes (i) 1,069 RSUs that are scheduled to vest on March 15, 2024, (ii) 783 RSUs that are scheduled to vest on March 14, 2025 and (iii) 439 RSUs that are scheduled to vest on March 13, 2026. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:34 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 1,316 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-23-000038 · wf-form4_167908525946832.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,984 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2023 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 21:18 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 410 | $173.07 | $70,958.70 |
DisclosureSEC source: 0000883237-23-000026 · wf-form4_167891511742266.xml · nonDerivative · entry 3 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,668 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F4 · balance_after: This number includes (i) 631 RSUs that are scheduled to vest on March 15, 2023, (ii) 631 RSUs that are scheduled to vest on March 15, 2024 and (iii) 344 RSUs that are scheduled to vest on March 15, 2025. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 21:18 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 1,735 | $173.07 | $300,276.45 |
DisclosureSEC source: 0000883237-23-000026 · wf-form4_167891511742266.xml · nonDerivative · entry 2 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,078 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 21:18 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 3,871 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-23-000026 · wf-form4_167891511742266.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,813 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 21:01 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 1,169 | $185.87 | $217,282.03 |
DisclosureSEC source: 0000883237-22-000221 · wf-form4_166362124821031.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,942 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F2 · balance_after: This number includes (i) 884 RSUs that are scheduled to vest on March 13, 2023, (ii) 631 RSUs that are scheduled to vest on March 15, 2023, (iii) 631 RSUs that are scheduled to vest on March 15, 2024 and (iv) 344 RSUs that are scheduled to vest on March 15, 2025. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:05 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000098 · wf-form4_164755113508442.xml · nonDerivative · entry 2 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,111 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 2,521 RSUs that are scheduled to vest on September 16, 2022, (ii) 884 RSUs that are scheduled to vest on March 13, 2023, (iii) 631 RSUs that are scheduled to vest on March 15, 2023, (iv) 631 RSUs that are scheduled to vest on March 15, 2024 and (v) 344 RSUs that are scheduled to vest on March 15, 2025. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:05 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 133 | $218.20 | $29,020.60 |
DisclosureSEC source: 0000883237-22-000098 · wf-form4_164755113508442.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,079 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:04 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000086 · wf-form4_164737823722421.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,212 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F2 · balance_after: This number includes (i) 287 RSUs that are scheduled to vest on March 15, 2022, (ii) 2,521 RSUs that are scheduled to vest on September 16, 2022, (iii) 884 RSUs that are scheduled to vest on March 13, 2023, (iv) 287 RSUs that are scheduled to vest on March 15, 2023, and (v) 287 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:47 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000089 · wf-form4_161593482410943.xml · nonDerivative · entry 2 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,622 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,170 RSUs that are scheduled to vest on March 15, 2022, (ii) 2,521 RSUs that are scheduled to vest on September 16, 2022, (iii) 1,171 RSUs that are scheduled to vest on March 15, 2023, and (iv) 287 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:47 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 410 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000089 · wf-form4_161593482410943.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,761 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:38 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 2,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000074 · wf-form4_158448469859331.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,171 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F2 · balance_after: This number includes (i) 883 RSUs that are scheduled to vest on March 15, 2021 (ii) 883 RSUs that are scheduled to vest on March 15, 2022 (iii) 2,521 RSUs that are scheduled to vest on September 16, 2022 and (iv) 884 RSUs that are scheduled to vest on March 15, 2023. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 21:48 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 2,521 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000091 · wf-form4_156875692306678.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · EVP, CLO & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,521 F1 · shares: Reflects a grant of restricted stock units ("RSUs"), which will cliff vest on September 16, 2022 and will convert to common stock of the Issuer on a one-for-one basis. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:45 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Tax withholdingClass A Common | 2,413 | $19.46 | $46,956.98 |
DisclosureSEC source: 0001113435-18-000008 · edgar.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · EVP, GC, Chief Legal Off & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,074 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 18:25 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | GrantClass A Common | 55,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001113435-18-000004 · edgar.xml · nonDerivative · entry 2 HILLS WENDY J · CIK 0001113435 · SVP, GC, Chief Legal Off & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,487 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 18:25 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Tax withholdingClass A Common | 17,952 | $22.34 | $401,047.68 |
DisclosureSEC source: 0001113435-18-000004 · edgar.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · SVP, GC, Chief Legal Off & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,981 Read SEC document |
| December 22, 2017 Filed Dec 22, 2017 18:52 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | SaleClass A Common | 15,669 | $22.26 | $348,730.83 |
DisclosureSEC source: 0001113435-17-000010 · edgar.xml · nonDerivative · entry 2 HILLS WENDY J · CIK 0001113435 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,933 F2 · price: The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $22.2338 to $22.295, inclusive. The reporting person undertakes to provide to WDR, any stockholder of WDR or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 18:52 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | SaleClass A Common | 15,604 | $22.57 | $352,219.73 |
DisclosureSEC source: 0001113435-17-000010 · edgar.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,602 F1 · price: The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $22.52 to $22.60, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1. Read SEC document |
| April 02, 2017 Filed Apr 4, 2017 16:57 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Tax withholdingClass A Common | 3,693 | $17.00 | $62,781.00 |
DisclosureSEC source: 0001113435-17-000007 · edgar.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,206 Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:28 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | GrantClass A Common | 62,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001113435-17-000003 · edgar.xml · nonDerivative · entry 2 HILLS WENDY J · CIK 0001113435 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,899 Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:28 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Tax withholdingClass A Common | 3,781 | $19.51 | $73,767.31 |
DisclosureSEC source: 0001113435-17-000003 · edgar.xml · nonDerivative · entry 1 HILLS WENDY J · CIK 0001113435 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,299 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.