person · Reporting owner
BRADLEY WILLIAM PATRICK III
Disclosed activity across 15 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DNP SELECT INCOME FUND INCDNP · Entity 4041 | VP and Assistant Treasurer | March 10, 2025 | March 21, 2025 |
| DTF TAX-FREE INCOME 2028 TERM FUND INCDTF · Entity 6905 | VP and Assistant Treasurer | March 10, 2025 | March 21, 2025 |
| Duff & Phelps Select MLP & Midstream Energy Fund Inc.DSE · Entity 137850 | EVP, CFO and Treasurer | December 14, 2018 | December 17, 2018 |
| Duff & Phelps Utility & Infrastructure Fund Inc.DPG · Entity 5444 | Vice President & Treasurer | February 09, 2026 | February 10, 2026 |
| VIRTUS INVESTMENT PARTNERS, INC.VRTS · Entity 4916 | EVP, Fund Services | March 15, 2022 | March 17, 2022 |
| Virtus Artificial Intelligence & Technology Opportunities FundAIO · Entity 5033 | EVP, CFO and Treasurer | March 20, 2026 | March 23, 2026 |
| Virtus Convertible & Income 2024 Target Term FundCBH · Entity 90218 | EVP, CFO and Treasurer | February 01, 2021 | February 11, 2021 |
| Virtus Convertible & Income FundNCV · Entity 8885 | EVP, CFO and Treasurer | February 01, 2021 | February 11, 2021 |
| Virtus Convertible & Income Fund IINCZ · Entity 5978 | EVP, CFO and Treasurer | February 01, 2021 | February 11, 2021 |
| Virtus Diversified Income & Convertible FundACV · Entity 6061 | EVP, CFO and Treasurer | February 01, 2021 | February 11, 2021 |
| Virtus Dividend, Interest & Premium Strategy FundNFJ · Entity 4708 | EVP, CFO and Treasurer | February 01, 2021 | February 11, 2021 |
| Virtus Equity & Convertible Income FundNIE · Entity 5206 | EVP, CFO and Treasurer | February 01, 2021 | February 11, 2021 |
| Virtus Stone Harbor Emerging Markets Income FundEDF · Entity 6438 | EVP, CFO and Treasurer | April 08, 2022 | April 18, 2022 |
| Virtus Stone Harbor Emerging Markets Total Income FundEDI · Entity 107987 | EVP, CFO and Treasurer | April 08, 2022 | April 18, 2022 |
| Virtus Total Return Fund Inc.ZTR · Entity 5817 | EVP, CFO and Treasurer | May 20, 2024 | May 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DNP SELECT INCOME FUND INC
Report date March 10, 2025 · Filed March 21, 2025
This filing explicitly reported no securities owned.
DTF TAX-FREE INCOME 2028 TERM FUND INC
Report date March 10, 2025 · Filed March 21, 2025
This filing explicitly reported no securities owned.
Duff & Phelps Select MLP & Midstream Energy Fund Inc.
Report date December 14, 2018 · Filed December 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,255 |
Reported balance
After 2018-12-14 transaction · row 1
1 source rowRow 1 · 2018-12-14 · Purchase · Acquired 4,255 · Balance 4,255 |
Duff & Phelps Utility & Infrastructure Fund Inc.
Report date February 09, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby spouse | 3,393 |
Reported balance
After 2026-02-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-02-09 · Purchase · Acquired 3,250 · Balance 3,393 |
| Common StockSEC Table I · non-derivative | Direct | 505 |
Reported balance
Holding disclosure · report date 2026-02-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 505 |
VIRTUS INVESTMENT PARTNERS, INC.
Report date March 15, 2022 · Filed March 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,828.59 |
Reported balance
After 2022-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-15 · Tax withholding · Disposed 262 · Balance 8,828.59 F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 7,914.59 |
Reported balance
After 2022-03-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-03-15 · Tax withholding · Disposed 914 · Balance 7,914.59 F2: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award, and settled with shares by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 10,350.59 |
Reported balance
After 2022-03-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-03-15 · Grant · Acquired 2,436 · Balance 10,350.59 F3: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. |
| Common StockSEC Table I · non-derivative | Direct | 10,980.59 |
Reported balance
After 2022-03-15 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2022-03-15 · Grant · Acquired 630 · Balance 10,980.59 F4: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F5: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 481 RSUs that are scheduled to vest on March 13, 2023, (iii) 366 RSUs that are scheduled to vest on March 15, 2023, (iv) 366 RSUs that are scheduled to vest on March 15, 2024 and (v) 210 RSUs that are scheduled to vest on March 15, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.
F2: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award, and settled with shares by the reporting person.
F3: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied.
F4: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.
F5: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 481 RSUs that are scheduled to vest on March 13, 2023, (iii) 366 RSUs that are scheduled to vest on March 15, 2023, (iv) 366 RSUs that are scheduled to vest on March 15, 2024 and (v) 210 RSUs that are scheduled to vest on March 15, 2025.
Virtus Artificial Intelligence & Technology Opportunities Fund
Report date March 20, 2026 · Filed March 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-03-20 transaction · row 1
1 source rowRow 1 · 2026-03-20 · Sale · Disposed 2,000 · Balance 0 |
Virtus Convertible & Income 2024 Target Term Fund
Report date February 01, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Virtus Convertible & Income Fund
Report date February 01, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Virtus Convertible & Income Fund II
Report date February 01, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Virtus Diversified Income & Convertible Fund
Report date February 01, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Virtus Dividend, Interest & Premium Strategy Fund
Report date February 01, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Virtus Equity & Convertible Income Fund
Report date February 01, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Virtus Stone Harbor Emerging Markets Income Fund
Report date April 08, 2022 · Filed April 18, 2022
This filing explicitly reported no securities owned.
Virtus Stone Harbor Emerging Markets Total Income Fund
Report date April 08, 2022 · Filed April 18, 2022
This filing explicitly reported no securities owned.
Virtus Total Return Fund Inc.
Report date May 20, 2024 · Filed May 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,043 |
Reported balance
After 2024-05-20 transaction · row 1
1 source rowRow 1 · 2024-05-20 · Purchase · Acquired 5,000 · Balance 9,043 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2026 Filed Mar 23, 2026 14:42 UTC | Virtus Artificial Intelligence & Technology Opportunities Fund AIO · Entity 5033 | SaleCommon Stock | 2,000 | $21.56 | $43,120.00 |
DisclosureSEC source: 0001450955-26-000006 · wk-form4_1774291365.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 09, 2026 Filed Feb 10, 2026 16:32 UTC | Duff & Phelps Utility & Infrastructure Fund Inc. DPG · Entity 5444 | PurchaseCommon Stock | 3,250 | $13.81 | $44,869.50 |
DisclosureSEC source: 0001450955-26-000003 · wk-form4_1770759175.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · Vice President & Treasurer 10b5-1 filing: No plan indicated Ownership: Indirect · by spouse Disclosed balance after: 3,393 Read SEC document |
| July 29, 2025 Filed Jul 29, 2025 18:27 UTC | Virtus Artificial Intelligence & Technology Opportunities Fund AIO · Entity 5033 | PurchaseCommon Stock | 2,000 | $24.79 | $49,580.00 |
DisclosureSEC source: 0000883237-25-000108 · wk-form4_1753828070.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| May 20, 2024 Filed May 22, 2024 14:31 UTC | Virtus Total Return Fund Inc. ZTR · Entity 5817 | PurchaseCommon Stock | 5,000 | $5.47 | $27,350.00 |
DisclosureSEC source: 0000883237-24-000071 · wk-form4_1716388256.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,043 Read SEC document |
| September 01, 2023 Filed Oct 26, 2023 15:01 UTC | Virtus Total Return Fund Inc. ZTR · Entity 5817 | PurchaseCommon Stock | 2,250 | $5.26 | $11,825.10 |
DisclosureSEC source: 0000883237-23-000131 · wk-form4_1698332496.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,043 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $5.25 to $5.26 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 21, 2022 Filed Oct 3, 2022 20:13 UTC | Virtus Total Return Fund Inc. ZTR · Entity 5817 | PurchaseCommon Stock | 320 | $6.96 | $2,227.20 |
DisclosureSEC source: 0000883237-22-000224 · wf-form4_166482801013823.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,793 F1 · shares: Represents the number of shares of Common Stock that the Reporting Person and/or his spouse purchased in the Issuer's rights offering. F2 · balance_after: Total includes shares purchased by Reporting Person's spouse. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:06 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000100 · wf-form4_164755119672864.xml · nonDerivative · entry 4 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,980.59 F4 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F5 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 481 RSUs that are scheduled to vest on March 13, 2023, (iii) 366 RSUs that are scheduled to vest on March 15, 2023, (iv) 366 RSUs that are scheduled to vest on March 15, 2024 and (v) 210 RSUs that are scheduled to vest on March 15, 2025. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:06 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 2,436 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000100 · wf-form4_164755119672864.xml · nonDerivative · entry 3 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,350.59 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:06 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 914 | $218.20 | $199,434.80 |
DisclosureSEC source: 0000883237-22-000100 · wf-form4_164755119672864.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,914.59 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award, and settled with shares by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:06 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 262 | $218.20 | $57,168.40 |
DisclosureSEC source: 0000883237-22-000100 · wf-form4_164755119672864.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,828.59 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:02 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 151 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000083 · wf-form4_164737815745542.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,090.59 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F2 · balance_after: This number includes (i) 563 RSUs that are scheduled to vest on March 15, 2022, (ii) 481 RSUs that are scheduled to vest on March 13, 2023, (iii) 156 RSUs that are scheduled to vest on March 15, 2023, and (iv) 156 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 22:02 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 300 | $335.00 | $100,500.00 |
DisclosureSEC source: 0000883237-21-000257 · wf-form4_163701373380148.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,241.59 F1 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,044 RSUs that are scheduled to vest on March 15, 2022, (iii) 637 RSUs that are scheduled to vest on March 15, 2023, and (iv) 156 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 21:56 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 150 | $335.00 | $50,250.00 |
DisclosureSEC source: 0000883237-21-000252 · wf-form4_163640858448032.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,541.59 F1 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,044 RSUs that are scheduled to vest on March 15, 2022, (iii) 637 RSUs that are scheduled to vest on March 15, 2023, and (iv) 156 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 21:56 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 150 | $332.50 | $49,875.00 |
DisclosureSEC source: 0000883237-21-000252 · wf-form4_163640858448032.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,691.59 Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 21:11 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 300 | $330.00 | $99,000.00 |
DisclosureSEC source: 0000883237-21-000248 · wf-form4_163606027514923.xml · nonDerivative · entry 6 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,841.59 F1 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,044 RSUs that are scheduled to vest on March 15, 2022, (iii) 637 RSUs that are scheduled to vest on March 15, 2023, and (iv) 156 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 21:11 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 150 | $327.50 | $49,125.00 |
DisclosureSEC source: 0000883237-21-000248 · wf-form4_163606027514923.xml · nonDerivative · entry 5 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,141.59 Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 21:11 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 150 | $325.00 | $48,750.00 |
DisclosureSEC source: 0000883237-21-000248 · wf-form4_163606027514923.xml · nonDerivative · entry 4 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,291.59 Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:11 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 152 | $330.00 | $50,160.00 |
DisclosureSEC source: 0000883237-21-000248 · wf-form4_163606027514923.xml · nonDerivative · entry 3 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,441.59 Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:11 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 153 | $327.50 | $50,107.50 |
DisclosureSEC source: 0000883237-21-000248 · wf-form4_163606027514923.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,593.59 Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:11 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 154 | $325.00 | $50,050.00 |
DisclosureSEC source: 0000883237-21-000248 · wf-form4_163606027514923.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,746.59 Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 20:49 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 175 | $315.00 | $55,125.00 |
DisclosureSEC source: 0000883237-21-000223 · wf-form4_162914696659420.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,900.59 F1 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,044 RSUs that are scheduled to vest on March 15, 2022, (iii) 637 RSUs that are scheduled to vest on March 15, 2023, and (iv) 156 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| May 18, 2021 Filed May 18, 2021 21:26 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 1,000 | $280.00 | $280,000.00 |
DisclosureSEC source: 0000883237-21-000158 · wf-form4_162137310586880.xml · nonDerivative · entry 3 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,075.59 F1 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,044 RSUs that are scheduled to vest on March 15, 2022, (iii) 637 RSUs that are scheduled to vest on March 15, 2023, and (iv) 156 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| May 18, 2021 Filed May 18, 2021 21:26 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 1,000 | $278.00 | $278,000.00 |
DisclosureSEC source: 0000883237-21-000158 · wf-form4_162137310586880.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,075.59 Read SEC document |
| May 18, 2021 Filed May 18, 2021 21:26 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 1,000 | $277.00 | $277,000.00 |
DisclosureSEC source: 0000883237-21-000158 · wf-form4_162137310586880.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,075.59 Read SEC document |
| May 18, 2021 Filed May 20, 2021 01:07 UTC Amendment | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 1,000 | $279.00 | $279,000.00 |
DisclosureSEC source: 0000883237-21-000160 · wf-form4a_162147281061880.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,075.59 F1 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,044 RSUs that are scheduled to vest on March 15, 2022, (iii) 637 RSUs that are scheduled to vest on March 15, 2023, and (iv) 156 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| May 07, 2021 Filed May 10, 2021 21:27 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | SaleCommon Stock | 1,000 | $278.25 | $278,250.00 |
DisclosureSEC source: 0000883237-21-000138 · wf-form4_162068202196819.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,075.59 F1 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,044 RSUs that are scheduled to vest on March 15, 2022, (iii) 637 RSUs that are scheduled to vest on March 15, 2023, and (iv) 156 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:47 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 468 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000090 · wf-form4_161593484232682.xml · nonDerivative · entry 4 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,075.59 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,044 RSUs that are scheduled to vest on March 15, 2022, (iii) 637 RSUs that are scheduled to vest on March 15, 2023, and (iv) 156 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:47 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000090 · wf-form4_161593484232682.xml · nonDerivative · entry 3 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,607.59 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:47 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 1,254 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000090 · wf-form4_161593484232682.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,841.59 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:47 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 223 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000090 · wf-form4_161593484232682.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,095.59 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:37 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 1,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000071 · wf-form4_158448463285109.xml · nonDerivative · entry 3 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,318.59 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 2,419 RSUs that are scheduled to vest on March 15, 2021 (iii) 888 RSUs that are scheduled to vest on March 15, 2022 and (iv) 481 RSUs that are schedule to vest on March 15, 2023. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:37 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 747 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000071 · wf-form4_158448463285109.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,876.59 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:37 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000071 · wf-form4_158448463285109.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,623.59 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:24 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 1,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000040 · wf-form4_155303068385480.xml · nonDerivative · entry 5 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,252.59 F4 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F5 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 2,004 RSUs that are scheduled to cliff vest on March 15, 2020 (iii) 1,939 RSUs that are scheduled to cliff vest on March 15, 2021 and 407 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:24 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000040 · wf-form4_155303068385480.xml · nonDerivative · entry 4 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,032.59 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:24 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000040 · wf-form4_155303068385480.xml · nonDerivative · entry 3 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,266.59 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:24 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000040 · wf-form4_155303068385480.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,334.59 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2016 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:24 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000040 · wf-form4_155303068385480.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,119.59 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 23:24 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 613 | $104.73 | $64,199.49 |
DisclosureSEC source: 0000883237-19-000023 · wf-form4_155113708250033.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,375.59 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. F2 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 815 RSUs thatare scheduled to cliff vest on March 15, 2019 (iii) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 766 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 14:56 UTC | Duff & Phelps Select MLP & Midstream Energy Fund Inc. DSE · Entity 137850 | PurchaseCommon Stock | 4,255 | $4.70 | $19,998.50 |
DisclosureSEC source: 0000883237-18-000107 · wf-form4_154507659190732.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,255 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:32 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000034 · wf-form4_152149508824326.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,988.59 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 1,812 RSUs that are scheduled to cliff vest on February 22, 2019; (ii) 815 RSUs that are scheduled to cliff vest on March 15, 2019; (iv) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (v) 766 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:32 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 798 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000034 · wf-form4_152149508824326.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,222.59 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:12 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 600 | $122.00 | $73,200.00 |
DisclosureSEC source: 0000883237-18-000021 · wf-form4_151968314063677.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,424.59 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:12 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 3,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000021 · wf-form4_151968314063677.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,024.59 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date. F2 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 1,812 shares from the vesting of RSUs on February 22, 2018; (iii) 1,812 RSUs that are scheduled to vest on February 22, 2019; (iv) 815 RSUs that are scheduled to cliff vest on March 15, 2019; and (v) 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 23:17 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-17-000039 · wf-form4_148970621693055.xml · nonDerivative · entry 2 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400.59 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii)815 RSUs that are scheduled to cliff vest on March 15, 2019; and (iii) 800 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 23:17 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 568 | $105.60 | $59,980.80 |
DisclosureSEC source: 0000883237-17-000039 · wf-form4_148970621693055.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,600.59 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 15:27 UTC | Duff & Phelps Utility & Infrastructure Fund Inc. DPG · Entity 5444 | PurchaseCommon Stock | 225 | $15.93 | $3,584.75 |
DisclosureSEC source: 0000883237-17-000004 · wf-form4_148408000667450.xml · nonDerivative · entry 1 BRADLEY WILLIAM PATRICK III · CIK 0001450955 · VP & Asst. Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.