person · Reporting owner

WALTMAN FRANCIS G

Disclosed activity across 8 companies

Tapewire entity: 141313
SEC CIK: 0001450846

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
VIRTUS INVESTMENT PARTNERS, INC.VRTS · Entity 4916	EVP, Product Management	March 12, 2021	March 16, 2021
Virtus Artificial Intelligence & Technology Opportunities FundAIO · Entity 5033	EVP	February 01, 2021	February 11, 2021
Virtus Convertible & Income 2024 Target Term FundCBH · Entity 90218	EVP	February 01, 2021	February 11, 2021
Virtus Convertible & Income FundNCV · Entity 8885	EVP	February 01, 2021	February 11, 2021
Virtus Convertible & Income Fund IINCZ · Entity 5978	EVP	February 01, 2021	February 11, 2021
Virtus Diversified Income & Convertible FundACV · Entity 6061	EVP	February 01, 2021	February 11, 2021
Virtus Dividend, Interest & Premium Strategy FundNFJ · Entity 4708	EVP	February 01, 2021	February 11, 2021
Virtus Equity & Convertible Income FundNIE · Entity 5206	EVP	February 01, 2021	February 11, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VIRTUS INVESTMENT PARTNERS, INC.

Report date March 12, 2021 · Filed March 16, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	17,264.451	Reported balance After 2021-03-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2021-03-12 · Tax withholding · Disposed 472 · Balance 17,264.451 F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.
Common StockSEC Table I · non-derivative	Direct	15,143.451	Reported balance After 2021-03-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2021-03-15 · Tax withholding · Disposed 2,121 · Balance 15,143.451 F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.
Common StockSEC Table I · non-derivative	Direct	16,675.451	Reported balance After 2021-03-15 transaction · row 3 Account or security details depend on footnotes; rows are not merged. 1 source row Row 3 · 2021-03-15 · Grant · Acquired 1,532 · Balance 16,675.451 F2: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation.
Common StockSEC Table I · non-derivative	Direct	17,842.451	Reported balance After 2021-03-15 transaction · row 4 Account or security details depend on footnotes; rows are not merged. 1 source row Row 4 · 2021-03-15 · Grant · Acquired 1,167 · Balance 17,842.451 F3: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4: This number includes (i) 338.617 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 2,375 RSUs that are scheduled to vest on March 15, 2022, (iii) 1,587 RSUs that are scheduled to vest on March 15, 2023, and (iv) 389 RSUs that are scheduled to vest on March 15, 2024.
Common StockSEC Table I · non-derivative	IndirectBy 401k	108.533	Reported balance Holding disclosure · report date 2021-03-12 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 108.533

Filing footnotes · ownership attribution and instrument terms

F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

F2: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation.

F3: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.

F4: This number includes (i) 338.617 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 2,375 RSUs that are scheduled to vest on March 15, 2022, (iii) 1,587 RSUs that are scheduled to vest on March 15, 2023, and (iv) 389 RSUs that are scheduled to vest on March 15, 2024.