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person · Reporting owner

ZARRILLI STEPHEN T

Disclosed activity across 3 companies

Tapewire entity
21588
SEC CIK
0001203410

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GLOBUS MEDICAL INCGMED · Entity 3496DirectorAugust 18, 2026August 19, 2026
SAFEGUARD SCIENTIFICS INCSFE · Entity 9612Director · President & CEOJune 15, 2018June 18, 2018
VIRTUS INVESTMENT PARTNERS, INC.VRTS · Entity 4916DirectorMarch 06, 2024March 07, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GLOBUS MEDICAL INC

Report date August 18, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-08-18 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-18 · Exercise / conversion · Acquired 25,000 · Balance 25,000

Row 2 · 2026-08-18 · Sale · Disposed 25,000 · Balance 0

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.92 to $87.16, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Stock Option (Right to Buy Class A Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $53.27 · Expires 2030-01-22Direct0 Reported balance After 2026-08-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-18 · Exercise / conversion · Disposed 25,000 · Balance 0

F2: These options were granted on January 22, 2020 and are fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.92 to $87.16, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2: These options were granted on January 22, 2020 and are fully vested.

SAFEGUARD SCIENTIFICS INC

Report date June 15, 2018 · Filed June 18, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect180,014 Reported balance After 2018-06-15 transaction · row 1
1 source row

Row 1 · 2018-06-15 · Tax withholding · Disposed 1,104 · Balance 180,014

Common StockSEC Table I · non-derivativeIndirectSTZ DB Plan11,490 Reported balance Holding disclosure · report date 2018-06-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,490

VIRTUS INVESTMENT PARTNERS, INC.

Report date March 06, 2024 · Filed March 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,549 Reported balance After 2024-03-06 transaction · row 1
1 source row

Row 1 · 2024-03-06 · Sale · Disposed 2,150 · Balance 3,549

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2026 Filed Aug 19, 2026 21:07 UTC GLOBUS MEDICAL INC GMED · Entity 3496 Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative 25,000 $0.00 Strike: $53.27 $0.00
Disclosure

SEC source: 0001193125-26-357121 · ownership.xml · derivative · entry 3

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires 2030-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on January 22, 2020 and are fully vested.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 21:07 UTC GLOBUS MEDICAL INC GMED · Entity 3496 SaleClass A Common Stock 25,000 $87.04 $2,175,965.00
Disclosure

SEC source: 0001193125-26-357121 · ownership.xml · nonDerivative · entry 2

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.92 to $87.16, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 21:07 UTC GLOBUS MEDICAL INC GMED · Entity 3496 Exercise / conversionClass A Common Stock 25,000 $53.27 $1,331,750.00
Disclosure

SEC source: 0001193125-26-357121 · ownership.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2026 Filed Jan 23, 2026 21:51 UTC GLOBUS MEDICAL INC GMED · Entity 3496 GrantStock Option (Right to Buy Class A Common Stock) · Derivative 15,000 $0.00 Strike: $94.15 $0.00
Disclosure

SEC source: 0001193125-26-021201 · ownership.xml · derivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2036-01-21

F1 · derivative.exercise_date: These options were granted on January 21, 2026, and will vest on January 1, 2027.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 22:06 UTC GLOBUS MEDICAL INC GMED · Entity 3496 Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative 25,000 $0.00 Strike: $44.14 $0.00
Disclosure

SEC source: 0001193125-25-280472 · ownership.xml · derivative · entry 3

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires 2029-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on May 1, 2019 and are fully vested.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 22:06 UTC GLOBUS MEDICAL INC GMED · Entity 3496 SaleClass A Common Stock 25,000 $84.29 $2,107,257.50
Disclosure

SEC source: 0001193125-25-280472 · ownership.xml · nonDerivative · entry 2

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.11 to $84.65, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 22:06 UTC GLOBUS MEDICAL INC GMED · Entity 3496 Exercise / conversionClass A Common Stock 25,000 $44.14 $1,103,500.00
Disclosure

SEC source: 0001193125-25-280472 · ownership.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2025 Filed Mar 28, 2025 22:35 UTC GLOBUS MEDICAL INC GMED · Entity 3496 GrantStock Option (Right to Buy Class A Common Stock) · Derivative 15,000 $0.00 Strike: $92.42 $0.00
Disclosure

SEC source: 0000950170-25-047017 · ownership.xml · derivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2035-01-23

F1 · derivative.exercise_date: These options were granted on January 23, 2025, and will vest on January 1, 2026.

Read SEC document
March 06, 2024 Filed Mar 7, 2024 21:49 UTC VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 SaleCommon Stock 2,150 $248.40 $534,054.63
Disclosure

SEC source: 0000883237-24-000027 · wk-form4_1709848184.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,549

Read SEC document
January 26, 2024 Filed Jan 30, 2024 22:08 UTC GLOBUS MEDICAL INC GMED · Entity 3496 GrantStock Option (Right to Buy Class A Common Stock) · Derivative 15,000 $0.00 Strike: $53.75 $0.00
Disclosure

SEC source: 0000950170-24-008954 · ownership.xml · derivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2034-01-26

F1 · derivative.exercise_date: These options were granted on January 26, 2024, and will vest on January 1, 2025.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:28 UTC VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 GrantCommon Stock 602 $178.54 $107,481.08
Disclosure

SEC source: 0000883237-23-000066 · wf-form4_168452806923095.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,699

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
January 26, 2023 Filed Feb 27, 2023 22:02 UTC GLOBUS MEDICAL INC GMED · Entity 3496 GrantStock Option (Right to Buy Class A Common Stock) · Derivative 15,000 $0.00 Strike: $75.18 $0.00
Disclosure

SEC source: 0001209191-23-013253 · doc4.xml · derivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2033-01-26

F1 · derivative.exercise_date: These options were granted on January 26, 2023, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2024, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:37 UTC VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 GrantCommon Stock 585 $175.00 $102,375.00
Disclosure

SEC source: 0000883237-22-000198 · wf-form4_165307899959080.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:02 UTC GLOBUS MEDICAL INC GMED · Entity 3496 GrantStock Option (Right to Buy Class A Common Stock) · Derivative 15,000 $0.00 Strike: $63.68 $0.00
Disclosure

SEC source: 0001209191-22-005621 · doc4.xml · derivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2032-01-27

F1 · derivative.exercise_date: These options were granted on January 27, 2022, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2023, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:28 UTC VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 SaleCommon Stock 1,808 $280.55 $507,240.37
Disclosure

SEC source: 0000883237-21-000217 · wf-form4_162819878799867.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,512

Read SEC document
May 14, 2021 Filed May 17, 2021 21:28 UTC VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 GrantCommon Stock 367 $268.04 $98,370.68
Disclosure

SEC source: 0000883237-21-000150 · wf-form4_162128691307683.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,320

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 21:56 UTC GLOBUS MEDICAL INC GMED · Entity 3496 GrantStock Option (Right to Buy Class A Common Stock) · Derivative 15,000 $0.00 Strike: $65.05 $0.00
Disclosure

SEC source: 0001209191-21-004043 · doc4.xml · derivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2031-01-14

F1 · derivative.exercise_date: These options were granted on January 14, 2021, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2022, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.

Read SEC document
May 18, 2020 Filed May 19, 2020 21:33 UTC VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 GrantCommon Stock 1,138 $89.16 $101,464.08
Disclosure

SEC source: 0000883237-20-000107 · wf-form4_158992398356175.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,953

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:49 UTC GLOBUS MEDICAL INC GMED · Entity 3496 GrantStock Option (Right to Buy Class A Common Stock) · Derivative 25,000 $0.00 Strike: $53.27 $0.00
Disclosure

SEC source: 0001209191-20-004870 · doc4.xml · derivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2030-01-22

F1 · derivative.exercise_date: These options were granted on January 22, 2020, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2021, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:26 UTC VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 GrantCommon Stock 902 $117.78 $106,237.56
Disclosure

SEC source: 0000883237-19-000067 · wf-form4_155804200281321.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,815

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:21 UTC GLOBUS MEDICAL INC GMED · Entity 3496 GrantStock Option (Right to Buy Class A Common Stock) · Derivative 25,000 $0.00 Strike: $44.14 $0.00
Disclosure

SEC source: 0001209191-19-027358 · doc4.xml · derivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2029-05-01

F1 · derivative.exercise_date: These options were granted on May 1, 2019, and vest over a four-year period with one-fourth (1/4) of the options vesting on May 1, 2020, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 14:59 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 1,104 $13.18 $14,545.20
Disclosure

SEC source: 0000086115-18-000061 · wf-form4_152933395901242.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,014

Read SEC document
May 15, 2018 Filed May 16, 2018 21:33 UTC VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 GrantCommon Stock 856 $124.00 $106,144.00
Disclosure

SEC source: 0000883237-18-000063 · wf-form4_152650638188366.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:33 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 1,104 $12.68 $13,993.20
Disclosure

SEC source: 0000086115-18-000041 · wf-form4_152122161226088.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,118

Read SEC document
March 01, 2018 Filed Mar 5, 2018 13:57 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 2,526 $12.33 $31,132.95
Disclosure

SEC source: 0000086115-18-000030 · wf-form4_152025821811789.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,222

Read SEC document
December 29, 2017 Filed Jan 2, 2018 20:21 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 GrantCommon Stock 56,495 $0.00 $0.00
Disclosure

SEC source: 0000086115-18-000008 · wf-form4_151492448135880.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,748

Read SEC document
December 15, 2017 Filed Dec 18, 2017 14:41 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 633 $11.40 $7,216.20
Disclosure

SEC source: 0000086115-17-000148 · wf-form4_151360805487126.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,253

Read SEC document
November 15, 2017 Filed Nov 16, 2017 15:09 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 54 $12.23 $660.15
Disclosure

SEC source: 0000086115-17-000141 · wf-form4_151084494333631.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,886

Read SEC document
October 15, 2017 Filed Oct 16, 2017 18:58 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 54 $14.15 $764.10
Disclosure

SEC source: 0000086115-17-000123 · wf-form4_150818030803852.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,940

Read SEC document
September 15, 2017 Filed Sep 18, 2017 17:22 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 686 $12.95 $8,883.70
Disclosure

SEC source: 0000086115-17-000110 · wf-form4_150575535327522.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,994

Read SEC document
August 15, 2017 Filed Aug 16, 2017 19:31 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 54 $11.80 $637.20
Disclosure

SEC source: 0000086115-17-000105 · wf-form4_150291189197281.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,680

Read SEC document
July 15, 2017 Filed Jul 18, 2017 15:42 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 54 $12.63 $681.75
Disclosure

SEC source: 0000086115-17-000087 · wf-form4_150039256296568.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,734

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:42 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 687 $11.50 $7,900.50
Disclosure

SEC source: 0000086115-17-000077 · wf-form4_149762051890607.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,788

Read SEC document
May 19, 2017 Filed May 23, 2017 00:34 UTC VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 GrantCommon Stock 976 $103.70 $101,211.20
Disclosure

SEC source: 0000883237-17-000067 · wf-form4_149549965580545.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,057

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
May 15, 2017 Filed May 16, 2017 18:10 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 54 $11.78 $635.85
Disclosure

SEC source: 0000086115-17-000059 · wf-form4_149495823668146.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,475

Read SEC document
April 19, 2017 Filed Apr 20, 2017 13:24 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Exercise / conversionStock Option (right to buy) · Derivative 3,625 $9.83 Strike: $9.83 $35,615.63
Disclosure

SEC source: 0000086115-17-000049 · wf-form4_149269465092097.xml · derivative · entry 4

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,625 shares

Expires 2017-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vested 25% on October 30, 2010 and the remaining 75% vested in 36 equal monthly installments on the same date of each calendar month thereafter.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 13:24 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 2,849 $12.50 $35,612.50
Disclosure

SEC source: 0000086115-17-000049 · wf-form4_149269465092097.xml · nonDerivative · entry 2

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,529

Read SEC document
April 19, 2017 Filed Apr 20, 2017 13:24 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Exercise / conversionCommon Stock 3,625 $9.83 $35,615.63
Disclosure

SEC source: 0000086115-17-000049 · wf-form4_149269465092097.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 15, 2017 Filed Apr 17, 2017 16:59 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 54 $12.40 $669.60
Disclosure

SEC source: 0000086115-17-000047 · wf-form4_149244833190090.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,753

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March 15, 2017 Filed Mar 16, 2017 14:18 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 686 $12.33 $8,454.95
Disclosure

SEC source: 0000086115-17-000034 · wf-form4_148967387517428.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,807

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March 01, 2017 Filed Mar 2, 2017 15:25 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 1,588 $12.64 $20,072.32
Disclosure

SEC source: 0000086115-17-000026 · wf-form4_148846830910863.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,493

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February 15, 2017 Filed Feb 16, 2017 16:03 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 63 $12.85 $809.55
Disclosure

SEC source: 0000086115-17-000019 · wf-form4_148726102062253.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,081

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January 15, 2017 Filed Jan 17, 2017 13:50 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 63 $13.34 $840.26
Disclosure

SEC source: 0000086115-17-000009 · wf-form4_148466104583337.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,144

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December 30, 2016 Filed Dec 30, 2016 17:55 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 GrantCommon Stock 29,914 $0.00 $0.00
Disclosure

SEC source: 0000086115-16-000342 · wf-form4_148312052394671.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,207

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December 15, 2016 Filed Dec 16, 2016 14:44 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 425 $12.35 $5,248.75
Disclosure

SEC source: 0000086115-16-000335 · wf-form4_148189947427596.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,293

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December 05, 2016 Filed Dec 6, 2016 18:02 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 94 $11.77 $1,106.15
Disclosure

SEC source: 0000086115-16-000328 · wf-form4_148104731776021.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,718

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November 15, 2016 Filed Nov 16, 2016 16:29 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 79 $11.93 $942.08
Disclosure

SEC source: 0000086115-16-000322 · wf-form4_147931377694171.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,812

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November 05, 2016 Filed Nov 7, 2016 15:21 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 Tax withholdingCommon Stock 95 $10.95 $1,040.25
Disclosure

SEC source: 0000086115-16-000317 · wf-form4_147853207730033.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,891

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October 31, 2016 Filed Nov 1, 2016 15:42 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 1,100 $11.85 $13,035.00
Disclosure

SEC source: 0000086115-16-000312 · wf-form4_147801493587495.xml · nonDerivative · entry 3

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · STZ DB Plan

Disclosed balance after: 11,490

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October 31, 2016 Filed Nov 1, 2016 15:42 UTC SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 PurchaseCommon Stock 500 $11.84 $5,921.50
Disclosure

SEC source: 0000086115-16-000312 · wf-form4_147801493587495.xml · nonDerivative · entry 2

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · STZ DB Plan

Disclosed balance after: 10,390

F1 · price: The purchase price reported is the average purchase price paid for the shares. The shares were purchased at prices ranging from $11.825 to $11.85. Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares purchased or sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.