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VRTS

VIRTUS INVESTMENT PARTNERS, INC.

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Tapewire entity
4916
SEC CIK
0000883237
Parsed reports
212

Last 12 months

Inside the activity.

3 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202603
Mar 202630
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 17, 2023 20:34 UTC
HILLS WENDY JEVP, CLO, GC & Secretary
Tax withholdingCommon Stock 293 $171.08 $50,126.44
Disclosure

SEC source: 0000883237-23-000038 · wf-form4_167908525946832.xml · nonDerivative · entry 2

HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,691

F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

F3 · price: This number includes (i) 1,069 RSUs that are scheduled to vest on March 15, 2024, (ii) 783 RSUs that are scheduled to vest on March 14, 2025 and (iii) 439 RSUs that are scheduled to vest on March 13, 2026.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:34 UTC
HILLS WENDY JEVP, CLO, GC & Secretary
GrantCommon Stock 1,316 $0.00 $0.00
Disclosure

SEC source: 0000883237-23-000038 · wf-form4_167908525946832.xml · nonDerivative · entry 1

HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,984

F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2023 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:34 UTC
Mandinach Barry M.EVP, Head of Distribution
Tax withholdingCommon Stock 383 $171.08 $65,523.64
Disclosure

SEC source: 0000883237-23-000037 · wf-form4_167908523503426.xml · nonDerivative · entry 2

Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,402

F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

F3 · balance_after: This number includes (i) 1,410 RSUs that are scheduled to vest on March 15, 2024, (ii) 1,044 RSUs that are scheduled to vest on March 14, 2025 and (iii) 585 RSUs that are scheduled to vest on March 13, 2026.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:34 UTC
Mandinach Barry M.EVP, Head of Distribution
GrantCommon Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0000883237-23-000037 · wf-form4_167908523503426.xml · nonDerivative · entry 1

Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,785

F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2023 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC
PENA MARDELLE WEVP, Chief HR Officer
Tax withholdingCommon Stock 218 $171.08 $37,295.44
Disclosure

SEC source: 0000883237-23-000036 · wf-form4_167908522173244.xml · nonDerivative · entry 2

PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,325

F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

F3 · balance_after: This number includes (i) 809 RSUs that are scheduled to vest on March 15, 2024, (ii) 609 RSUs that are scheduled to vest on March 14, 2025, and (iii) 341 RSUs that are scheduled to vest on March 13, 2026.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC
PENA MARDELLE WEVP, Chief HR Officer
GrantCommon Stock 1,023 $0.00 $0.00
Disclosure

SEC source: 0000883237-23-000036 · wf-form4_167908522173244.xml · nonDerivative · entry 1

PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,543

F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2023 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC
Smirl Richard WEVP & Chief Operating Officer
Tax withholdingCommon Stock 355 $171.08 $60,733.40
Disclosure

SEC source: 0000883237-23-000035 · wf-form4_167908520050775.xml · nonDerivative · entry 2

Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,403.801

F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

F3 · balance_after: This number includes (i) 191.802 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,545 RSUs that are scheduled to vest on May 3, 2023, (iii) 1,738 RSUs that are scheduled to vest on March 15, 2024, (iv) 1,545 RSUs that are scheduled to vest on May 3, 2024, (v) 1,738 RSUs that are scheduled to vest on March 14, 2025, (vi) 937 RSUs that are scheduled to vest on May 3, 2025 and (vii) 975 RSUs that are scheduled to vest on March 13, 2026.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:33 UTC
Smirl Richard WEVP & Chief Operating Officer
GrantCommon Stock 2,923 $0.00 $0.00
Disclosure

SEC source: 0000883237-23-000035 · wf-form4_167908520050775.xml · nonDerivative · entry 1

Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,652.732

F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2023 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:19 UTC
AYLWARD GEORGE RDirector · Director, CEO and President
Tax withholdingCommon Stock 2,731 $173.07 $472,654.17
Disclosure

SEC source: 0000883237-23-000028 · wf-form4_167891514803929.xml · nonDerivative · entry 3

AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,490.52

F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:19 UTC
AYLWARD GEORGE RDirector · Director, CEO and President
Tax withholdingCommon Stock 11,959 $173.07 $2,069,744.13
Disclosure

SEC source: 0000883237-23-000028 · wf-form4_167891514803929.xml · nonDerivative · entry 2

AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,221.52

F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:19 UTC
AYLWARD GEORGE RDirector · Director, CEO and President
GrantCommon Stock 25,804 $0.00 $0.00
Disclosure

SEC source: 0000883237-23-000028 · wf-form4_167891514803929.xml · nonDerivative · entry 1

AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,180.52

F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:19 UTC
Mandinach Barry M.EVP, Head of Distribution
Tax withholdingCommon Stock 524 $173.07 $90,688.68
Disclosure

SEC source: 0000883237-23-000027 · wf-form4_167891513312578.xml · nonDerivative · entry 3

Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,030

F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

F4 · balance_after: This number includes (i) 824 RSUs that are scheduled to vest on March 15, 2023, (ii) 825 RSUs that are scheduled to vest on March 15, 2024 and (iii) 459 RSUs scheduled to vest on March 15, 2025.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:19 UTC
Mandinach Barry M.EVP, Head of Distribution
Tax withholdingCommon Stock 2,292 $173.07 $396,676.44
Disclosure

SEC source: 0000883237-23-000027 · wf-form4_167891513312578.xml · nonDerivative · entry 2

Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,554

F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:19 UTC
Mandinach Barry M.EVP, Head of Distribution
GrantCommon Stock 4,946 $0.00 $0.00
Disclosure

SEC source: 0000883237-23-000027 · wf-form4_167891513312578.xml · nonDerivative · entry 1

Mandinach Barry M. · CIK 0001497269 · EVP, Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,846

F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:18 UTC
HILLS WENDY JEVP, CLO, GC & Secretary
Tax withholdingCommon Stock 410 $173.07 $70,958.70
Disclosure

SEC source: 0000883237-23-000026 · wf-form4_167891511742266.xml · nonDerivative · entry 3

HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,668

F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

F4 · balance_after: This number includes (i) 631 RSUs that are scheduled to vest on March 15, 2023, (ii) 631 RSUs that are scheduled to vest on March 15, 2024 and (iii) 344 RSUs that are scheduled to vest on March 15, 2025.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:18 UTC
HILLS WENDY JEVP, CLO, GC & Secretary
Tax withholdingCommon Stock 1,735 $173.07 $300,276.45
Disclosure

SEC source: 0000883237-23-000026 · wf-form4_167891511742266.xml · nonDerivative · entry 2

HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,078

F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:18 UTC
HILLS WENDY JEVP, CLO, GC & Secretary
GrantCommon Stock 3,871 $0.00 $0.00
Disclosure

SEC source: 0000883237-23-000026 · wf-form4_167891511742266.xml · nonDerivative · entry 1

HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,813

F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:18 UTC
PENA MARDELLE WEVP, Chief HR Officer
Tax withholdingCommon Stock 287 $173.07 $49,671.09
Disclosure

SEC source: 0000883237-23-000025 · wf-form4_167891510255825.xml · nonDerivative · entry 3

PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,520

F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

F4 · balance_after: This number includes (i) 468 RSUs that are scheduled to vest on March 15, 2023, (ii) 468 RSUs that are scheduled to vest on March 15, 2024 and (iii) 268 RSUs that are scheduled to vest on March 15, 2025.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:18 UTC
PENA MARDELLE WEVP, Chief HR Officer
Tax withholdingCommon Stock 877 $173.07 $151,782.39
Disclosure

SEC source: 0000883237-23-000025 · wf-form4_167891510255825.xml · nonDerivative · entry 2

PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,807

F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:18 UTC
PENA MARDELLE WEVP, Chief HR Officer
GrantCommon Stock 2,709 $0.00 $0.00
Disclosure

SEC source: 0000883237-23-000025 · wf-form4_167891510255825.xml · nonDerivative · entry 1

PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,684

F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:18 UTC
Angerthal Michael AEVP, CFO & Treasurer
Tax withholdingCommon Stock 729 $173.07 $126,168.03
Disclosure

SEC source: 0000883237-23-000024 · wf-form4_167891508397298.xml · nonDerivative · entry 3

Angerthal Michael A · CIK 0001374331 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,807

F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

F4 · balance_after: This number includes (i) 1,217 RSUs that are scheduled to vest on March 15, 2023, (ii) 1,217 RSUs that are scheduled to vest on March 15, 2024 and (iii) 707 RSUs that are schedule to vest on March 15, 2025.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:18 UTC
Angerthal Michael AEVP, CFO & Treasurer
Tax withholdingCommon Stock 3,190 $173.07 $552,093.30
Disclosure

SEC source: 0000883237-23-000024 · wf-form4_167891508397298.xml · nonDerivative · entry 2

Angerthal Michael A · CIK 0001374331 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,536

F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:18 UTC
Angerthal Michael AEVP, CFO & Treasurer
GrantCommon Stock 6,882 $0.00 $0.00
Disclosure

SEC source: 0000883237-23-000024 · wf-form4_167891508397298.xml · nonDerivative · entry 1

Angerthal Michael A · CIK 0001374331 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,726

F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:01 UTC
HILLS WENDY JEVP, CLO, GC & Secretary
Tax withholdingCommon Stock 1,169 $185.87 $217,282.03
Disclosure

SEC source: 0000883237-22-000221 · wf-form4_166362124821031.xml · nonDerivative · entry 1

HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,942

F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

F2 · balance_after: This number includes (i) 884 RSUs that are scheduled to vest on March 13, 2023, (ii) 631 RSUs that are scheduled to vest on March 15, 2023, (iii) 631 RSUs that are scheduled to vest on March 15, 2024 and (iv) 344 RSUs that are scheduled to vest on March 15, 2025.

Read SEC document
May 27, 2022 Filed May 31, 2022 20:38 UTC SaleCommon Stock 151 $192.09 $29,006.04
Disclosure

SEC source: 0000883237-22-000203 · wf-form4_165402951394468.xml · nonDerivative · entry 2

MORRIS W HOWARD · CIK 0001385266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738

Read SEC document
May 18, 2022 Filed May 20, 2022 20:38 UTC GrantCommon Stock 964 $175.00 $168,700.00
Disclosure

SEC source: 0000883237-22-000201 · wf-form4_165307909404545.xml · nonDerivative · entry 1

HOLT TIMOTHY A · CIK 0001263022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,908

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:38 UTC GrantCommon Stock 585 $175.00 $102,375.00
Disclosure

SEC source: 0000883237-22-000200 · wf-form4_165307906030728.xml · nonDerivative · entry 2

MORRIS W HOWARD · CIK 0001385266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889

F2 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:37 UTC GrantCommon Stock 621 $175.00 $108,675.00
Disclosure

SEC source: 0000883237-22-000199 · wf-form4_165307903127900.xml · nonDerivative · entry 1

Fleming Susan S. · CIK 0001179676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,262

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:37 UTC GrantCommon Stock 585 $175.00 $102,375.00
Disclosure

SEC source: 0000883237-22-000198 · wf-form4_165307899959080.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:36 UTC
BAIN PETER LDirector
GrantCommon Stock 585 $175.00 $102,375.00
Disclosure

SEC source: 0000883237-22-000197 · wf-form4_165307898182452.xml · nonDerivative · entry 1

BAIN PETER L · CIK 0001206658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,344

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:36 UTC
Greig Paul GDirector
GrantCommon Stock 614 $175.00 $107,450.00
Disclosure

SEC source: 0000883237-22-000196 · wf-form4_165307893928009.xml · nonDerivative · entry 1

Greig Paul G · CIK 0001363674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,399

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:35 UTC GrantCommon Stock 635 $175.00 $111,125.00
Disclosure

SEC source: 0000883237-22-000195 · wf-form4_165307891946024.xml · nonDerivative · entry 1

JONES MELODY L · CIK 0001203078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,067

F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.

Read SEC document
May 03, 2022 Filed May 5, 2022 20:44 UTC
Smirl Richard WEVP & Chief Operating Officer
GrantCommon Stock 2,811 $0.00 $0.00
Disclosure

SEC source: 0000883237-22-000176 · wf-form4_165178343784521.xml · nonDerivative · entry 2

Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,729.732

F2 · shares: These shares comprise a grant of RSUs awarded pursuant to the Reporting Person's offer letter. RSUs are scheduled to vest ratably over a three-year period, with one-third of the grant vesting on each of the first three anniversaries of the grant date. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.

F3 · balance_after: This number includes (i) 85.733 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 764 RSUs that are scheduled to vest on March 15, 2023, (iii) 1545 RSUs that are scheduled to vest on May 3, 2023, (iv) 764 RSUs that are scheduled to vest on March 15, 2024, (v) 1545 RSUs that are scheduled to vest on May 3, 2024, (vi) 764 RSUs that are scheduled to vest on March 15, 2025 and (vii) 937 RSUs that are scheduled to vest on May 3, 2025.

Read SEC document
May 03, 2022 Filed May 5, 2022 20:44 UTC
Smirl Richard WEVP & Chief Operating Officer
Tax withholdingCommon Stock 282 $177.81 $50,142.42
Disclosure

SEC source: 0000883237-22-000176 · wf-form4_165178343784521.xml · nonDerivative · entry 1

Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,899.838

F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") previously reported, and settled with shares by the Reporting Person.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 21:21 UTC PurchaseCommon Stock 435 $231.00 $100,483.56
Disclosure

SEC source: 0000883237-22-000103 · wf-form4_164763850027163.xml · nonDerivative · entry 2

MORRIS W HOWARD · CIK 0001385266 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Prairie and Tireman Group, LLC

Disclosed balance after: 435

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 16.

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March 15, 2022 Filed Mar 17, 2022 21:07 UTC
PENA MARDELLE WEVP, Chief HR Officer
GrantCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0000883237-22-000101 · wf-form4_164755121690661.xml · nonDerivative · entry 4

PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,975

F4 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.

F5 · balance_after: This number includes (i) 619 RSUs that are scheduled to vest on March 13, 2023, (ii) 468 RSUs that are scheduled to vest on March 15, 2023, (iii) 468 RSUs that are scheduled to vest on March 15, 2024 and (iv) 268 RSUs that are scheduled to vest on March 15, 2025.

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March 15, 2022 Filed Mar 17, 2022 21:07 UTC
PENA MARDELLE WEVP, Chief HR Officer
GrantCommon Stock 2,388 $0.00 $0.00
Disclosure

SEC source: 0000883237-22-000101 · wf-form4_164755121690661.xml · nonDerivative · entry 3

PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,173

F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied.

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March 15, 2022 Filed Mar 17, 2022 21:07 UTC
PENA MARDELLE WEVP, Chief HR Officer
Tax withholdingCommon Stock 990 $218.20 $216,018.00
Disclosure

SEC source: 0000883237-22-000101 · wf-form4_164755121690661.xml · nonDerivative · entry 2

PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,785

F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award, and settled with shares by the reporting person.

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March 15, 2022 Filed Mar 17, 2022 21:07 UTC
PENA MARDELLE WEVP, Chief HR Officer
Tax withholdingCommon Stock 279 $218.20 $60,877.80
Disclosure

SEC source: 0000883237-22-000101 · wf-form4_164755121690661.xml · nonDerivative · entry 1

PENA MARDELLE W · CIK 0001519506 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,775

F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

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March 15, 2022 Filed Mar 17, 2022 21:06 UTC
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
GrantCommon Stock 630 $0.00 $0.00
Disclosure

SEC source: 0000883237-22-000100 · wf-form4_164755119672864.xml · nonDerivative · entry 4

BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,980.59

F4 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.

F5 · balance_after: This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 481 RSUs that are scheduled to vest on March 13, 2023, (iii) 366 RSUs that are scheduled to vest on March 15, 2023, (iv) 366 RSUs that are scheduled to vest on March 15, 2024 and (v) 210 RSUs that are scheduled to vest on March 15, 2025.

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March 15, 2022 Filed Mar 17, 2022 21:06 UTC
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
GrantCommon Stock 2,436 $0.00 $0.00
Disclosure

SEC source: 0000883237-22-000100 · wf-form4_164755119672864.xml · nonDerivative · entry 3

BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,350.59

F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied.

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March 15, 2022 Filed Mar 17, 2022 21:06 UTC
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
Tax withholdingCommon Stock 914 $218.20 $199,434.80
Disclosure

SEC source: 0000883237-22-000100 · wf-form4_164755119672864.xml · nonDerivative · entry 2

BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,914.59

F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award, and settled with shares by the reporting person.

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March 15, 2022 Filed Mar 17, 2022 21:06 UTC
BRADLEY WILLIAM PATRICK IIIEVP, Fund Services
Tax withholdingCommon Stock 262 $218.20 $57,168.40
Disclosure

SEC source: 0000883237-22-000100 · wf-form4_164755119672864.xml · nonDerivative · entry 1

BRADLEY WILLIAM PATRICK III · CIK 0001450955 · EVP, Fund Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,828.59

F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

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March 15, 2022 Filed Mar 17, 2022 21:06 UTC
Smirl Richard WEVP & Chief Operating Officer
GrantCommon Stock 2,292 $0.00 $0.00
Disclosure

SEC source: 0000883237-22-000099 · wf-form4_164755116884984.xml · nonDerivative · entry 1

Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,181.838

F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.

F2 · balance_after: This number includes (i) 66.838 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 607 RSUs that are scheduled to vest on May 3, 2022, (iii) 764 RSUs that are scheduled to vest on March 15, 2023, (iv) 608 RSUs that are scheduled to vest on May 3, 2023, (v) 764 RSUs that are scheduled to vest on March 15, 2024, (vi) 608 RSUs that are scheduled to vest on May 3, 2024 and (vii) 764 RSUs that are scheduled to vest on March 15, 2025.

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March 15, 2022 Filed Mar 17, 2022 21:05 UTC
HILLS WENDY JEVP, CLO, GC & Secretary
GrantCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0000883237-22-000098 · wf-form4_164755113508442.xml · nonDerivative · entry 2

HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,111

F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.

F3 · balance_after: This number includes (i) 2,521 RSUs that are scheduled to vest on September 16, 2022, (ii) 884 RSUs that are scheduled to vest on March 13, 2023, (iii) 631 RSUs that are scheduled to vest on March 15, 2023, (iv) 631 RSUs that are scheduled to vest on March 15, 2024 and (v) 344 RSUs that are scheduled to vest on March 15, 2025.

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March 15, 2022 Filed Mar 17, 2022 21:05 UTC
HILLS WENDY JEVP, CLO, GC & Secretary
Tax withholdingCommon Stock 133 $218.20 $29,020.60
Disclosure

SEC source: 0000883237-22-000098 · wf-form4_164755113508442.xml · nonDerivative · entry 1

HILLS WENDY J · CIK 0001113435 · EVP, CLO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,079

F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

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March 15, 2022 Filed Mar 17, 2022 21:05 UTC
AYLWARD GEORGE RDirector · Director, CEO and President
GrantCommon Stock 7,333 $0.00 $0.00
Disclosure

SEC source: 0000883237-22-000097 · wf-form4_164755111233447.xml · nonDerivative · entry 4

AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,376.52

F4 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.

F5 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 5,892 RSUs that are scheduled to vest on March 13, 2023, (iii) 4,355 RSUs that are scheduled to vest on March 15, 2023, (iv) 4,355 RSUs that are scheduled to vest on March 15, 2024 and (v) 2,445 RSUs that are scheduled to vest on March 15, 2025.

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March 15, 2022 Filed Mar 17, 2022 21:05 UTC
AYLWARD GEORGE RDirector · Director, CEO and President
GrantCommon Stock 27,372 $0.00 $0.00
Disclosure

SEC source: 0000883237-22-000097 · wf-form4_164755111233447.xml · nonDerivative · entry 3

AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,043.52

F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied.

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March 15, 2022 Filed Mar 17, 2022 21:05 UTC
AYLWARD GEORGE RDirector · Director, CEO and President
Tax withholdingCommon Stock 12,686 $218.20 $2,768,085.20
Disclosure

SEC source: 0000883237-22-000097 · wf-form4_164755111233447.xml · nonDerivative · entry 2

AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,671.52

F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award, and settled with shares by the reporting person.

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March 15, 2022 Filed Mar 17, 2022 21:05 UTC
AYLWARD GEORGE RDirector · Director, CEO and President
Tax withholdingCommon Stock 3,001 $218.20 $654,818.20
Disclosure

SEC source: 0000883237-22-000097 · wf-form4_164755111233447.xml · nonDerivative · entry 1

AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,357.52

F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.