Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VIRTUS INVESTMENT PARTNERS, INC.VRTS · Entity 4916 | EVP & Chief Operating Officer | March 13, 2026 | March 17, 2026 |
| Virtus Artificial Intelligence & Technology Opportunities FundAIO · Entity 5033 | EVP | June 22, 2021 | June 30, 2021 |
| Virtus Convertible & Income 2024 Target Term FundCBH · Entity 90218 | EVP | June 22, 2021 | June 30, 2021 |
| Virtus Convertible & Income FundNCV · Entity 8885 | EVP | June 22, 2021 | June 30, 2021 |
| Virtus Convertible & Income Fund IINCZ · Entity 5978 | EVP | June 22, 2021 | June 30, 2021 |
| Virtus Diversified Income & Convertible FundACV · Entity 6061 | EVP | June 22, 2021 | June 30, 2021 |
| Virtus Dividend, Interest & Premium Strategy FundNFJ · Entity 4708 | EVP | June 22, 2021 | June 30, 2021 |
| Virtus Equity & Convertible Income FundNIE · Entity 5206 | EVP | June 22, 2021 | June 30, 2021 |
| Virtus Global Multi-Sector Income FundVGI · Entity 6888 | EVP | May 19, 2021 | June 30, 2021 |
| Virtus Stone Harbor Emerging Markets Income FundEDF · Entity 6438 | EVP | April 08, 2022 | April 18, 2022 |
| Virtus Stone Harbor Emerging Markets Total Income FundEDI · Entity 107987 | EVP | April 08, 2022 | April 18, 2022 |
| Virtus Total Return Fund Inc.ZTR · Entity 5817 | EVP | May 19, 2021 | June 30, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VIRTUS INVESTMENT PARTNERS, INC.
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,025.97 |
Reported balance
After 2026-03-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-13 · Tax withholding · Disposed 1,121 · Balance 12,025.97 F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Company's 2023, 2024 and 2025 Long Term Incentive Plans, previously reported and settled with shares by the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 17,297.781 |
Reported balance
After 2026-03-13 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-13 · Grant · Acquired 5,155 · Balance 17,297.781 F2: These shares comprise an award of RSUs granted to the Reporting Person pursuant to the Company's 2026 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F3: This number includes (i) 560.7856 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 3,401 RSUs that are scheduled to vest on March 15, 2027, (iii) 2,680 RSUs that are scheduled to vest on March 15, 2028, and (iv) 1,719 RSUs that are scheduled to vest on March 15, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Company's 2023, 2024 and 2025 Long Term Incentive Plans, previously reported and settled with shares by the Reporting Person.
F2: These shares comprise an award of RSUs granted to the Reporting Person pursuant to the Company's 2026 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.
F3: This number includes (i) 560.7856 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 3,401 RSUs that are scheduled to vest on March 15, 2027, (iii) 2,680 RSUs that are scheduled to vest on March 15, 2028, and (iv) 1,719 RSUs that are scheduled to vest on March 15, 2029.
Virtus Artificial Intelligence & Technology Opportunities Fund
Report date June 22, 2021 · Filed June 30, 2021
This filing explicitly reported no securities owned.
Virtus Convertible & Income 2024 Target Term Fund
Report date June 22, 2021 · Filed June 30, 2021
This filing explicitly reported no securities owned.
Virtus Convertible & Income Fund
Report date June 22, 2021 · Filed June 30, 2021
This filing explicitly reported no securities owned.
Virtus Convertible & Income Fund II
Report date June 22, 2021 · Filed June 30, 2021
This filing explicitly reported no securities owned.
Virtus Diversified Income & Convertible Fund
Report date June 22, 2021 · Filed June 30, 2021
This filing explicitly reported no securities owned.
Virtus Dividend, Interest & Premium Strategy Fund
Report date June 22, 2021 · Filed June 30, 2021
This filing explicitly reported no securities owned.
Virtus Equity & Convertible Income Fund
Report date June 22, 2021 · Filed June 30, 2021
This filing explicitly reported no securities owned.
Virtus Global Multi-Sector Income Fund
Report date May 19, 2021 · Filed June 30, 2021
This filing explicitly reported no securities owned.
Virtus Stone Harbor Emerging Markets Income Fund
Report date April 08, 2022 · Filed April 18, 2022
This filing explicitly reported no securities owned.
Virtus Stone Harbor Emerging Markets Total Income Fund
Report date April 08, 2022 · Filed April 18, 2022
This filing explicitly reported no securities owned.
Virtus Total Return Fund Inc.
Report date May 19, 2021 · Filed June 30, 2021
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 21:06 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 5,155 | $126.11 | $650,097.05 |
DisclosureSEC source: 0001860677-26-000002 · wk-form4_1773781617.xml · nonDerivative · entry 2 Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,297.781 F2 · shares: These shares comprise an award of RSUs granted to the Reporting Person pursuant to the Company's 2026 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 560.7856 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 3,401 RSUs that are scheduled to vest on March 15, 2027, (iii) 2,680 RSUs that are scheduled to vest on March 15, 2028, and (iv) 1,719 RSUs that are scheduled to vest on March 15, 2029. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 21:06 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 1,121 | $126.11 | $141,369.31 |
DisclosureSEC source: 0001860677-26-000002 · wk-form4_1773781617.xml · nonDerivative · entry 1 Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,025.97 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Company's 2023, 2024 and 2025 Long Term Incentive Plans, previously reported and settled with shares by the Reporting Person. Read SEC document |
| May 02, 2025 Filed May 5, 2025 20:54 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 435 | $159.23 | $69,265.05 |
DisclosureSEC source: 0000883237-25-000046 · wk-form4_1746478437.xml · nonDerivative · entry 1 Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,146.97 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F2 · price: This number includes (i) 443.9746 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 2,657 RSUs that are scheduled to vest on March 13, 2026; (iii) 1,683 RSUs that are scheduled to vest on March 15, 2027; and (iv) 962 RSUs that are scheduled to vest on March 15, 2028. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 21:08 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 2,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-25-000021 · wk-form4_1742332125.xml · nonDerivative · entry 2 Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,557.09 F2 · shares: These shares comprise an award of RSUs granted to the reporting person pursuant to the Company's 2025 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 419.0946 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 937 RSUs that are scheduled to vest on May 3, 2025, (iii) 2,657 RSUs that are scheduled to vest on March 13, 2026, (iv) 1,683 RSUs that are scheduled to vest on March 15, 2027, and (v) 962 RSUs that are scheduled to vest on March 15, 2028. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 21:08 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 1,121 | $173.32 | $194,291.72 |
DisclosureSEC source: 0000883237-25-000021 · wk-form4_1742332125.xml · nonDerivative · entry 1 Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,562.77 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022, 2023 and 2024 Long Term Incentive Plans, previously reported and settled with shares by the reporting person. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:52 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 2,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-24-000035 · wk-form4_1710881530.xml · nonDerivative · entry 1 Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,683.77 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2024 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F2 · balance_after: This number includes (i) 309.771 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,545 RSUs that are scheduled to vest on May 3, 2024, (iii) 2,458 RSUs that are scheduled to vest on March 14, 2025, (iv) 937 RSUs that are scheduled to vest on May 3, 2025, (v) 1,696 RSUs that are scheduled to vest on March 13, 2026, and (vi) 721 RSUs that are scheduled to vest on March 15, 2027. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 355 | $171.08 | $60,733.40 |
DisclosureSEC source: 0000883237-23-000035 · wf-form4_167908520050775.xml · nonDerivative · entry 2 Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,403.801 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F3 · balance_after: This number includes (i) 191.802 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 1,545 RSUs that are scheduled to vest on May 3, 2023, (iii) 1,738 RSUs that are scheduled to vest on March 15, 2024, (iv) 1,545 RSUs that are scheduled to vest on May 3, 2024, (v) 1,738 RSUs that are scheduled to vest on March 14, 2025, (vi) 937 RSUs that are scheduled to vest on May 3, 2025 and (vii) 975 RSUs that are scheduled to vest on March 13, 2026. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:33 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 2,923 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-23-000035 · wf-form4_167908520050775.xml · nonDerivative · entry 1 Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,652.732 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2023 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:44 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 2,811 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000176 · wf-form4_165178343784521.xml · nonDerivative · entry 2 Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,729.732 F2 · shares: These shares comprise a grant of RSUs awarded pursuant to the Reporting Person's offer letter. RSUs are scheduled to vest ratably over a three-year period, with one-third of the grant vesting on each of the first three anniversaries of the grant date. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 85.733 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 764 RSUs that are scheduled to vest on March 15, 2023, (iii) 1545 RSUs that are scheduled to vest on May 3, 2023, (iv) 764 RSUs that are scheduled to vest on March 15, 2024, (v) 1545 RSUs that are scheduled to vest on May 3, 2024, (vi) 764 RSUs that are scheduled to vest on March 15, 2025 and (vii) 937 RSUs that are scheduled to vest on May 3, 2025. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:44 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 282 | $177.81 | $50,142.42 |
DisclosureSEC source: 0000883237-22-000176 · wf-form4_165178343784521.xml · nonDerivative · entry 1 Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,899.838 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") previously reported, and settled with shares by the Reporting Person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:06 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 2,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000099 · wf-form4_164755116884984.xml · nonDerivative · entry 1 Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,181.838 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F2 · balance_after: This number includes (i) 66.838 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 607 RSUs that are scheduled to vest on May 3, 2022, (iii) 764 RSUs that are scheduled to vest on March 15, 2023, (iv) 608 RSUs that are scheduled to vest on May 3, 2023, (v) 764 RSUs that are scheduled to vest on March 15, 2024, (vi) 608 RSUs that are scheduled to vest on May 3, 2024 and (vii) 764 RSUs that are scheduled to vest on March 15, 2025. Read SEC document |
| May 03, 2021 Filed May 5, 2021 21:26 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 1,823 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000132 · wf-form4_162024995970728.xml · nonDerivative · entry 1 Smirl Richard W · CIK 0001860677 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,823 F1 · shares: These shares comprise a grant of restricted stock units ("RSUs") awarded pursuant to the reporting person's offer letter. RSUs are scheduled to vest ratably over a three year period, with one-third of the grant vesting on each of the first three anniversaries of the grant date. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.