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Nasdaq · USD

VRM

Vroom, Inc.

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7212
SEC CIK
0001580864
Parsed reports
194

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202601
Jun 202622
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2021 Filed Apr 26, 2021 21:21 UTC
Hennessy Paul J.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 14,273 $0.00 Strike: $3.39 $0.00
Disclosure

SEC source: 0001562180-21-002955 · primarydocument.xml · derivative · entry 6

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301,062

Underlying: Common Stock · 14,273 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 21:21 UTC
Hennessy Paul J.Director · Chief Executive Officer
SaleCommon Stock 14,273 $44.14 $630,020.21
Disclosure

SEC source: 0001562180-21-002955 · primarydocument.xml · nonDerivative · entry 4

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,378

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.40. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 21:21 UTC
Hennessy Paul J.Director · Chief Executive Officer
Exercise / conversionCommon Stock 14,273 $3.39 $48,385.47
Disclosure

SEC source: 0001562180-21-002955 · primarydocument.xml · nonDerivative · entry 3

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 18:07 UTC
Roszkowski Mark E.Chief Revenue Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 43,750 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001562180-21-002967 · primarydocument.xml · derivative · entry 3

Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,500

Underlying: Common Stock · 43,750 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is vested and exercisable as to 175,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on February 4, 2022.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 18:07 UTC
Roszkowski Mark E.Chief Revenue Officer
SaleCommon Stock 43,750 $45.09 $1,972,473.13
Disclosure

SEC source: 0001562180-21-002967 · primarydocument.xml · nonDerivative · entry 2

Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,002

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.29. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 18:07 UTC
Roszkowski Mark E.Chief Revenue Officer
Exercise / conversionCommon Stock 43,750 $4.21 $184,187.50
Disclosure

SEC source: 0001562180-21-002967 · primarydocument.xml · nonDerivative · entry 1

Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 21:21 UTC
Hennessy Paul J.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 35,727 $0.00 Strike: $3.39 $0.00
Disclosure

SEC source: 0001562180-21-002955 · primarydocument.xml · derivative · entry 5

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,335

Underlying: Common Stock · 35,727 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 21:21 UTC
Hennessy Paul J.Director · Chief Executive Officer
SaleCommon Stock 35,727 $44.06 $1,574,060.17
Disclosure

SEC source: 0001562180-21-002955 · primarydocument.xml · nonDerivative · entry 2

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,378

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.17. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 21:21 UTC
Hennessy Paul J.Director · Chief Executive Officer
Exercise / conversionCommon Stock 35,727 $3.39 $121,114.53
Disclosure

SEC source: 0001562180-21-002955 · primarydocument.xml · nonDerivative · entry 1

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 17:34 UTC
Jones David K.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001562180-21-002804 · primarydocument.xml · derivative · entry 3

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 15,000 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 17:34 UTC
Jones David K.Chief Financial Officer
SaleCommon Stock 15,000 $40.11 $601,630.50
Disclosure

SEC source: 0001562180-21-002804 · primarydocument.xml · nonDerivative · entry 2

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,813

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.31. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 17:34 UTC
Jones David K.Chief Financial Officer
Exercise / conversionCommon Stock 15,000 $4.21 $63,150.00
Disclosure

SEC source: 0001562180-21-002804 · primarydocument.xml · nonDerivative · entry 1

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 17:36 UTC
Jones David K.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001562180-21-002776 · primarydocument.xml · derivative · entry 4

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,000

Underlying: Common Stock · 10,000 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 17:36 UTC
Jones David K.Chief Financial Officer
SaleCommon Stock 1,000 $39.28 $39,280.00
Disclosure

SEC source: 0001562180-21-002776 · primarydocument.xml · nonDerivative · entry 3

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,813

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.14 to $39.58. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 17:36 UTC
Jones David K.Chief Financial Officer
SaleCommon Stock 9,000 $38.61 $347,490.90
Disclosure

SEC source: 0001562180-21-002776 · primarydocument.xml · nonDerivative · entry 2

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,813

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.13 to $39.12. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 17:36 UTC
Jones David K.Chief Financial Officer
Exercise / conversionCommon Stock 10,000 $4.21 $42,100.00
Disclosure

SEC source: 0001562180-21-002776 · primarydocument.xml · nonDerivative · entry 1

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:02 UTC
Jones David K.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001562180-21-002742 · primarydocument.xml · derivative · entry 3

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 15,000 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:02 UTC
Jones David K.Chief Financial Officer
SaleCommon Stock 15,000 $40.19 $602,883.00
Disclosure

SEC source: 0001562180-21-002742 · primarydocument.xml · nonDerivative · entry 2

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,813

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.50. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:02 UTC
Jones David K.Chief Financial Officer
Exercise / conversionCommon Stock 15,000 $4.21 $63,150.00
Disclosure

SEC source: 0001562180-21-002742 · primarydocument.xml · nonDerivative · entry 1

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 30, 2021 01:48 UTC SaleCommon Stock 5,328 $35.80 $190,737.60
Disclosure

SEC source: 0001562180-21-002473 · primarydocument.xml · nonDerivative · entry 3

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,805

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.61 to $36.19. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 25, 2021 Filed Mar 30, 2021 01:48 UTC SaleCommon Stock 4,739 $35.19 $166,746.45
Disclosure

SEC source: 0001562180-21-002473 · primarydocument.xml · nonDerivative · entry 2

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,133

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.61 to $35.60. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 25, 2021 Filed Mar 30, 2021 01:48 UTC SaleCommon Stock 4,600 $34.07 $156,735.34
Disclosure

SEC source: 0001562180-21-002473 · primarydocument.xml · nonDerivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,872

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.51 to $34.42. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 17:13 UTC
Valkin AdamDirector
SaleCommon Stock 582,973 $37.53 $21,879,093.28
Disclosure

SEC source: 0001062993-21-002856 · form4.xml · nonDerivative · entry 1

Valkin Adam · CIK 0001812990 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,051,670

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.50 to $38.26, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote of this Form 4.

F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
March 16, 2021 Filed Mar 16, 2021 20:51 UTC
Valkin AdamDirector
SaleCommon Stock 94,132 $37.84 $3,561,550.11
Disclosure

SEC source: 0001062993-21-002767 · form4.xml · nonDerivative · entry 3

Valkin Adam · CIK 0001812990 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,634,643

F4 · price: The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions in prices ranging from $37.50 to $38.45, inclusive.

F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:51 UTC
Valkin AdamDirector
SaleCommon Stock 179,961 $37.66 $6,776,449.45
Disclosure

SEC source: 0001062993-21-002767 · form4.xml · nonDerivative · entry 2

Valkin Adam · CIK 0001812990 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,728,775

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $38.23, inclusive.

F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:51 UTC
Valkin AdamDirector
SaleCommon Stock 142,934 $37.77 $5,399,017.40
Disclosure

SEC source: 0001062993-21-002767 · form4.xml · nonDerivative · entry 1

Valkin Adam · CIK 0001812990 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,908,736

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.50 to $38.15, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes (3) through (4) of this Form 4.

F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 17:27 UTC
Valkin AdamDirector
SaleCommon Stock 33,132 $35.79 $1,185,840.66
Disclosure

SEC source: 0001062993-21-002617 · form4.xml · nonDerivative · entry 5

Valkin Adam · CIK 0001812990 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,051,670

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.72 to $35.93, inclusive.

F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 17:27 UTC
Valkin AdamDirector
SaleCommon Stock 125,255 $35.20 $4,409,251.56
Disclosure

SEC source: 0001062993-21-002617 · form4.xml · nonDerivative · entry 4

Valkin Adam · CIK 0001812990 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,084,802

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.68 to $35.64, inclusive.

F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 17:27 UTC
Valkin AdamDirector
SaleCommon Stock 1,390,613 $33.85 $47,068,773.52
Disclosure

SEC source: 0001062993-21-002617 · form4.xml · nonDerivative · entry 3

Valkin Adam · CIK 0001812990 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,210,057

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.68 to $34.675, inclusive.

F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.

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March 09, 2021 Filed Mar 10, 2021 23:11 UTC
Moran PatriciaCLO & Secretary
SaleCommon Stock 985 $34.32 $33,801.16
Disclosure

SEC source: 0001562180-21-002157 · primarydocument.xml · nonDerivative · entry 2

Moran Patricia · CIK 0001605627 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,535

F2 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F3 · price: This transaction was executed in multiple trades at prices ranging from $34.08 to $34.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 09, 2021 Filed Mar 11, 2021 17:27 UTC
Valkin AdamDirector
SaleCommon Stock 119,492 $35.29 $4,217,075.82
Disclosure

SEC source: 0001062993-21-002617 · form4.xml · nonDerivative · entry 2

Valkin Adam · CIK 0001812990 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,600,670

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.04 to $35.74, inclusive.

F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.

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March 09, 2021 Filed Mar 11, 2021 17:27 UTC
Valkin AdamDirector
SaleCommon Stock 331,508 $34.42 $11,411,035.77
Disclosure

SEC source: 0001062993-21-002617 · form4.xml · nonDerivative · entry 1

Valkin Adam · CIK 0001812990 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,720,162

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.04 to $35.035, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes (3) through (6) of this Form 4.

F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.

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March 08, 2021 Filed Mar 10, 2021 18:02 UTC
Roszkowski Mark E.Chief Revenue Officer
GrantCommon Stock 10,862 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002155 · primarydocument.xml · nonDerivative · entry 1

Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,002

F1 · shares: Represents an award of restricted stock units that vest in full on March 8, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

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March 08, 2021 Filed Mar 10, 2021 17:58 UTC
Stott Carol DeniseChief People & Culture Officer
GrantCommon Stock 6,517 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002151 · primarydocument.xml · nonDerivative · entry 1

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,115

F1 · shares: Represents an award of restricted stock units that vest in full on March 8, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

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March 08, 2021 Filed Mar 10, 2021 23:02 UTC
Hennessy Paul J.Director · Chief Executive Officer
GrantCommon Stock 48,881 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002154 · primarydocument.xml · nonDerivative · entry 1

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,378

F1 · shares: Represents an award of restricted stock units that vest as to 50% of the underlying shares on March 8, 2023 and the remaining 50% on March 8, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

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March 08, 2021 Filed Mar 10, 2021 17:56 UTC
Jones David K.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001562180-21-002150 · primarydocument.xml · derivative · entry 4

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,000

Underlying: Common Stock · 10,000 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021.

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March 08, 2021 Filed Mar 10, 2021 17:56 UTC
Jones David K.Chief Financial Officer
SaleCommon Stock 10,000 $31.39 $313,900.00
Disclosure

SEC source: 0001562180-21-002150 · primarydocument.xml · nonDerivative · entry 3

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,813

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

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March 08, 2021 Filed Mar 10, 2021 17:56 UTC
Jones David K.Chief Financial Officer
Exercise / conversionCommon Stock 10,000 $4.21 $42,100.00
Disclosure

SEC source: 0001562180-21-002150 · primarydocument.xml · nonDerivative · entry 2

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 17:56 UTC
Jones David K.Chief Financial Officer
GrantCommon Stock 13,035 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002150 · primarydocument.xml · nonDerivative · entry 1

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,813

F1 · shares: Represents an award of restricted stock units that vest in full on March 8, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 23:11 UTC
Moran PatriciaCLO & Secretary
GrantCommon Stock 9,776 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002157 · primarydocument.xml · nonDerivative · entry 1

Moran Patricia · CIK 0001605627 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,520

F1 · shares: Represents an award of restricted stock units that vest in full on March 8, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:12 UTC
Roszkowski Mark E.Chief Revenue Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 21,875 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001562180-21-001268 · primarydocument.xml · derivative · entry 5

Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,250

Underlying: Common Stock · 21,875 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is vested and exercisable as to 175,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on February 4, 2022.

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February 16, 2021 Filed Feb 18, 2021 17:12 UTC
Roszkowski Mark E.Chief Revenue Officer
SaleCommon Stock 1,101 $52.47 $57,767.27
Disclosure

SEC source: 0001562180-21-001268 · primarydocument.xml · nonDerivative · entry 4

Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,140

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.34 to $52.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 16, 2021 Filed Feb 18, 2021 17:12 UTC
Roszkowski Mark E.Chief Revenue Officer
SaleCommon Stock 8,720 $51.83 $451,990.74
Disclosure

SEC source: 0001562180-21-001268 · primarydocument.xml · nonDerivative · entry 3

Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,241

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.34 to $52.31. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 16, 2021 Filed Feb 18, 2021 17:12 UTC
Roszkowski Mark E.Chief Revenue Officer
SaleCommon Stock 12,054 $50.96 $614,215.19
Disclosure

SEC source: 0001562180-21-001268 · primarydocument.xml · nonDerivative · entry 2

Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,961

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.34 to $51.33. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:12 UTC
Roszkowski Mark E.Chief Revenue Officer
Exercise / conversionCommon Stock 21,875 $4.21 $92,093.75
Disclosure

SEC source: 0001562180-21-001268 · primarydocument.xml · nonDerivative · entry 1

Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 18:13 UTC
Jones David K.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 9,895 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001562180-21-001060 · primarydocument.xml · derivative · entry 11

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 9,895 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021.

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February 10, 2021 Filed Feb 10, 2021 18:13 UTC
Jones David K.Chief Financial Officer
SaleCommon Stock 9,895 $50.03 $495,031.02
Disclosure

SEC source: 0001562180-21-001060 · primarydocument.xml · nonDerivative · entry 8

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,778

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.33. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 18:13 UTC
Jones David K.Chief Financial Officer
Exercise / conversionCommon Stock 9,895 $4.21 $41,657.95
Disclosure

SEC source: 0001562180-21-001060 · primarydocument.xml · nonDerivative · entry 7

Jones David K. · CIK 0001520241 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 23:40 UTC
Moran PatriciaCLO & Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 45,600 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001562180-21-001085 · primarydocument.xml · derivative · entry 6

Moran Patricia · CIK 0001605627 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 45,600 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is vested and exercisable as to 150,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on January 14, 2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 23:40 UTC
Moran PatriciaCLO & Secretary
SaleCommon Stock 45,600 $50.09 $2,283,907.92
Disclosure

SEC source: 0001562180-21-001085 · primarydocument.xml · nonDerivative · entry 4

Moran Patricia · CIK 0001605627 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,744

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.33. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.