Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vroom, Inc.VRM · Entity 7212 | Chief People & Culture Officer | April 03, 2024 | April 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vroom, Inc.
Report date April 03, 2024 · Filed April 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,459 |
Reported balance
After 2024-04-03 transaction · row 1
1 source rowRow 1 · 2024-04-03 · Sale · Disposed 35 · Balance 9,459 F1: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.22 to $12.305. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.22 to $12.305. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2024 Filed Apr 5, 2024 18:13 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 35 | $12.23 | $428.21 |
DisclosureSEC source: 0001562180-24-003332 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,459 F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.22 to $12.305. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:44 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-002645 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,494 F1 · shares: Represents an award of restricted stock units that vests in full on March 17, 2025, subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. F2 · balance_after: On March 8, 2024, the board of directors of the Issuer amended the vesting schedule applicable to the award of (i) 3,750 restricted stock units originally granted on May 20, 2022 and (ii) 3,750 restricted stock units originally granted on March 20, 2023, each of which will now vest in full on March 17, 2025. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-80 reverse stock split effected by the Issuer on February 13, 2024, which was exempt from reporting pursuant to Rule16a-9. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 16:28 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-003033 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 729,618 F1 · shares: Represents an award of restricted stock units that vest as to 40% on March 20, 2024 and as to 30% on each of March 20, 2025 and March 20, 2026. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 17:23 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 7,615 | $1.19 | $9,061.85 |
DisclosureSEC source: 0001562180-23-001191 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,618 F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. Read SEC document |
| May 20, 2022 Filed May 24, 2022 16:12 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004366 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,233 F1 · shares: Represents an award of restricted stock units that vest on May 20, 2025, subject to the Reporting Person's continued employment through such date. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. One third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $7.50 per share for twenty consecutive trading days during the three-year vesting period; a further third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $15.00 per share for twenty consecutive trading days in the second or third years of the vesting period; and the last third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $21.00 per share for twenty consecutive trading days during the third year of the vesting period. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 17:03 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 7,812 | $2.94 | $23,000.87 |
DisclosureSEC source: 0001562180-22-003039 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,233 F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.90 to $2.99. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 16:19 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 24,500 | $10.55 | $258,416.20 |
DisclosureSEC source: 0001562180-21-007745 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,045 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $11.05. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 16:13 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option · Derivative | 15,000 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-005998 · primarydocument.xml · derivative · entry 3 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 15,000 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is vested and exercisable as to 22,500 shares, and the remaining shares will vest and become exercisable on May 17, 2022. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 16:13 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 15,000 | $24.45 | $366,726.00 |
DisclosureSEC source: 0001562180-21-005998 · primarydocument.xml · nonDerivative · entry 2 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,545 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.13 to $24.77. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 16:13 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 15,000 | $4.21 | $63,150.00 |
DisclosureSEC source: 0001562180-21-005998 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 18:41 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option · Derivative | 107,816 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001562180-21-005910 · primarydocument.xml · derivative · entry 4 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 107,816 shares Expires 2027-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 18:41 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option · Derivative | 22,500 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-005910 · primarydocument.xml · derivative · entry 3 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 22,500 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is vested and exercisable as to 22,500 shares, and the remaining shares will vest and become exercisable on May 17, 2022. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 18:41 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 107,816 | $3.71 | $399,997.36 |
DisclosureSEC source: 0001562180-21-005910 · primarydocument.xml · nonDerivative · entry 2 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 18:41 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 22,500 | $4.21 | $94,725.00 |
DisclosureSEC source: 0001562180-21-005910 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:09 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 32,184 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001562180-21-004353 · primarydocument.xml · derivative · entry 5 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,816 Underlying: Common Stock · 32,184 shares Expires 2027-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:09 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 300 | $42.43 | $12,728.01 |
DisclosureSEC source: 0001562180-21-004353 · primarydocument.xml · nonDerivative · entry 4 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,229 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.26 to $42.58. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:09 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 600 | $41.45 | $24,868.02 |
DisclosureSEC source: 0001562180-21-004353 · primarydocument.xml · nonDerivative · entry 3 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,529 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.01 to $41.92. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:09 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 31,284 | $40.39 | $1,263,463.78 |
DisclosureSEC source: 0001562180-21-004353 · primarydocument.xml · nonDerivative · entry 2 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,129 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.97. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 16:09 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 32,184 | $3.71 | $119,402.64 |
DisclosureSEC source: 0001562180-21-004353 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:42 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 7,126 | $39.92 | $284,502.70 |
DisclosureSEC source: 0001562180-21-003602 · primarydocument.xml · nonDerivative · entry 2 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,229 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.80 to $40.09. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:42 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 4,760 | $39.42 | $187,623.97 |
DisclosureSEC source: 0001562180-21-003602 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,355 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.80 to $39.79. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 17:58 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 6,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002151 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,115 F1 · shares: Represents an award of restricted stock units that vest in full on March 8, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 17:34 UTC | Vroom, Inc. VRM · Entity 7212 | Tax withholdingCommon Stock | 6,114 | $49.53 | $302,826.42 |
DisclosureSEC source: 0001562180-20-006129 · primarydocument.xml · nonDerivative · entry 1 Stott Carol Denise · CIK 0001813706 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,598 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.