Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vroom, Inc.VRM · Entity 7212 | Director | March 17, 2021 | March 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vroom, Inc.
Report date March 17, 2021 · Filed March 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,051,670 |
Reported balance
After 2021-03-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-03-17 · Sale · Disposed 582,973 · Balance 3,051,670 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.50 to $38.26, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote of this Form 4. F2: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.50 to $38.26, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote of this Form 4.
F2: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2021 Filed Mar 19, 2021 17:13 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 582,973 | $37.53 | $21,879,093.28 |
DisclosureSEC source: 0001062993-21-002856 · form4.xml · nonDerivative · entry 1 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,051,670 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.50 to $38.26, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote of this Form 4. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 16, 2021 Filed Mar 16, 2021 20:51 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 94,132 | $37.84 | $3,561,550.11 |
DisclosureSEC source: 0001062993-21-002767 · form4.xml · nonDerivative · entry 3 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,634,643 F4 · price: The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions in prices ranging from $37.50 to $38.45, inclusive. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:51 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 179,961 | $37.66 | $6,776,449.45 |
DisclosureSEC source: 0001062993-21-002767 · form4.xml · nonDerivative · entry 2 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,728,775 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $38.23, inclusive. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:51 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 142,934 | $37.77 | $5,399,017.40 |
DisclosureSEC source: 0001062993-21-002767 · form4.xml · nonDerivative · entry 1 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,908,736 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.50 to $38.15, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes (3) through (4) of this Form 4. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 17:27 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 33,132 | $35.79 | $1,185,840.66 |
DisclosureSEC source: 0001062993-21-002617 · form4.xml · nonDerivative · entry 5 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,051,670 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.72 to $35.93, inclusive. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 17:27 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 125,255 | $35.20 | $4,409,251.56 |
DisclosureSEC source: 0001062993-21-002617 · form4.xml · nonDerivative · entry 4 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,084,802 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.68 to $35.64, inclusive. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 17:27 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 1,390,613 | $33.85 | $47,068,773.52 |
DisclosureSEC source: 0001062993-21-002617 · form4.xml · nonDerivative · entry 3 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,210,057 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.68 to $34.675, inclusive. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 17:27 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 119,492 | $35.29 | $4,217,075.82 |
DisclosureSEC source: 0001062993-21-002617 · form4.xml · nonDerivative · entry 2 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,600,670 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $35.04 to $35.74, inclusive. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 17:27 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 331,508 | $34.42 | $11,411,035.77 |
DisclosureSEC source: 0001062993-21-002617 · form4.xml · nonDerivative · entry 1 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,720,162 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.04 to $35.035, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes (3) through (6) of this Form 4. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. (GCG VII). General Catalyst GP VII, LLC (GCGP VII) is the general partner of General Catalyst Partners VII, L.P. (GCP VII), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. (GCGMH) is the manager of General Catalyst Group Management, LLC (GCGM), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the Managing Members), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 16:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries H Preferred Stock · Derivative | 147,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016487 · doc4.xml · derivative · entry 8 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 147,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. ("GCG VII"). General Catalyst GP VII, LLC ("GCGP VII") is the general partner of General Catalyst Partners VII, L.P. ("GCP VII"), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the "Managing Members"), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 16:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries G Preferred Stock · Derivative | 222,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016487 · doc4.xml · derivative · entry 7 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 222,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. ("GCG VII"). General Catalyst GP VII, LLC ("GCGP VII") is the general partner of General Catalyst Partners VII, L.P. ("GCP VII"), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the "Managing Members"), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 16:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries F Preferred Stock · Derivative | 293,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016487 · doc4.xml · derivative · entry 6 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 293,124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. ("GCG VII"). General Catalyst GP VII, LLC ("GCGP VII") is the general partner of General Catalyst Partners VII, L.P. ("GCP VII"), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the "Managing Members"), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 16:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries E Preferred Stock · Derivative | 1,023,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016487 · doc4.xml · derivative · entry 5 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,023,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. ("GCG VII"). General Catalyst GP VII, LLC ("GCGP VII") is the general partner of General Catalyst Partners VII, L.P. ("GCP VII"), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the "Managing Members"), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 16:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries D Preferred Stock · Derivative | 1,519,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016487 · doc4.xml · derivative · entry 4 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,519,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. ("GCG VII"). General Catalyst GP VII, LLC ("GCGP VII") is the general partner of General Catalyst Partners VII, L.P. ("GCP VII"), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the "Managing Members"), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 16:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries C Preferred Stock · Derivative | 1,600,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016487 · doc4.xml · derivative · entry 3 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,600,764 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. ("GCG VII"). General Catalyst GP VII, LLC ("GCGP VII") is the general partner of General Catalyst Partners VII, L.P. ("GCP VII"), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the "Managing Members"), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 16:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries B Preferred Stock · Derivative | 75,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016487 · doc4.xml · derivative · entry 2 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 75,732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. ("GCG VII"). General Catalyst GP VII, LLC ("GCGP VII") is the general partner of General Catalyst Partners VII, L.P. ("GCP VII"), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the "Managing Members"), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 16:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionCommon Stock | 4,881,802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016487 · doc4.xml · nonDerivative · entry 1 Valkin Adam · CIK 0001812990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,051,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The shares are held by General Catalyst Group VII, L.P. ("GCG VII"). General Catalyst GP VII, LLC ("GCGP VII") is the general partner of General Catalyst Partners VII, L.P. ("GCP VII"), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the "Managing Members"), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.