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Nasdaq · USD

VRM

Vroom, Inc.

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7212
SEC CIK
0001580864
Parsed reports
194

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202601
Jun 202622
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2026 Filed Aug 17, 2026 20:36 UTC
Mudrick Capital Management LLCDirector · 10% owner
Mudrick JasonDirector · 10% owner
Pietroforte MatthewDirector · 10% owner
PurchaseConvertible Notes · Derivative Not disclosed Not disclosed Strike: $11.42 $6,511,627.91
Disclosure

SEC source: 0001104659-26-097892 · tm2623325-1_4seq1.xml · derivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · Director · 10% owner

Pietroforte Matthew · CIK 0001926971 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. · CIK 0001813394 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. · CIK 0001860577 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 570,199 shares

Expires 2032-06-30

F4 · price: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons acquired from the Issuer Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F4 · derivative.exercise_date: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons acquired from the Issuer Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F5 · derivative.underlying_shares: Represents shares of Common Stock into which the Notes acquired from the Issuer on August 13, 2026 may be converted in each case, subject to adjustment and other terms of the Notes as follows: 152,498 by Drawdown II.; 14,232 by Drawdown II SC; 9,252 by Drawdown III; 42,185 by DISL; and 352,032 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte, who is a member of the Issuer's board of directors and a Managing Director and Senior Analyst at MCM.

F2 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL.

F3 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, and DISL GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM.

F6 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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August 13, 2026 Filed Aug 17, 2026 20:38 UTC
Mudrick GP, LLCDirector · 10% owner
PurchaseConvertible Notes · Derivative Not disclosed Not disclosed Strike: $11.42 $6,511,627.91
Disclosure

SEC source: 0001104659-26-097897 · tm2623325-2_4seq1.xml · derivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC · CIK 0001959099 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 570,199 shares

Expires 2032-06-30

F4 · price: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons acquired from the Issuer Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F4 · derivative.exercise_date: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons acquired from the Issuer Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F5 · derivative.underlying_shares: Represents shares of Common Stock into which the Notes acquired from the Issuer on August 13, 2026 may be converted in each case, subject to adjustment and other terms of the Notes as follows: 152,498 by Drawdown II.; 14,232 by Drawdown II SC; 9,252 by Drawdown III; 42,185 by DISL; and 352,032 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte, who is a member of the Issuer's board of directors and a Managing Director and Senior Analyst at MCM.

F2 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL.

F3 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, and DISL GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III and DISL and certain accounts managed by MCM.

F6 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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August 06, 2026 Filed Aug 10, 2026 23:26 UTC
Benzaquen Jacob ShlomoPrincipal Accounting Officer
GrantStock Options (Right to buy) · Derivative 7,500 $0.00 Strike: $13.68 $0.00
Disclosure

SEC source: 0002068536-26-000004 · primarydocument.xml · derivative · entry 1

Benzaquen Jacob Shlomo · CIK 0002068536 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2036-08-06

F1 · derivative.exercise_date: Represents an award of stock options which will vest on January 22, 2029, subject to Reporting Person's continued service on such date.

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August 06, 2026 Filed Aug 10, 2026 23:26 UTC
Corrales Anna-Lisa ChristinaCLO, CCO, Secretary
GrantStock Options (Right to buy) · Derivative 22,000 $0.00 Strike: $13.68 $0.00
Disclosure

SEC source: 0002034984-26-000006 · primarydocument.xml · derivative · entry 1

Corrales Anna-Lisa Christina · CIK 0002034984 · CLO, CCO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2036-08-06

F1 · derivative.exercise_date: Represents an award of stock options which will vest as follows, subject to Reporting Person's continued service on such date: 9,221 options to vest on January 31, 2029; 3,558 options to vest on March 5, 2029; and 9,221 options to vest on March 20, 2029.

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August 06, 2026 Filed Aug 10, 2026 23:27 UTC
Shortt Thomas HDirector · Chief Executive Officer
GrantStock Options (Right to buy) · Derivative 205,000 $0.00 Strike: $13.68 $0.00
Disclosure

SEC source: 0001461101-26-000004 · primarydocument.xml · derivative · entry 1

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,000

Underlying: Common Stock · 205,000 shares

Expires 2036-08-06

F1 · derivative.exercise_date: Represents an award of stock options which will vest in 22 equal installments of 9,221 options from January 16, 2029 through March 28, 2029 with one installment of 2,138 options on February 26, 2029, subject to Reporting Person's continued service on the applicable vesting date.

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August 06, 2026 Filed Aug 10, 2026 23:27 UTC
Sandison JonathanCFO, Vroom and UACC
GrantStock Options (Right to buy) · Derivative 30,000 $0.00 Strike: $13.68 $0.00
Disclosure

SEC source: 0002059222-26-000003 · primarydocument.xml · derivative · entry 1

Sandison Jonathan · CIK 0002059222 · CFO, Vroom and UACC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2036-08-06

F1 · derivative.exercise_date: Represents an award of stock options which will vest on the following schedule, subject to Reporting Person's continued service on such date: 9,221 options to vest on January 17, 2029; 9,221 options to vest on February 21, 2029; 2,337 options to vest on March 23, 2029; and 9,221 options to vest on March 27, 2029.

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June 30, 2026 Filed Jul 2, 2026 18:02 UTC
Benzaquen Jacob ShlomoPrincipal Accounting Officer
GrantCommon Stock 6,422 $0.00 $0.00
Disclosure

SEC source: 0002068536-26-000003 · primarydocument.xml · nonDerivative · entry 1

Benzaquen Jacob Shlomo · CIK 0002068536 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,737

F1 · shares: Represents an award of restricted stock units ("RSUs"), which will vest in three installments as follows: (i) 2,330 shares on January 13, 2028; (ii) 2,330 shares on January 27, 2028; and (iii) 1,762 shares on March 28, 2028, in each case subject to the Reporting Person's continued service on such date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

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June 30, 2026 Filed Jul 2, 2026 17:58 UTC
Corrales Anna-Lisa ChristinaCLO, CCO, Secretary
GrantCommon Stock 10,431 $0.00 $0.00
Disclosure

SEC source: 0002034984-26-000005 · primarydocument.xml · nonDerivative · entry 1

Corrales Anna-Lisa Christina · CIK 0002034984 · CLO, CCO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,460

F1 · shares: Represents an award of restricted stock units ("RSUs"), which will vest in five installments as follows: (i) 2,330 shares on January 11, 2028; (ii) 2,330 shares on January 25, 2028; (iii) 2,330 shares on February 7, 2028; (iv) 2,330 shares on February 17, 2028; and (v) 1,111 shares on March 30, 2028, in each case subject to the Reporting Person's continued service on such date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

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June 30, 2026 Filed Jul 2, 2026 18:01 UTC
Shortt Thomas HDirector · Chief Executive Officer
GrantCommon Stock 65,382 $0.00 $0.00
Disclosure

SEC source: 0001461101-26-000003 · primarydocument.xml · nonDerivative · entry 1

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,972

F1 · shares: Represents an award of restricted stock units ("RSUs") that will vest in a series of installments on various dates between January 3, 2028 and March 28, 2028, in each case subject to the Reporting Person's continued service on such date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

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June 30, 2026 Filed Jul 2, 2026 18:13 UTC
Sandison JonathanCFO, Vroom and UACC
GrantCommon Stock 13,271 $0.00 $0.00
Disclosure

SEC source: 0002059222-26-000002 · primarydocument.xml · nonDerivative · entry 1

Sandison Jonathan · CIK 0002059222 · CFO, Vroom and UACC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,506

F1 · shares: Represents an award of restricted stock units ("RSUs"), which will vest in six installments as follows: (i) 2,330 shares on January 4, 2028; (ii) 2,330 shares on January 18, 2028; (iii) 2,330 shares on January 31, 2028; (iv) 2,330 shares on February 10, 2028; (v) 2,330 shares on February 22, 2028; and (vi) 1,621 shares on March 31, 2028, in each case subject to the Reporting Person's continued service on such date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

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June 15, 2026 Filed Jun 17, 2026 01:24 UTC
Mudrick Capital Management LLCDirector · 10% owner
Mudrick JasonDirector · 10% owner
Pietroforte MatthewDirector · 10% owner
PurchaseWarrants · Derivative 15,595 $0.01 Strike: $60.95 $155.95
Disclosure

SEC source: 0001104659-26-074791 · tm2618088-1_4seq1.xml · derivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · Director · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · Director · 10% owner

Pietroforte Matthew · CIK 0001926971 · Director · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. · CIK 0001813394 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 15,595

Underlying: Common Stock · 15,595 shares

Expires 2030-01-14

F4 · shares: Represents immediately exercisable warrants to purchase an equal number of shares of Common Stock (subject to adjustments in accordance with the terms of such warrants) purchased in connection with the Stock Purchase as follows: 387 by Drawdown II SC; 1,148 by DISL; 4,151 by Drawdown II; 256 by Drawdown III; and 9,653 by certain accounts managed by MCM.

F4 · derivative.exercise_date: Represents immediately exercisable warrants to purchase an equal number of shares of Common Stock (subject to adjustments in accordance with the terms of such warrants) purchased in connection with the Stock Purchase as follows: 387 by Drawdown II SC; 1,148 by DISL; 4,151 by Drawdown II; 256 by Drawdown III; and 9,653 by certain accounts managed by MCM.

F5 · balance_after: Represents shares of Common Stock into which the Warrants may be converted in each case, subject to adjustment and other terms of the warrants as follows: 387 by Drawdown II SC; 1,148 by DISL; 4,151 by Drawdown II; 256 by Drawdown III; and 9,653 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"); Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte.

F6 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF

F7 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F8 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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June 15, 2026 Filed Jun 17, 2026 01:24 UTC
Mudrick Capital Management LLCDirector · 10% owner
Mudrick JasonDirector · 10% owner
Pietroforte MatthewDirector · 10% owner
PurchaseCommon Stock 15,595 $7.22 $112,595.90
Disclosure

SEC source: 0001104659-26-074791 · tm2618088-1_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · Director · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · Director · 10% owner

Pietroforte Matthew · CIK 0001926971 · Director · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. · CIK 0001813394 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 3,982,846

F2 · shares: Represents shares of Common Stock purchased in a privately negotiated transaction ("Stock Purchase") as follows: 387 by Drawdown II SC; 1,148 by DISL; 4,151 by Drawdown II; 256 by Drawdown III; and 9,653 by certain accounts managed by MCM.

F3 · balance_after: Represents shares of Common Stock directly held following the reported transaction as follows: 1,058,822 by Mudrick Opp Global; 729,536 by Drawdown II; 68,082 by Drawdown II SC; 45,002 by Drawdown III; 201,805 by DISL; 182,936 by SIF; and 1,696,663 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"); Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte.

F6 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF

F7 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F8 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 01:26 UTC
Mudrick GP, LLCDirector · 10% owner
PurchaseWarrants · Derivative 15,595 $0.01 Strike: $60.95 $155.95
Disclosure

SEC source: 0001104659-26-074792 · tm2618088-2_4seq1.xml · derivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. · CIK 0001860577 · Director · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC · CIK 0001959099 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 15,595

Underlying: Common Stock · 15,595 shares

Expires 2030-01-14

F4 · shares: Represents immediately exercisable warrants to purchase an equal number of shares of Common Stock (subject to adjustments in accordance with the terms of such warrants) purchased in connection with the Stock Purchase as follows: 387 by Drawdown II SC; 1,148 by DISL; 4,151 by Drawdown II; 256 by Drawdown III; and 9,653 by certain accounts managed by MCM.

F4 · derivative.exercise_date: Represents immediately exercisable warrants to purchase an equal number of shares of Common Stock (subject to adjustments in accordance with the terms of such warrants) purchased in connection with the Stock Purchase as follows: 387 by Drawdown II SC; 1,148 by DISL; 4,151 by Drawdown II; 256 by Drawdown III; and 9,653 by certain accounts managed by MCM.

F5 · balance_after: Represents shares of Common Stock into which the Warrants may be converted in each case, subject to adjustment and other terms of the warrants as follows: 387 by Drawdown II SC; 1,148 by DISL; 4,151 by Drawdown II; 256 by Drawdown III; and 9,653 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"); Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte.

F6 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF

F7 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F8 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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June 15, 2026 Filed Jun 17, 2026 01:26 UTC
Mudrick GP, LLCDirector · 10% owner
PurchaseCommon Stock 15,595 $7.22 $112,595.90
Disclosure

SEC source: 0001104659-26-074792 · tm2618088-2_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. · CIK 0001860577 · Director · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC · CIK 0001959099 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 3,982,846

F2 · shares: Represents shares of Common Stock purchased in a privately negotiated transaction ("Stock Purchase") as follows: 387 by Drawdown II SC; 1,148 by DISL; 4,151 by Drawdown II; 256 by Drawdown III; and 9,653 by certain accounts managed by MCM.

F3 · balance_after: Represents shares of Common Stock directly held following the reported transaction as follows: 1,058,822 by Mudrick Opp Global; 729,536 by Drawdown II; 68,082 by Drawdown II SC; 45,002 by Drawdown III; 201,805 by DISL; 182,936 by SIF; and 1,696,663 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"); Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte.

F6 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF

F7 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F8 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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June 15, 2026 Filed Jun 17, 2026 20:45 UTC SaleWarrants (Right to buy) · Derivative 13,171 $0.01 Strike: $60.95 $131.71
Disclosure

SEC source: 0001214607-26-000010 · primarydocument.xml · derivative · entry 4

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Annox Capital, LLC

Disclosed balance after: 0

Underlying: Common Stock · 13,171 shares

Expires 2030-01-14

F3 · price: The price reported in Column 8 is the per warrant sale price equal to $0.01 under a privately negotiated transaction.

F2 · ownership.nature: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.

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June 15, 2026 Filed Jun 17, 2026 20:45 UTC SaleWarrants (Right to buy) · Derivative 2,424 $0.01 Strike: $60.95 $24.24
Disclosure

SEC source: 0001214607-26-000010 · primarydocument.xml · derivative · entry 3

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,424 shares

Expires 2030-01-14

F3 · price: The price reported in Column 8 is the per warrant sale price equal to $0.01 under a privately negotiated transaction.

F4 · balance_after: This Report corrects and updates the Reporting Person's ownership of warrants and reflects that the Reporting Person directly held 2,424 warrants prior to the transaction reported herein, disposed of all such warrants under the transaction reported herein and directly beneficially owns no warrants following the transaction reported herein.

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June 15, 2026 Filed Jun 17, 2026 20:45 UTC SaleCommon Stock 13,171 $7.22 $95,094.62
Disclosure

SEC source: 0001214607-26-000010 · primarydocument.xml · nonDerivative · entry 2

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Annox Capital, LLC

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is the per share sale price equal to the closing price per share of Vroom, Inc.'s stock on NASDAQ as of June 12, 2026 under a privately negotiated transaction.

F2 · ownership.nature: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.

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June 15, 2026 Filed Jun 17, 2026 20:45 UTC SaleCommon Stock 2,424 $7.22 $17,501.28
Disclosure

SEC source: 0001214607-26-000010 · primarydocument.xml · nonDerivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,693

F1 · price: The price reported in Column 4 is the per share sale price equal to the closing price per share of Vroom, Inc.'s stock on NASDAQ as of June 12, 2026 under a privately negotiated transaction.

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June 11, 2026 Filed Jun 12, 2026 17:46 UTC GrantCommon Stock 9,832 $0.00 $0.00
Disclosure

SEC source: 0001214607-26-000008 · primarydocument.xml · nonDerivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,117

F1 · shares: The Restricted Stock Units will vest on the earlier of the day immediately preceding the date of the first annual meeting of stockholders following the date of grant, or June 11, 2027, subject to the Reporting Person's continued service through the applicable vesting date.

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June 11, 2026 Filed Jun 12, 2026 13:00 UTC GrantCommon Stock 9,832 $0.00 $0.00
Disclosure

SEC source: 0001389396-26-000001 · primarydocument.xml · nonDerivative · entry 1

Crow Timothy M · CIK 0001389396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,080

F1 · shares: The Restricted Stock Units will vest on the earlier of the day immediately preceding the date of the first annual meeting of stockholders following the date of grant, or June 11, 2027, subject to the Reporting Person's continued service through the applicable vesting date.

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June 11, 2026 Filed Jun 12, 2026 17:00 UTC GrantCommon Stock 9,832 $0.00 $0.00
Disclosure

SEC source: 0001683084-26-000001 · primarydocument.xml · nonDerivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,071

F1 · shares: The Restricted Stock Units will vest on the earlier of the day immediately preceding the date of the first annual meeting of stockholders following the date of grant, or June 11, 2027, subject to the Reporting Person's continued service through the applicable vesting date.

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June 11, 2026 Filed Jun 16, 2026 01:57 UTC
Mudrick Capital Management LLCDirector · 10% owner
Mudrick JasonDirector · 10% owner
Pietroforte MatthewDirector · 10% owner
GrantCommon Stock 9,832 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-074228 · tm2617971-1_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · Director · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · Director · 10% owner

Pietroforte Matthew · CIK 0001926971 · Director · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. · CIK 0001813394 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 19,018

F2 · shares: Represents an award of restricted stock units ("RSUs") granted to Matthew Pietroforte, who is a member of the Issuer's board of directors and a Managing Director and Senior Analyst at MCM. The RSUs will vest on the earlier of the day immediately preceding the date of the first annual meeting of stockholders following the date of grant, or June 11, 2027, subject to the Reporting Person's continued service through the applicable vesting date. Mr. Pietroforte has assigned all rights, title and interest in the RSUs (including the shares of Common Stock thereunder) granted to him to Mudrick Capital Management, L.P.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"); Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte.

F3 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F4 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F5 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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June 11, 2026 Filed Jun 16, 2026 01:57 UTC
Mudrick GP, LLCDirector · 10% owner
GrantCommon Stock 9,832 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-074229 · tm2617971-2_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. · CIK 0001860577 · Director · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC · CIK 0001959099 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 19,018

F2 · shares: Represents an award of restricted stock units ("RSUs") granted to Matthew Pietroforte, who is a member of the Issuer's board of directors and a Managing Director and Senior Analyst at MCM. The RSUs will vest on the earlier of the day immediately preceding the date of the first annual meeting of stockholders following the date of grant, or June 11, 2027, subject to the Reporting Person's continued service through the applicable vesting date. Mr. Pietroforte has assigned all rights, title and interest in the RSUs (including the shares of Common Stock thereunder) granted to him to Mudrick Capital Management, L.P.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"); Mudrick Capital Management, LLC ("MCM GP"); Jason Mudrick; Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opp Global"); Mudrick GP, LLC ("Mudrick GP"); Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"); Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"); Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"); Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"); Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"); Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"); Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP"); Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"); Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"); and Matthew Pietroforte.

F3 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F4 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F5 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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June 11, 2026 Filed Jun 15, 2026 14:29 UTC
Patel NikulDirector
GrantCommon Stock 9,832 $0.00 $0.00
Disclosure

SEC source: 0001615561-26-000002 · primarydocument.xml · nonDerivative · entry 1

Patel Nikul · CIK 0001615561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,895

F1 · shares: The Restricted Stock Units will vest on the earlier of the day immediately preceding the date of the first annual meeting of stockholders following the date of grant, or June 11, 2027, subject to the Reporting Person's continued service through the applicable vesting date.

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May 29, 2026 Filed Jun 4, 2026 00:26 UTC
Mudrick Capital Management LLCDirector · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick GP, LLCDirector · 10% owner
GrantConvertible Notes · Derivative Not disclosed Not disclosed Strike: $14.47 $7,488,373.00
Disclosure

SEC source: 0001104659-26-070254 · tm2616759-1_4seq1.xml · derivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. · CIK 0001813394 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 517,515 shares

Expires 2032-06-30

F5 · price: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F5 · derivative.exercise_date: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F7 · derivative.underlying_shares: Represents shares of Common Stock into which the Notes may be converted in each case, subject to adjustment and other terms of the Notes as follows: 137,735 by Drawdown II.; 12,854 by Drawdown II SC; 8,497 by Drawdown III; 38,101 by DISL.; and 320,328 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick , Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"),

F2 · ownership.nature: Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), and Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP") and Matthew Pietroforte, who is a member of the Issuer's board of directors ("Board") and a Managing Director and Senior Analyst at MCM.

F3 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F4 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F8 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

Read SEC document
May 29, 2026 Filed Jun 4, 2026 00:26 UTC GrantConvertible Notes · Derivative Not disclosed Not disclosed Strike: $14.47 $7,488,373.00
Disclosure

SEC source: 0001104659-26-070255 · tm2616759-2_4seq1.xml · derivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. · CIK 0001860577 · Director · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC · CIK 0001959099 · Director · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · Director · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · Director · 10% owner

Pietroforte Matthew · CIK 0001926971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 517,515 shares

Expires 2032-06-30

F5 · price: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F5 · derivative.exercise_date: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F7 · derivative.underlying_shares: Represents shares of Common Stock into which the Notes may be converted in each case, subject to adjustment and other terms of the Notes as follows: 137,735 by Drawdown II.; 12,854 by Drawdown II SC; 8,497 by Drawdown III; 38,101 by DISL.; and 320,328 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick , Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"),

F2 · ownership.nature: Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), and Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP") and Matthew Pietroforte, who is a member of the Issuer's board of directors ("Board") and a Managing Director and Senior Analyst at MCM.

F3 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F4 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F8 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

Read SEC document
May 29, 2026 Filed Jun 5, 2026 23:30 UTC GrantConvertible Notes · Derivative Not disclosed Not disclosed Strike: $14.47 $1,337,209.00
Disclosure

SEC source: 0001193125-26-260186 · ownership.xml · derivative · entry 4

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Annox Capital, LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · 92,412 shares

Expires 2032-06-30

F1 · price: On May 14, 2026, the Reporting Person and Annox Capital, LLC entered into an Exchange and Subscription Agreement with the Issuer (the "Exchange Agreement"), pursuant to which the Reporting Person and Annox Capital, LLC acquired Senior Secured Delayed Draw Convertible Notes due 2032, which are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F2 · ownership.nature: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.

Read SEC document
May 29, 2026 Filed Jun 5, 2026 23:30 UTC GrantConvertible Notes · Derivative Not disclosed Not disclosed Strike: $14.47 $1,337,209.00
Disclosure

SEC source: 0001193125-26-260186 · ownership.xml · derivative · entry 3

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 92,412 shares

Expires 2032-06-30

F1 · price: On May 14, 2026, the Reporting Person and Annox Capital, LLC entered into an Exchange and Subscription Agreement with the Issuer (the "Exchange Agreement"), pursuant to which the Reporting Person and Annox Capital, LLC acquired Senior Secured Delayed Draw Convertible Notes due 2032, which are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

Read SEC document
May 14, 2026 Filed Jun 4, 2026 00:26 UTC
Mudrick Capital Management LLCDirector · 10% owner
Mudrick JasonDirector · 10% owner
Mudrick GP, LLCDirector · 10% owner
GrantConvertible Notes · Derivative Not disclosed Not disclosed Strike: $13.68 $8,000,000.00
Disclosure

SEC source: 0001104659-26-070254 · tm2616759-1_4seq1.xml · derivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · Director · 10% owner

Mudrick Jason · CIK 0001367262 · Director · 10% owner

Mudrick Distressed Opportunity Fund Global, LP · CIK 0001813628 · Director · 10% owner

Mudrick GP, LLC · CIK 0001656059 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II, L.P. · CIK 0001763080 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. · CIK 0001813394 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund II GP, LLC · CIK 0001813765 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · Director · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 584,800 shares

Expires 2032-06-30

F5 · price: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F5 · derivative.exercise_date: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F6 · derivative.underlying_shares: Represents shares of Common Stock into which the Notes may be converted in each case, subject to adjustment and other terms of the Notes as follows: 156,670 by Global LP.; 107,333 "acquired from the Issuer" by Drawdown II.; 10,017 by Drawdown II SC; 6,512 by Drawdown III; 29,691 by DISL.; 26,806 by SIF; and 247,771 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick , Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"),

F2 · ownership.nature: Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), and Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP") and Matthew Pietroforte, who is a member of the Issuer's board of directors ("Board") and a Managing Director and Senior Analyst at MCM.

F3 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F4 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F8 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

Read SEC document
May 14, 2026 Filed Jun 4, 2026 00:26 UTC GrantConvertible Notes · Derivative Not disclosed Not disclosed Strike: $13.68 $8,000,000.00
Disclosure

SEC source: 0001104659-26-070255 · tm2616759-2_4seq1.xml · derivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · Director · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. · CIK 0001860577 · Director · 10% owner

Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC · CIK 0001959099 · Director · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · Director · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · Director · 10% owner

Pietroforte Matthew · CIK 0001926971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 584,800 shares

Expires 2032-06-30

F5 · price: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F5 · derivative.exercise_date: Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F6 · derivative.underlying_shares: Represents shares of Common Stock into which the Notes may be converted in each case, subject to adjustment and other terms of the Notes as follows: 156,670 by Global LP.; 107,333 "acquired from the Issuer" by Drawdown II.; 10,017 by Drawdown II SC; 6,512 by Drawdown III; 29,691 by DISL.; 26,806 by SIF; and 247,771 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick , Mudrick Distressed Opportunity Fund Global, L.P. ("Global LP"), Mudrick GP, LLC ("Mudrick GP"), Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Drawdown II"), Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Drawdown II SC"), Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Drawdown II GP"), Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P. ("DISL"),

F2 · ownership.nature: Mudrick Distressed Opportunity 2020 Dislocation Fund GP, LLC ("DISL GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), and Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP") and Matthew Pietroforte, who is a member of the Issuer's board of directors ("Board") and a Managing Director and Senior Analyst at MCM.

F3 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F4 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F8 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

Read SEC document
May 14, 2026 Filed Jun 5, 2026 23:30 UTC GrantConvertible Notes · Derivative Not disclosed Not disclosed Strike: $13.68 $5,000,000.00
Disclosure

SEC source: 0001193125-26-260186 · ownership.xml · derivative · entry 2

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Annox Capital, LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · 365,497 shares

Expires 2032-06-30

F1 · price: On May 14, 2026, the Reporting Person and Annox Capital, LLC entered into an Exchange and Subscription Agreement with the Issuer (the "Exchange Agreement"), pursuant to which the Reporting Person and Annox Capital, LLC acquired Senior Secured Delayed Draw Convertible Notes due 2032, which are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

F2 · ownership.nature: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.

Read SEC document
May 14, 2026 Filed Jun 5, 2026 23:30 UTC GrantConvertible Notes · Derivative Not disclosed Not disclosed Strike: $13.68 $15,500,000.00
Disclosure

SEC source: 0001193125-26-260186 · ownership.xml · derivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,133,040 shares

Expires 2032-06-30

F1 · price: On May 14, 2026, the Reporting Person and Annox Capital, LLC entered into an Exchange and Subscription Agreement with the Issuer (the "Exchange Agreement"), pursuant to which the Reporting Person and Annox Capital, LLC acquired Senior Secured Delayed Draw Convertible Notes due 2032, which are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.

Read SEC document
May 08, 2026 Filed May 12, 2026 17:25 UTC
Corrales Anna-Lisa ChristinaCLO, CCO, Secretary
SaleCommon Stock 35 $12.20 $427.08
Disclosure

SEC source: 0002034984-26-000004 · primarydocument.xml · nonDerivative · entry 1

Corrales Anna-Lisa Christina · CIK 0002034984 · CLO, CCO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,029

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.2200 to $12.4700. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 20, 2026 Filed Mar 24, 2026 20:37 UTC
Benzaquen Jacob ShlomoPrincipal Accounting Officer
SaleCommon Stock 7 $12.07 $84.46
Disclosure

SEC source: 0002068536-26-000002 · primarydocument.xml · nonDerivative · entry 1

Benzaquen Jacob Shlomo · CIK 0002068536 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,315

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.0800 to $12.3100. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 20, 2026 Filed Mar 24, 2026 20:38 UTC
Corrales Anna-Lisa ChristinaCLO, CCO, Secretary
SaleCommon Stock 18 $12.07 $217.18
Disclosure

SEC source: 0002034984-26-000002 · primarydocument.xml · nonDerivative · entry 1

Corrales Anna-Lisa Christina · CIK 0002034984 · CLO, CCO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,064

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.0800 to $12.3100. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 17:31 UTC
Shortt Thomas HDirector · Chief Executive Officer
Tax withholdingCommon Stock 204 $12.77 $2,605.08
Disclosure

SEC source: 0001461101-26-000002 · primarydocument.xml · nonDerivative · entry 4

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,590

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 17:31 UTC
Shortt Thomas HDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,366 $12.77 $17,443.82
Disclosure

SEC source: 0001461101-26-000002 · primarydocument.xml · nonDerivative · entry 3

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,794

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 17:31 UTC
Shortt Thomas HDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,072 $12.77 $26,459.44
Disclosure

SEC source: 0001461101-26-000002 · primarydocument.xml · nonDerivative · entry 2

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,160

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 17:31 UTC
Shortt Thomas HDirector · Chief Executive Officer
Tax withholdingCommon Stock 98 $12.77 $1,251.46
Disclosure

SEC source: 0001461101-26-000002 · primarydocument.xml · nonDerivative · entry 1

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,232

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 18:55 UTC
Benzaquen Jacob ShlomoPrincipal Accounting Officer
SaleCommon Stock 3 $26.07 $78.20
Disclosure

SEC source: 0002068536-25-000004 · primary_doc.xml · nonDerivative · entry 1

Benzaquen Jacob Shlomo · CIK 0002068536 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,322

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.0466 to $26.1719. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 29, 2025 Filed Sep 2, 2025 20:31 UTC Grant5.000% Senior Convertible Notes · Derivative Not disclosed Not disclosed Strike: $35.00 $5,000,000.00
Disclosure

SEC source: 0001213900-25-083406 · ownership.xml · derivative · entry 2

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Annox Capital, LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · 142,857 shares

Expires 2030-08-29

F1 · price: On August 29, 2025, the reporting person and Annox Capital, LLC entered into a note purchase agreement (the "Purchase Agreement") with the Issuer, pursuant to which the reporting person and Annox Capital, LLC each acquired an aggregate principal amount of $5,000,000 of the Issuer's 5.000% Convertible Notes due 2030 (the "Notes"), convertible for 142,857 shares of the issuer's common stock in a private placement. The Notes are immediately convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $35 per share.

F1 · derivative.exercise_date: On August 29, 2025, the reporting person and Annox Capital, LLC entered into a note purchase agreement (the "Purchase Agreement") with the Issuer, pursuant to which the reporting person and Annox Capital, LLC each acquired an aggregate principal amount of $5,000,000 of the Issuer's 5.000% Convertible Notes due 2030 (the "Notes"), convertible for 142,857 shares of the issuer's common stock in a private placement. The Notes are immediately convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $35 per share.

F2 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.

Read SEC document
August 29, 2025 Filed Sep 2, 2025 20:31 UTC Grant5.000% Senior Convertible Notes · Derivative Not disclosed Not disclosed Strike: $35.00 $5,000,000.00
Disclosure

SEC source: 0001213900-25-083406 · ownership.xml · derivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 142,857 shares

Expires 2030-08-29

F1 · price: On August 29, 2025, the reporting person and Annox Capital, LLC entered into a note purchase agreement (the "Purchase Agreement") with the Issuer, pursuant to which the reporting person and Annox Capital, LLC each acquired an aggregate principal amount of $5,000,000 of the Issuer's 5.000% Convertible Notes due 2030 (the "Notes"), convertible for 142,857 shares of the issuer's common stock in a private placement. The Notes are immediately convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $35 per share.

F1 · derivative.exercise_date: On August 29, 2025, the reporting person and Annox Capital, LLC entered into a note purchase agreement (the "Purchase Agreement") with the Issuer, pursuant to which the reporting person and Annox Capital, LLC each acquired an aggregate principal amount of $5,000,000 of the Issuer's 5.000% Convertible Notes due 2030 (the "Notes"), convertible for 142,857 shares of the issuer's common stock in a private placement. The Notes are immediately convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of $35 per share.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 01:27 UTC
Mudrick Jason10% owner
GrantCommon Stock 3,796 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-059073 · tm2517860-1_4seq1.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · 10% owner

Pietroforte Matthew · CIK 0001926971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 9,186

F7 · balance_after: Represents restricted stock unit ("RSUs") awards granted to Matthew Pietroforte, who is a member of the Issuer's board of directors and a Managing Director and Senior Analyst at MCM, under the Issuer's 2020 Incentive Award Plan (as amended, the "Plan"), of which 3,796 will vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) June 12, 2026, subject to Mr. Pietroforte's continuing in service on the Board through the vesting date, 3,820 will vest in three equal installments on the first, second and third anniversary of the date Mr. Pietroforte joined the Board, in each case, subject to the terms of the Plan. Mr. Pietroforte has assigned all rights, title and interest in the RSUs (including the shares of Common Stock thereunder) granted to him to Mudrick Capital Management, L.P.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP") and Matthew Pietroforte.

F7 · ownership.nature: Represents restricted stock unit ("RSUs") awards granted to Matthew Pietroforte, who is a member of the Issuer's board of directors and a Managing Director and Senior Analyst at MCM, under the Issuer's 2020 Incentive Award Plan (as amended, the "Plan"), of which 3,796 will vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) June 12, 2026, subject to Mr. Pietroforte's continuing in service on the Board through the vesting date, 3,820 will vest in three equal installments on the first, second and third anniversary of the date Mr. Pietroforte joined the Board, in each case, subject to the terms of the Plan. Mr. Pietroforte has assigned all rights, title and interest in the RSUs (including the shares of Common Stock thereunder) granted to him to Mudrick Capital Management, L.P.

F8 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F9 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F10 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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June 12, 2025 Filed Jun 16, 2025 17:40 UTC GrantCommon Stock 3,796 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004838 · primarydocument.xml · nonDerivative · entry 1

O'Shaughnessy Laura · CIK 0001813477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,124

F1 · shares: The Restricted Stock Units will vest on the earlier of the day immediately preceding the date of the first annual meeting of stockholders following the date of grant, or June 12, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

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June 12, 2025 Filed Jun 16, 2025 17:39 UTC GrantCommon Stock 3,796 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004837 · primarydocument.xml · nonDerivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,285

F1 · shares: The Restricted Stock Units will vest on the earlier of the day immediately preceding the date of the first annual meeting of stockholders following the date of grant, or June 12, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

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June 12, 2025 Filed Jun 16, 2025 13:34 UTC GrantCommon Stock 3,796 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004835 · primarydocument.xml · nonDerivative · entry 1

Crow Timothy M · CIK 0001389396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,248

F1 · shares: The Restricted Stock Units will vest on the earlier of the day immediately preceding the date of the first annual meeting of stockholders following the date of grant, or June 12, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

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June 12, 2025 Filed Jun 16, 2025 17:40 UTC
Patel NikulDirector
GrantCommon Stock 3,796 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004839 · primarydocument.xml · nonDerivative · entry 1

Patel Nikul · CIK 0001615561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,063

F1 · shares: The Restricted Stock Units will vest on the earlier of the day immediately preceding the date of the first annual meeting of stockholders following the date of grant, or June 12, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

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June 12, 2025 Filed Jun 16, 2025 17:37 UTC GrantCommon Stock 3,796 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004836 · primarydocument.xml · nonDerivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,239

F1 · shares: The Restricted Stock Units will vest on the earlier of the day immediately preceding the date of the first annual meeting of stockholders following the date of grant, or June 12, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

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June 11, 2025 Filed Jun 13, 2025 01:27 UTC
Mudrick Jason10% owner
PurchaseCommon Stock 3,649 $28.00 $102,168.35
Disclosure

SEC source: 0001104659-25-059073 · tm2517860-1_4seq1.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · 10% owner

Pietroforte Matthew · CIK 0001926971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 3,967,251

F4 · shares: Represents shares of Common Stock purchased as follows: 240 by Drawdown III; 480 by SIF; 2,929 by certain accounts managed by MCM.

F5 · price: The shares of Common Stock were purchased in multiple transactions at prices ranging from $27.90 to $28.00. The Reporting Persons undertake to provide to the Issuer, any security holder, and the SEC, as applicable, full information regarding the number of shares purchased and each price within the range upon request.

F6 · balance_after: Represents shares of Common Stock directly held as follows: 1,058,822 by Mudrick Distressed Opportunity Fund Global, L.P.; 725,385 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 67,695 by Mudrick Distressed Opportunity Drawdown Fund II SC, L.P.; 44,746 by Drawdown III; 200,657 by Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P.; 182,936 by SIF; and 1,687,010 by certain accounts managed by MCM.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP") and Matthew Pietroforte.

F4 · ownership.nature: Represents shares of Common Stock purchased as follows: 240 by Drawdown III; 480 by SIF; 2,929 by certain accounts managed by MCM.

F8 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F9 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F10 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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June 10, 2025 Filed Jun 13, 2025 01:27 UTC
Mudrick Jason10% owner
PurchaseCommon Stock 13 $28.00 $364.00
Disclosure

SEC source: 0001104659-25-059073 · tm2517860-1_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III, L.P. · CIK 0002024855 · 10% owner

Mudrick Distressed Opportunity Drawdown Fund III GP, LLC · CIK 0002051254 · 10% owner

Mudrick Distressed Opportunity SIF Master Fund, L.P. · CIK 0001875540 · 10% owner

Mudrick Distressed Opportunity SIF GP, LLC · CIK 0001959041 · 10% owner

Pietroforte Matthew · CIK 0001926971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 3,963,602

F2 · shares: Represents shares of Common Stock purchased as follows: 1 by Drawdown III; 2 by SIF; 10 by certain accounts managed by MCM.

F3 · price: The shares of Common Stock were purchased in multiple transactions at a price of $28.00. The Reporting Persons undertake to provide to the Issuer, any security holder, and the SEC, as applicable, full information regarding the number of shares purchased and each price within the range upon request.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("MCM"), Mudrick Capital Management, LLC ("MCM GP"), Jason Mudrick, Mudrick Distressed Opportunity Drawdown Fund III, L.P. ("Drawdown III"), Mudrick Distressed Opportunity Drawdown Fund III GP, LLC ("Drawdown III GP"), Mudrick Distressed Opportunity SIF Master Fund, L.P. ("SIF"), Mudrick Distressed Opportunity SIF GP, LLC ("SIF GP") and Matthew Pietroforte.

F2 · ownership.nature: Represents shares of Common Stock purchased as follows: 1 by Drawdown III; 2 by SIF; 10 by certain accounts managed by MCM.

F8 · ownership.nature: Mudrick GP is the general partner of Global LP and may be deemed to beneficially own the number of securities of the Issuer directly held by Global LP. Drawdown II GP is the general partner of Drawdown II and Drawdown II SC and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown II and Drawdown II SC. Drawdown III GP is the general partner of Drawdown III and may be deemed to beneficially own the securities of the Issuer directly held by Drawdown III. DISL GP is the general partner of DISL and may be deemed to beneficially own the number of securities of the Issuer held by DISL. SIF GP is the general partner of SIF and may be deemed to beneficially own the securities of the Issuer directly held by SIF.

F9 · ownership.nature: MCM is the investment manager to Drawdown II, Global LP, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM. Mr. Mudrick is the sole member of Mudrick GP, Drawdown II GP, Drawdown III GP, MCM GP, DISL GP and SIF GP. By virtue of these relationships, each of MCM, MCM GP and Mr. Mudrick may be deemed to beneficially own the securities held directly by Global LP, Drawdown II, Drawdown II SC, Drawdown III, DISL, SIF and certain accounts managed by MCM.

F10 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. Exhibit List: Joint Filer Information. This filing shall not be deemed an admission that any of the Reporting Persons is subject to Section 16 of the Exchange Act.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.