Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vroom, Inc.VRM · Entity 7212 | Chief Revenue Officer | April 23, 2021 | April 27, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vroom, Inc.
Report date April 23, 2021 · Filed April 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,002 |
Ending reported balance
After 2021-04-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-23 · Exercise / conversion · Acquired 43,750 · Balance 89,752 Row 2 · 2021-04-23 · Sale · Disposed 43,750 · Balance 46,002 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.29. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.21 · Expires 2029-02-06 | Direct | 262,500 |
Reported balance
After 2021-04-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-23 · Exercise / conversion · Disposed 43,750 · Balance 262,500 F3: The option is vested and exercisable as to 175,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on February 4, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.29. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The option is vested and exercisable as to 175,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on February 4, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 23, 2021 Filed Apr 27, 2021 18:07 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 43,750 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-002967 · primarydocument.xml · derivative · entry 3 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,500 Underlying: Common Stock · 43,750 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is vested and exercisable as to 175,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on February 4, 2022. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 18:07 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 43,750 | $45.09 | $1,972,473.13 |
DisclosureSEC source: 0001562180-21-002967 · primarydocument.xml · nonDerivative · entry 2 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,002 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.29. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 18:07 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 43,750 | $4.21 | $184,187.50 |
DisclosureSEC source: 0001562180-21-002967 · primarydocument.xml · nonDerivative · entry 1 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 18:02 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 10,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002155 · primarydocument.xml · nonDerivative · entry 1 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,002 F1 · shares: Represents an award of restricted stock units that vest in full on March 8, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 17:12 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,875 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-001268 · primarydocument.xml · derivative · entry 5 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,250 Underlying: Common Stock · 21,875 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is vested and exercisable as to 175,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on February 4, 2022. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 17:12 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 1,101 | $52.47 | $57,767.27 |
DisclosureSEC source: 0001562180-21-001268 · primarydocument.xml · nonDerivative · entry 4 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,140 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.34 to $52.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 17:12 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 8,720 | $51.83 | $451,990.74 |
DisclosureSEC source: 0001562180-21-001268 · primarydocument.xml · nonDerivative · entry 3 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,241 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.34 to $52.31. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 17:12 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 12,054 | $50.96 | $614,215.19 |
DisclosureSEC source: 0001562180-21-001268 · primarydocument.xml · nonDerivative · entry 2 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,961 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.34 to $51.33. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 17:12 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 21,875 | $4.21 | $92,093.75 |
DisclosureSEC source: 0001562180-21-001268 · primarydocument.xml · nonDerivative · entry 1 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 17:00 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,875 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-001008 · primarydocument.xml · derivative · entry 3 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,125 Underlying: Common Stock · 21,875 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The securities reported herein, as well as the exercise price of the stock option, have been adjusted to reflect a 2-for-1 forward stock split of the Issuer's common stock that occurred on June 11, 2020. F3 · derivative.exercise_date: The option is vested and exercisable as to 175,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on February 4, 2022. F1 · balance_after: The securities reported herein, as well as the exercise price of the stock option, have been adjusted to reflect a 2-for-1 forward stock split of the Issuer's common stock that occurred on June 11, 2020. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 17:00 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 21,875 | $45.00 | $984,375.00 |
DisclosureSEC source: 0001562180-21-001008 · primarydocument.xml · nonDerivative · entry 2 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,140 F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 17:00 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 21,875 | $4.21 | $92,093.75 |
DisclosureSEC source: 0001562180-21-001008 · primarydocument.xml · nonDerivative · entry 1 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The securities reported herein, as well as the exercise price of the stock option, have been adjusted to reflect a 2-for-1 forward stock split of the Issuer's common stock that occurred on June 11, 2020. Read SEC document |
| October 21, 2020 Filed Oct 26, 2020 10:36 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 2,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006431 · primarydocument.xml · nonDerivative · entry 1 Roszkowski Mark E. · CIK 0001813476 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,140 F1 · shares: Represents an award of restricted stock units that vest in full on August 7, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.