Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vroom, Inc.VRM · Entity 7212 | CLO & Secretary | April 03, 2024 | April 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vroom, Inc.
Report date April 03, 2024 · Filed April 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,787 |
Reported balance
After 2024-04-03 transaction · row 1
1 source rowRow 1 · 2024-04-03 · Sale · Disposed 58 · Balance 10,787 F1: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.22 to $12.305. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.22 to $12.305. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2024 Filed Apr 5, 2024 22:14 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 58 | $12.23 | $709.61 |
DisclosureSEC source: 0001562180-24-003334 · primarydocument.xml · nonDerivative · entry 1 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,787 F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.22 to $12.305. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2024 Filed Mar 13, 2024 01:44 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-002644 · primarydocument.xml · nonDerivative · entry 1 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,845 F1 · shares: Represents an award of restricted stock units that vests in full on March 17, 2025, subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. F2 · balance_after: On March 8, 2024, the board of directors of the Issuer amended the vesting schedule applicable to the award of (i) 5,000 restricted stock units originally granted on May 20, 2022 and (ii) 5,000 restricted stock units originally granted on March 20, 2023, each of which will now vest in full on March 17, 2025. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-80 reverse stock split effected by the Issuer on February 13, 2024, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:03 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 10,792 | $0.21 | $2,310.57 |
DisclosureSEC source: 0001562180-24-001183 · primarydocument.xml · nonDerivative · entry 1 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 827,666 F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.2115 USD to $0.2197 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:27 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-003032 · primarydocument.xml · nonDerivative · entry 1 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 838,458 F1 · shares: Represents an award of restricted stock units that vest as to 40% on March 20, 2024 and as to 30% on each of March 20, 2025 and March 20, 2026. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 21:06 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 1,038 | $0.92 | $955.69 |
DisclosureSEC source: 0001562180-23-002606 · primarydocument.xml · nonDerivative · entry 1 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,458 F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.92 to $0.9288. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 20, 2022 Filed May 24, 2022 20:12 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004365 · primarydocument.xml · nonDerivative · entry 1 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,496 F1 · shares: Represents an award of restricted stock units that vest on May 20, 2025, subject to the Reporting Person's continued employment through such date. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. One third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $7.50 per share for twenty consecutive trading days during the three-year vesting period; a further third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $15.00 per share for twenty consecutive trading days in the second or third years of the vesting period; and the last third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $21.00 per share for twenty consecutive trading days during the third year of the vesting period. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:14 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 1,039 | $2.74 | $2,846.86 |
DisclosureSEC source: 0001562180-22-002553 · primarydocument.xml · nonDerivative · entry 1 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,496 F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 23:11 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 985 | $34.32 | $33,801.16 |
DisclosureSEC source: 0001562180-21-002157 · primarydocument.xml · nonDerivative · entry 2 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,535 F2 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. F3 · price: This transaction was executed in multiple trades at prices ranging from $34.08 to $34.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:11 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 9,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002157 · primarydocument.xml · nonDerivative · entry 1 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,520 F1 · shares: Represents an award of restricted stock units that vest in full on March 8, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 23:40 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 45,600 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-001085 · primarydocument.xml · derivative · entry 6 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 45,600 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is vested and exercisable as to 150,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on January 14, 2022. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 23:40 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 45,600 | $50.09 | $2,283,907.92 |
DisclosureSEC source: 0001562180-21-001085 · primarydocument.xml · nonDerivative · entry 4 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,744 F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.33. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 23:40 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 45,600 | $4.21 | $191,976.00 |
DisclosureSEC source: 0001562180-21-001085 · primarydocument.xml · nonDerivative · entry 3 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 23:40 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionStock Option (Right to Buy) · Derivative | 29,400 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001562180-21-001085 · primarydocument.xml · derivative · entry 5 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,600 Underlying: Common Stock · 29,400 shares Expires 2029-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is vested and exercisable as to 150,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on January 14, 2022. F1 · balance_after: The securities reported herein, as well as the exercise price of the stock option, have been adjusted to reflect a 2-for-1 forward stock split of the Issuer's common stock that occurred on June 11, 2020. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 23:40 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 29,400 | $50.00 | $1,470,123.48 |
DisclosureSEC source: 0001562180-21-001085 · primarydocument.xml · nonDerivative · entry 2 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,744 F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.04. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 23:40 UTC | Vroom, Inc. VRM · Entity 7212 | Exercise / conversionCommon Stock | 29,400 | $4.21 | $123,774.00 |
DisclosureSEC source: 0001562180-21-001085 · primarydocument.xml · nonDerivative · entry 1 Moran Patricia · CIK 0001605627 · CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The securities reported herein, as well as the exercise price of the stock option, have been adjusted to reflect a 2-for-1 forward stock split of the Issuer's common stock that occurred on June 11, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.