VRM

SEC source: 0001562180-24-002644 · primarydocument.xml · nonDerivative · entry 1

Moran Patricia · CIK 0001605627 · CLO & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,845

F1 · shares: Represents an award of restricted stock units that vests in full on March 17, 2025, subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: On March 8, 2024, the board of directors of the Issuer amended the vesting schedule applicable to the award of (i) 5,000 restricted stock units originally granted on May 20, 2022 and (ii) 5,000 restricted stock units originally granted on March 20, 2023, each of which will now vest in full on March 17, 2025. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-80 reverse stock split effected by the Issuer on February 13, 2024, which was exempt from reporting pursuant to Rule 16a-9.

SEC source: 0001562180-24-002643 · primarydocument.xml · nonDerivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,120

F1 · shares: Represents an award of restricted stock units that vests in full on March 20, 2025, subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · balance_after: On March 8, 2024, the board of directors of the Issuer amended the vesting schedule applicable to the award of (i) 1,019 restricted stock units originally granted on September 30, 2021, the unvested shares of which will now vest on March 18, 2025; (ii) 6,250 restricted stock units originally granted on May 20, 2022, which will now vest in full on March 18, 2025; and (iii) 10,000 restricted stock units originally granted on March 20, 2023, which will now vest in full on March 18, 2025. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-80 reverse stock split effected by the Issuer on February 13, 2024, which was exempt from reporting pursuant to Rule 16a-9.

SEC source: 0001562180-24-001183 · primarydocument.xml · nonDerivative · entry 1

Moran Patricia · CIK 0001605627 · CLO & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 827,666

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.2115 USD to $0.2197 USD; the price reported above reflects the weighted average sale price.

SEC source: 0001562180-24-000370 · primarydocument.xml · nonDerivative · entry 1

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,172,839

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5250 USD to $0.5536 USD; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-23-007356 · primarydocument.xml · nonDerivative · entry 1

Zakowicz Agnieszka · CIK 0001938556 · Principal Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 371,650

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.0100 to $1.0150. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-23-006957 · primarydocument.xml · nonDerivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,362,927

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.2850 to $1.3150. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-23-005343 · primarydocument.xml · nonDerivative · entry 1

O'Shaughnessy Laura · CIK 0001813477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,598

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 15, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. The Reporting Person has deferred settlement of the restricted stock units into Common Stock until the earliest to occur of the Reporting Person's separation from service, a change in control of the Issuer, or the Reporting Person's death or disability.

SEC source: 0001562180-23-005344 · primarydocument.xml · nonDerivative · entry 1

Pretlow Paula B · CIK 0001688622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,359

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 15, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

SEC source: 0001562180-23-005342 · primarydocument.xml · nonDerivative · entry 1

Lang Laura W · CIK 0001296589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,394

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 15, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. The Reporting Person has deferred settlement of the restricted stock units into Common Stock until the earliest to occur of the Reporting Person's separation from service, a change in control of the Issuer, or the Reporting Person's death or disability.

SEC source: 0001562180-23-005340 · primarydocument.xml · nonDerivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067,794

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 15, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. The Reporting Person has deferred settlement of the restricted stock units into Common Stock until the earliest to occur of the Reporting Person's separation from service, a change in control of the Issuer, or the Reporting Person's death or disability.

SEC source: 0001562180-23-005341 · primarydocument.xml · nonDerivative · entry 1

Crow Timothy M · CIK 0001389396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,996

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 15, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. The Reporting Person has deferred settlement of the restricted stock units into Common Stock until the earliest to occur of the Reporting Person's separation from service, a change in control of the Issuer, or the Reporting Person's death or disability.

SEC source: 0001562180-23-004481 · primarydocument.xml · nonDerivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 970,138

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7420 to $0.7749. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-23-004450 · primarydocument.xml · nonDerivative · entry 1

Zakowicz Agnieszka · CIK 0001938556 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,802

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7602 to $0.79. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-23-003035 · primarydocument.xml · nonDerivative · entry 1

Zakowicz Agnieszka · CIK 0001938556 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,933

F1 · shares: Represents an award of restricted stock units that vest as to 40% on March 20, 2024 and as to 30% on each of March 20, 2025 and March 20, 2026. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

SEC source: 0001562180-23-003033 · primarydocument.xml · nonDerivative · entry 1

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 729,618

F1 · shares: Represents an award of restricted stock units that vest as to 40% on March 20, 2024 and as to 30% on each of March 20, 2025 and March 20, 2026. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

SEC source: 0001562180-23-003029 · primarydocument.xml · nonDerivative · entry 1

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,219,869

F1 · shares: Represents an award of restricted stock units that vest as to 40% on March 20, 2024 and as to 30% on each of March 20, 2025 and March 20, 2026. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

SEC source: 0001562180-23-003032 · primarydocument.xml · nonDerivative · entry 1

Moran Patricia · CIK 0001605627 · CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,458

F1 · shares: Represents an award of restricted stock units that vest as to 40% on March 20, 2024 and as to 30% on each of March 20, 2025 and March 20, 2026. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

SEC source: 0001562180-23-003030 · primarydocument.xml · nonDerivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,370,326

F1 · shares: Represents an award of restricted stock units that vest as to 40% on March 20, 2024 and as to 30% on each of March 20, 2025 and March 20, 2026. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

SEC source: 0001562180-23-002852 · primarydocument.xml · nonDerivative · entry 1

Zakowicz Agnieszka · CIK 0001938556 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,933

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8000 to $0.8069. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

SEC source: 0001562180-23-002607 · primarydocument.xml · nonDerivative · entry 1

Zakowicz Agnieszka · CIK 0001938556 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,293

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.92 to $0.9288. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-23-002606 · primarydocument.xml · nonDerivative · entry 1

Moran Patricia · CIK 0001605627 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,458

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.92 to $0.9288. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-23-001191 · primarydocument.xml · nonDerivative · entry 1

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,618

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

SEC source: 0001562180-23-000283 · primarydocument.xml · nonDerivative · entry 1

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,439,769

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.02 to $1.045. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-23-000366 · primarydocument.xml · nonDerivative · entry 1

Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419,869

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.02 to $1.045. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-22-008180 · primarydocument.xml · nonDerivative · entry 1

Lang Laura W · CIK 0001296589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,738

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.9824 to $0.996. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-22-007368 · primarydocument.xml · nonDerivative · entry 2

Crow Timothy M · CIK 0001389396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,340

F2 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on October 26, 2023. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

SEC source: 0001562180-22-007368 · primarydocument.xml · nonDerivative · entry 1

Crow Timothy M · CIK 0001389396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,525

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and October 26, 2023. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

SEC source: 0001562180-22-007215 · primarydocument.xml · nonDerivative · entry 1

Zakowicz Agnieszka · CIK 0001938556 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,102

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.105 to $1.110. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-22-006700 · primarydocument.xml · nonDerivative · entry 1

Zakowicz Agnieszka · CIK 0001938556 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,262

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70 to $1.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-22-006699 · primarydocument.xml · nonDerivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,326

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70 to $1.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-22-005757 · primarydocument.xml · nonDerivative · entry 1

Zakowicz Agnieszka · CIK 0001938556 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,074

F1 · shares: Represents an award of restricted stock units that vest on July 25, 2025, subject to the Reporting Person's continued employment through such date. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. One third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $7.50 per share for twenty consecutive trading days during the three-year vesting period; a further third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $15.00 per share for twenty consecutive trading days in the second or third years of the vesting period; and the last third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $21.00 per share for twenty consecutive trading days during the third year of the vesting period.

SEC source: 0001562180-22-005259 · primarydocument.xml · nonDerivative · entry 1

O'Shaughnessy Laura · CIK 0001813477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,942

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 16, 2023. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

SEC source: 0001562180-22-005260 · primarydocument.xml · nonDerivative · entry 1

Pretlow Paula B · CIK 0001688622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,703

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 16, 2023. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

SEC source: 0001562180-22-005262 · primarydocument.xml · nonDerivative · entry 1

Lang Laura W · CIK 0001296589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,942

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 16, 2023. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

SEC source: 0001562180-22-005261 · primarydocument.xml · nonDerivative · entry 1

TERRELL FREDERICK · CIK 0001203688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,703

F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 16, 2023. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

SEC source: 0001562180-22-004838 · primarydocument.xml · nonDerivative · entry 1

Lang Laura W · CIK 0001296589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,975

SEC source: 0001562180-22-004366 · primarydocument.xml · nonDerivative · entry 1

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,233

F1 · shares: Represents an award of restricted stock units that vest on May 20, 2025, subject to the Reporting Person's continued employment through such date. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. One third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $7.50 per share for twenty consecutive trading days during the three-year vesting period; a further third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $15.00 per share for twenty consecutive trading days in the second or third years of the vesting period; and the last third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $21.00 per share for twenty consecutive trading days during the third year of the vesting period.

SEC source: 0001562180-22-004367 · primarydocument.xml · derivative · entry 2

Krakowiak Robert R. · CIK 0001683084 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2032-05-20

F2 · derivative.exercise_date: The option will vest and become exercisable in three equal annual installments beginning on May 20, 2023.

SEC source: 0001562180-22-004367 · primarydocument.xml · nonDerivative · entry 1

Krakowiak Robert R. · CIK 0001683084 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,559

F1 · shares: Represents an award of restricted stock units that vest on May 20, 2025, subject to the Reporting Person's continued employment through such date. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. One third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $7.50 per share for twenty consecutive trading days during the three-year vesting period; a further third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $15.00 per share for twenty consecutive trading days in the second or third years of the vesting period; and the last third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $21.00 per share for twenty consecutive trading days during the third year of the vesting period.

SEC source: 0001562180-22-004365 · primarydocument.xml · nonDerivative · entry 1

Moran Patricia · CIK 0001605627 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,496

F1 · shares: Represents an award of restricted stock units that vest on May 20, 2025, subject to the Reporting Person's continued employment through such date. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. One third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $7.50 per share for twenty consecutive trading days during the three-year vesting period; a further third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $15.00 per share for twenty consecutive trading days in the second or third years of the vesting period; and the last third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $21.00 per share for twenty consecutive trading days during the third year of the vesting period.

SEC source: 0001562180-22-003979 · primarydocument.xml · derivative · entry 2

Shortt Thomas H · CIK 0001461101 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2032-05-09

F2 · derivative.exercise_date: The option will vest and become exercisable in three equal annual installments beginning on May 9, 2023.

SEC source: 0001562180-22-003979 · primarydocument.xml · nonDerivative · entry 1

Shortt Thomas H · CIK 0001461101 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461,461

F1 · shares: Represents an award of restricted stock units that vest on May 9, 2025, subject to the Reporting Person's continued employment through such date. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. One third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $7.50 per share for twenty consecutive trading days during the three-year vesting period; a further third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $15.00 per share for twenty consecutive trading days in the second or third years of the vesting period; and the last third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $21.00 per share for twenty consecutive trading days during the third year of the vesting period.

SEC source: 0001562180-22-003039 · primarydocument.xml · nonDerivative · entry 1

Stott Carol Denise · CIK 0001813706 · Chief People & Culture Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,233

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.90 to $2.99. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-22-003038 · primarydocument.xml · nonDerivative · entry 1

Hennessy Paul J. · CIK 0001637941 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,989

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.90 to $3.00. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-22-002978 · primarydocument.xml · nonDerivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,138

F1 · kind: The sale of Common Stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,600 shares, with purchases of Common Stock by the reporting person on March 7, 2022. The reporting person has paid to the Issuer $103.00, representing the full amount of the profit realized in connection with the short-swing transaction.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.

F3 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $3.07. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-22-002553 · primarydocument.xml · nonDerivative · entry 1

Moran Patricia · CIK 0001605627 · CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,496

F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards.

SEC source: 0001562180-22-002407 · primarydocument.xml · nonDerivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Annox Capital, LLC

Disclosed balance after: 1,268,540

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.87 to $2.90. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.

SEC source: 0001562180-22-002378 · primarydocument.xml · nonDerivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Annox Capital, LLC

Disclosed balance after: 1,228,540

F1 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.

SEC source: 0001562180-22-002316 · primarydocument.xml · nonDerivative · entry 1

MYLOD ROBERT J JR · CIK 0001214607 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Annox Capital, LLC

Disclosed balance after: 1,188,540

F1 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.

SEC source: 0001562180-22-000245 · primarydocument.xml · nonDerivative · entry 1

Shortt Thomas H · CIK 0001461101 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,461

F1 · shares: Represents an award of restricted stock units that vest in three substantially equal annual installments beginning January 3, 2023. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.