Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Dynamic Credit Allocation Fund, Inc.ARDC · Entity 5956 | Director | February 16, 2021 | February 18, 2021 |
| CION Ares Diversified Credit FundCADEX · Entity 31546 | Director | December 01, 2016 | December 01, 2016 |
| Vroom, Inc.VRM · Entity 7212 | Director | January 14, 2025 | March 14, 2025 |
| WILLIAMS SONOMA INCWSM · Entity 3176 | Director | May 28, 2024 | May 30, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Dynamic Credit Allocation Fund, Inc.
Report date February 16, 2021 · Filed February 18, 2021
This filing explicitly reported no securities owned.
CION Ares Diversified Credit Fund
Report date December 01, 2016 · Filed December 01, 2016
This filing explicitly reported no securities owned.
Vroom, Inc.
Report date January 14, 2025 · Filed March 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,293 |
Reported balance
After 2025-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-03-12 · Grant · Acquired 3,820 · Balance 4,293 F1: Represents an award of restricted stock units ("RSUs") that vests in full on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and (ii) March 12, 2026. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. F2: The number of shares of common stock in this Form 4 reflects the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 12, 2025 (the "Recapitalization"). |
| Warrants (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.95 · Expires 2030-01-14 | Direct | 473 |
Reported balance
After 2025-01-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-01-14 · Grant · Acquired 473 · Balance 473 F3: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each warrant was immediately exercisable upon issuance. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs") that vests in full on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and (ii) March 12, 2026. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.
F2: The number of shares of common stock in this Form 4 reflects the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 12, 2025 (the "Recapitalization").
F3: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each warrant was immediately exercisable upon issuance.
WILLIAMS SONOMA INC
Report date May 28, 2024 · Filed May 30, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,257 |
Reported balance
After 2024-05-28 transaction · row 1
1 source rowRow 1 · 2024-05-28 · Exercise / conversion · Acquired 1,619 · Balance 4,257 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-05-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-28 · Exercise / conversion · Disposed 1,619 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F2: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2025 Filed Mar 14, 2025 21:47 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 3,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-002436 · primarydocument.xml · nonDerivative · entry 1 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,293 F1 · shares: Represents an award of restricted stock units ("RSUs") that vests in full on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and (ii) March 12, 2026. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. F2 · balance_after: The number of shares of common stock in this Form 4 reflects the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 12, 2025 (the "Recapitalization"). Read SEC document |
| January 14, 2025 Filed Mar 14, 2025 21:47 UTC | Vroom, Inc. VRM · Entity 7212 | GrantWarrants (Right to buy) · Derivative | 473 | $60.95 Strike: $60.95 | $28,829.35 |
DisclosureSEC source: 0001562180-25-002436 · primarydocument.xml · derivative · entry 2 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473 Underlying: Common Stock · 473 shares Expires 2030-01-14 F3 · date: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each warrant was immediately exercisable upon issuance. Read SEC document |
| May 28, 2024 Filed May 30, 2024 23:31 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 1,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017016 · form4.xml · derivative · entry 2 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,619 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Read SEC document |
| May 28, 2024 Filed May 30, 2024 23:31 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 1,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017016 · form4.xml · nonDerivative · entry 1 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 16:11 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 97,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005344 · primarydocument.xml · nonDerivative · entry 1 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,359 F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 15, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 23:14 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 1,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017377 · form4.xml · derivative · entry 3 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,619 Underlying: Common Stock · 1,619 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F3 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. F3 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 23:14 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 1,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017377 · form4.xml · derivative · entry 2 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units fully vested on May 30, 2023. F2 · derivative.expiration_date: The restricted stock units fully vested on May 30, 2023. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 23:14 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 1,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017377 · form4.xml · nonDerivative · entry 1 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 19:56 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 81,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005260 · primarydocument.xml · nonDerivative · entry 1 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,703 F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 16, 2023. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 23:18 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 1,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016505 · form4.xml · derivative · entry 3 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,465 Underlying: Common Stock · 1,465 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F3 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. F3 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 23:18 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 915 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016505 · form4.xml · derivative · entry 2 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units fully vested on May 31, 2022. F2 · derivative.expiration_date: The restricted stock units fully vested on May 31, 2022. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 23:18 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 915 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016505 · form4.xml · nonDerivative · entry 1 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 00:17 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantCommon Stock | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002838 · form4.xml · nonDerivative · entry 1 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258 F1 · shares: The reporting person elected to receive these fully vested shares, which were granted under the Issuer's 2001 Long-Term Incentive Plan, pursuant to the Issuer's Director Compensation Policy (the "Policy"), in lieu of the cash portion of the annual retainers under the Policy. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 23:26 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028185 · form4.xml · nonDerivative · entry 1 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115 F1 · shares: The reporting person elected to receive these fully vested shares, which were granted under the Issuer's 2001 Long-Term Incentive Plan, pursuant to the Issuer's Director Compensation Policy (the "Policy"), in lieu of the cash portion of the annual retainers under the Policy. Read SEC document |
| August 05, 2021 Filed Aug 5, 2021 23:27 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 915 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-023200 · form4.xml · derivative · entry 1 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915 Underlying: Common Stock · 915 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 17:56 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004538 · primarydocument.xml · nonDerivative · entry 1 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,736 F1 · shares: Represents an award of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 24, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 16:55 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 7,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002987 · primarydocument.xml · nonDerivative · entry 2 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,369 F2 · shares: Represents an award of restricted stock units, which will vest in three equal annual installments beginning on April 26, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 16:55 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002987 · primarydocument.xml · nonDerivative · entry 1 Pretlow Paula B · CIK 0001688622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285 F1 · shares: Represents an award of restricted stock units that vest in full on June 23, 2021. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.