Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vroom, Inc.VRM · Entity 7212 | Director · Chief Executive Officer | August 06, 2026 | August 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vroom, Inc.
Report date August 06, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.68 · Expires 2036-08-06 | Direct | 205,000 |
Reported balance
After 2026-08-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-06 · Grant · Acquired 205,000 · Balance 205,000 F1: Represents an award of stock options which will vest in 22 equal installments of 9,221 options from January 16, 2029 through March 28, 2029 with one installment of 2,138 options on February 26, 2029, subject to Reporting Person's continued service on the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of stock options which will vest in 22 equal installments of 9,221 options from January 16, 2029 through March 28, 2029 with one installment of 2,138 options on February 26, 2029, subject to Reporting Person's continued service on the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2026 Filed Aug 10, 2026 23:27 UTC | Vroom, Inc. VRM · Entity 7212 | GrantStock Options (Right to buy) · Derivative | 205,000 | $0.00 Strike: $13.68 | $0.00 |
DisclosureSEC source: 0001461101-26-000004 · primarydocument.xml · derivative · entry 1 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,000 Underlying: Common Stock · 205,000 shares Expires 2036-08-06 F1 · derivative.exercise_date: Represents an award of stock options which will vest in 22 equal installments of 9,221 options from January 16, 2029 through March 28, 2029 with one installment of 2,138 options on February 26, 2029, subject to Reporting Person's continued service on the applicable vesting date. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 18:01 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 65,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001461101-26-000003 · primarydocument.xml · nonDerivative · entry 1 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 357,972 F1 · shares: Represents an award of restricted stock units ("RSUs") that will vest in a series of installments on various dates between January 3, 2028 and March 28, 2028, in each case subject to the Reporting Person's continued service on such date. Each RSU represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 17:31 UTC | Vroom, Inc. VRM · Entity 7212 | Tax withholdingCommon Stock | 204 | $12.77 | $2,605.08 |
DisclosureSEC source: 0001461101-26-000002 · primarydocument.xml · nonDerivative · entry 4 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,590 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 17:31 UTC | Vroom, Inc. VRM · Entity 7212 | Tax withholdingCommon Stock | 1,366 | $12.77 | $17,443.82 |
DisclosureSEC source: 0001461101-26-000002 · primarydocument.xml · nonDerivative · entry 3 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,794 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 17:31 UTC | Vroom, Inc. VRM · Entity 7212 | Tax withholdingCommon Stock | 2,072 | $12.77 | $26,459.44 |
DisclosureSEC source: 0001461101-26-000002 · primarydocument.xml · nonDerivative · entry 2 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,160 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 17:31 UTC | Vroom, Inc. VRM · Entity 7212 | Tax withholdingCommon Stock | 98 | $12.77 | $1,251.46 |
DisclosureSEC source: 0001461101-26-000002 · primarydocument.xml · nonDerivative · entry 1 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,232 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 12, 2025 Filed Mar 15, 2025 01:07 UTC | Vroom, Inc. VRM · Entity 7212 | GrantStock Options (Right to buy) · Derivative | 129,700 | $45.70 Strike: $45.70 | $5,927,290.00 |
DisclosureSEC source: 0001562180-25-002419 · primarydocument.xml · derivative · entry 4 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,700 Underlying: Common Stock · 129,700 shares Expires 2035-03-12 F4 · derivative.exercise_date: Twenty-five percent of the shares of common stock that are subject to the option will vest on March 12, 2026 and the remaining Seventy-five percent will vest in three equal installments on each January 14, 2027, January 14, 2028, and January 14, 2029, in each case subject to Reporting Person's continued service on such date. Read SEC document |
| March 12, 2025 Filed Mar 15, 2025 01:07 UTC | Vroom, Inc. VRM · Entity 7212 | GrantStock Options (Right to buy) · Derivative | 129,700 | $60.95 Strike: $60.95 | $7,905,215.00 |
DisclosureSEC source: 0001562180-25-002419 · primarydocument.xml · derivative · entry 3 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,700 Underlying: Common Stock · 129,700 shares Expires 2035-03-12 F4 · derivative.exercise_date: Twenty-five percent of the shares of common stock that are subject to the option will vest on March 12, 2026 and the remaining Seventy-five percent will vest in three equal installments on each January 14, 2027, January 14, 2028, and January 14, 2029, in each case subject to Reporting Person's continued service on such date. Read SEC document |
| March 12, 2025 Filed Mar 15, 2025 01:07 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 287,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-002419 · primarydocument.xml · nonDerivative · entry 1 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,330 F1 · shares: Represents an award of restricted stock units RSUs, fifty percent of which will vest on January 16, 2029, and fifty percent of which will vest January 17, 2029, in each case subject to the Reporting Person's continued service on such date. Each RSU represents a contingent right to receive one share of common stock of the Issuer. F2 · balance_after: The number of shares of common stock in this Form 4 reflect the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 14, 2025, the Recapitalization. Read SEC document |
| January 14, 2025 Filed Mar 15, 2025 01:07 UTC | Vroom, Inc. VRM · Entity 7212 | GrantWarrants (Right to buy) · Derivative | 214 | $60.95 Strike: $60.95 | $13,043.30 |
DisclosureSEC source: 0001562180-25-002419 · primarydocument.xml · derivative · entry 2 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214 Underlying: Common Stock · 214 shares Expires 2030-01-14 F3 · date: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each Warrant was immediately exercisable upon issuance. Read SEC document |
| March 08, 2024 Filed Mar 13, 2024 01:43 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-002642 · primarydocument.xml · nonDerivative · entry 1 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,910 F1 · shares: Represents an award of restricted stock units that fifty percent of the RSUs will vest in full on March 19, 2025 and fifty percent of the RSUs will vest in full on March 20, 2025, subject to the reporting person's continued employment. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. F2 · balance_after: On March 8, 2024, the board of directors of the Issuer amended the vesting schedule applicable to the award of (i) 3,268 restricted stock units originally granted on January 3, 2022, the unvested units of which will now vest 50% on March 19, 2025 and 50% on March 20, 2025; (ii) 15,000 restricted stock units originally granted on May 9, 2022, which will now vest 50% on March 19, 2025 and 50% on March 20, 2025; and (iii) 22,500 restricted stock units originally granted on March 20, 2023, which will now vest 50% on March 19, 2025 and 50% on March 20, 2025. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-80 reverse stock split effected by the Issuer on February 13, 2024, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| January 05, 2024 Filed Jan 9, 2024 21:30 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 47,030 | $0.54 | $25,283.33 |
DisclosureSEC source: 0001562180-24-000370 · primarydocument.xml · nonDerivative · entry 1 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,172,839 F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5250 USD to $0.5536 USD; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:27 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 1,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-003029 · primarydocument.xml · nonDerivative · entry 1 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,219,869 F1 · shares: Represents an award of restricted stock units that vest as to 40% on March 20, 2024 and as to 30% on each of March 20, 2025 and March 20, 2026. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 21:08 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 21,692 | $1.03 | $22,433.87 |
DisclosureSEC source: 0001562180-23-000283 · primarydocument.xml · nonDerivative · entry 1 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,439,769 F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.02 to $1.045. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 05, 2023 Filed Jan 11, 2023 22:45 UTC Amendment | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 41,592 | $1.03 | $42,997.81 |
DisclosureSEC source: 0001562180-23-000366 · primarydocument.xml · nonDerivative · entry 1 Shortt Thomas H · CIK 0001461101 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,869 F1 · shares: Represents shares sold to satisfy tax withholding obligations incident to the vesting of certain equity awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.02 to $1.045. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 09, 2022 Filed May 11, 2022 23:29 UTC | Vroom, Inc. VRM · Entity 7212 | GrantStock Option · Derivative | 600,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001562180-22-003979 · primarydocument.xml · derivative · entry 2 Shortt Thomas H · CIK 0001461101 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2032-05-09 F2 · derivative.exercise_date: The option will vest and become exercisable in three equal annual installments beginning on May 9, 2023. Read SEC document |
| May 09, 2022 Filed May 11, 2022 23:29 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003979 · primarydocument.xml · nonDerivative · entry 1 Shortt Thomas H · CIK 0001461101 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461,461 F1 · shares: Represents an award of restricted stock units that vest on May 9, 2025, subject to the Reporting Person's continued employment through such date. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. One third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $7.50 per share for twenty consecutive trading days during the three-year vesting period; a further third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $15.00 per share for twenty consecutive trading days in the second or third years of the vesting period; and the last third of the restricted stock units are subject to accelerated vesting if the Issuer's closing price for its common stock is at or above $21.00 per share for twenty consecutive trading days during the third year of the vesting period. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:54 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 261,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-000245 · primarydocument.xml · nonDerivative · entry 1 Shortt Thomas H · CIK 0001461101 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,461 F1 · shares: Represents an award of restricted stock units that vest in three substantially equal annual installments beginning January 3, 2023. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.