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VOYA

Voya Financial, Inc.

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3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.005 $38.87 $350.02
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 20

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676.952

Underlying: Common Stock · 9.005 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 30, 2016 Filed Mar 9, 2017 06:14 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.146 $38.87 $200.03
Disclosure

SEC source: 0001127602-17-010976 · form4.xml · derivative · entry 6

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,056.926

Underlying: Common Stock · 5.146 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:36 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 26.208 $37.66 $986.99
Disclosure

SEC source: 0001127602-16-067447 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,790.347

Underlying: Common Stock · 26.208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:22 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantDeferred Savings Plan Issuer Stock Units · Derivative 13.277 $37.66 $500.01
Disclosure

SEC source: 0001127602-16-067581 · form4.xml · derivative · entry 3

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,580.613

Underlying: Common Stock · 13.277 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 15, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.294 $37.66 $350.01
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 19

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667.947

Underlying: Common Stock · 9.294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 15, 2016 Filed Mar 9, 2017 06:14 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 5.31 $37.66 $199.97
Disclosure

SEC source: 0001127602-17-010976 · form4.xml · derivative · entry 5

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,051.78

Underlying: Common Stock · 5.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 17:49 UTC
Ferrara NancySee Remarks
SaleCommon Stock 1,395 $35.67 $49,766.07
Disclosure

SEC source: 0001127602-16-067022 · form4.xml · nonDerivative · entry 1

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,915

F1 · price: This transaction was executed in multiple trades at prices ranging from $35.67 to $35.68. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:53 UTC GrantRestricted Stock Units · Derivative 48,678 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067033 · form4.xml · derivative · entry 1

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,678

Underlying: Common Stock · 48,678 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on September 1, 2016.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:49 UTC
Ferrara NancySee Remarks
GrantRestricted Stock Units · Derivative 8,384 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067022 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,142

Underlying: Common Stock · 8,384 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · shares: The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on November 10, 2016, the date of the grant.

F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date.

F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 22:58 UTC GrantRestricted Stock Units · Derivative 27,948 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067039 · form4.xml · derivative · entry 1

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,270

Underlying: Common Stock · 27,948 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on November 10, 2016, the date of the grant.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 23:09 UTC
Smith Michael SSee Remarks
GrantRestricted Stock Units · Derivative 16,769 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067044 · form4.xml · derivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,261

Underlying: Common Stock · 16,769 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on November 10, 2016, the date of the grant.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 21:30 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065718 · form4.xml · derivative · entry 3

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,492

Underlying: Common Stock · 1,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 21:30 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 473 $30.55 $14,450.15
Disclosure

SEC source: 0001127602-16-065718 · form4.xml · nonDerivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,309

Read SEC document
October 31, 2016 Filed Nov 1, 2016 21:30 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 1,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-065718 · form4.xml · nonDerivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 21:13 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 32.308 $30.55 $987.01
Disclosure

SEC source: 0001127602-16-065709 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764.139

Underlying: Common Stock · 32.308 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 1,726 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065698 · form4.xml · derivative · entry 3

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,533

Underlying: Common Stock · 1,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 21:03 UTC Tax withholdingCommon Stock 593 $30.55 $18,116.15
Disclosure

SEC source: 0001127602-16-065698 · form4.xml · nonDerivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584

Read SEC document
October 31, 2016 Filed Nov 1, 2016 21:03 UTC Exercise / conversionCommon Stock 1,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-065698 · form4.xml · nonDerivative · entry 1

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 20:39 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.367 $30.55 $500.01
Disclosure

SEC source: 0001127602-16-065869 · form4.xml · derivative · entry 3

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,567.336

Underlying: Common Stock · 16.367 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 31, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 11.457 $30.55 $350.01
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 18

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658.653

Underlying: Common Stock · 11.457 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 31, 2016 Filed Mar 9, 2017 06:14 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.546 $30.55 $199.98
Disclosure

SEC source: 0001127602-17-010976 · form4.xml · derivative · entry 4

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,046.47

Underlying: Common Stock · 6.546 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 20:37 UTC
Walsh Patricia JSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 8,246 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065485 · form4.xml · derivative · entry 3

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,797

Underlying: Common Stock · 8,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 20:37 UTC
Walsh Patricia JSee Remarks
Tax withholdingCommon Stock 4,575 $30.64 $140,178.00
Disclosure

SEC source: 0001127602-16-065485 · form4.xml · nonDerivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,671

Read SEC document
October 26, 2016 Filed Oct 28, 2016 20:37 UTC
Walsh Patricia JSee Remarks
Exercise / conversionCommon Stock 8,246 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-065485 · form4.xml · nonDerivative · entry 1

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 20:55 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.518 $30.27 $500.00
Disclosure

SEC source: 0001127602-16-064930 · form4.xml · derivative · entry 3

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,550.969

Underlying: Common Stock · 16.518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 20:46 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 32.607 $30.27 $987.01
Disclosure

SEC source: 0001127602-16-064927 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,731.831

Underlying: Common Stock · 32.607 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 14, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 11.563 $30.27 $350.01
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 17

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647.196

Underlying: Common Stock · 11.563 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 14, 2016 Filed Mar 9, 2017 06:14 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.608 $30.27 $200.02
Disclosure

SEC source: 0001127602-17-010976 · form4.xml · derivative · entry 3

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,039.924

Underlying: Common Stock · 6.608 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 21:38 UTC GrantDeferred Fee Plan Issuer Stock Units · Derivative 1,084.316 $28.82 $31,249.99
Disclosure

SEC source: 0001127602-16-063727 · form4.xml · derivative · entry 3

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433.661

Underlying: Common Stock · 1,084.316 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 21:01 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 34.247 $28.82 $987.00
Disclosure

SEC source: 0001127602-16-063702 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,699.224

Underlying: Common Stock · 34.247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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September 30, 2016 Filed Oct 4, 2016 22:10 UTC PurchaseCommon Stock 820 $26.89 $22,053.49
Disclosure

SEC source: 0001127602-16-064179 · form4.xml · nonDerivative · entry 1

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,819

F1 · shares: These shares purchased pursuant to the Voya Financial Employee Stock Purchase Plan ("ESPP") and the decision to participate in the ESPP was made in March 2016.

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September 30, 2016 Filed Oct 4, 2016 20:13 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantDeferred Savings Plan Issuer Stock Units · Derivative 19.998 $28.82 $576.34
Disclosure

SEC source: 0001127602-16-063995 · form4.xml · derivative · entry 3

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,534.451

Underlying: Common Stock · 19.998 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 30, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 12.361 $28.82 $356.24
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 16

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635.633

Underlying: Common Stock · 12.361 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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September 30, 2016 Filed Mar 9, 2017 06:14 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.713 $28.82 $251.11
Disclosure

SEC source: 0001127602-17-010976 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,033.316

Underlying: Common Stock · 8.713 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 21:38 UTC OtherDeferred Fee Plan Issuer Stock Units · Derivative 0.83 $28.31 $23.50
Disclosure

SEC source: 0001127602-16-063727 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,349.345

Underlying: Common Stock · 0.83 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3 · shares: Dividend payment

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

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September 15, 2016 Filed Sep 19, 2016 21:04 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.978 $29.45 $500.00
Disclosure

SEC source: 0001127602-16-062824 · form4.xml · derivative · entry 3

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,514.453

Underlying: Common Stock · 16.978 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:58 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 33.515 $29.45 $987.02
Disclosure

SEC source: 0001127602-16-062819 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,664.977

Underlying: Common Stock · 33.515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 15, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 11.884 $29.45 $349.98
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 15

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623.272

Underlying: Common Stock · 11.884 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 20:25 UTC OtherDeferred Savings Plan Issuer Stock Units · Derivative 6,631.462 $28.50 $188,996.67
Disclosure

SEC source: 0001127602-16-062237 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,631.462

Underlying: Common Stock · 6,631.462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 31, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 11.97 $29.24 $350.00
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 14

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611.388

Underlying: Common Stock · 11.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 15, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 12.536 $27.92 $350.01
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 13

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599.418

Underlying: Common Stock · 12.536 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 29, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 13.656 $25.63 $350.00
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 12

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586.882

Underlying: Common Stock · 13.656 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 15, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 13.894 $25.19 $349.99
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 11

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573.226

Underlying: Common Stock · 13.894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
June 30, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 14.353 $24.76 $355.38
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 10

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559.332

Underlying: Common Stock · 14.353 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
June 15, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 12.094 $28.94 $350.00
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 9

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544.979

Underlying: Common Stock · 12.094 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 31, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 10.651 $32.86 $349.99
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 8

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532.885

Underlying: Common Stock · 10.651 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 13, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 11.551 $30.30 $350.00
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 7

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522.234

Underlying: Common Stock · 11.551 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 29, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 10.779 $32.47 $349.99
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 6

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510.683

Underlying: Common Stock · 10.779 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 15, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 11.072 $31.61 $349.99
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 5

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499.904

Underlying: Common Stock · 11.072 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 31, 2016 Filed Mar 9, 2017 01:57 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 11.756 $29.77 $349.98
Disclosure

SEC source: 0001127602-17-010953 · form4.xml · derivative · entry 4

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488.832

Underlying: Common Stock · 11.756 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.