Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | March 29, 2019 | April 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date March 29, 2019 · Filed April 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,441.786 |
Reported balance
After 2019-03-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-03-29 · Grant · Acquired 9.174 · Balance 2,441.786 F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2: Includes dividend of 0.248 shares. |
| Common StockSEC Table I · non-derivative | Direct | 24,362 |
Reported balance
Holding disclosure · report date 2019-03-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 24,362 |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 27,013 |
Reported balance
Holding disclosure · report date 2019-03-29 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 27,013 F3: The stock units will vest based on their respective award agreements. F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,548 |
Reported balance
Holding disclosure · report date 2019-03-29 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,548 F3: The stock units will vest based on their respective award agreements. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 39,700 |
Reported balance
Holding disclosure · report date 2019-03-29 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 39,700 F5: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2: Includes dividend of 0.248 shares.
F3: The stock units will vest based on their respective award agreements.
F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.
F5: The options vest based on the conditions set forth in their respective agreements.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Majesco
Report date September 21, 2020 · Filed September 21, 2020
Section 16 reporting ended · disclosed 2020-09-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $8.48 · Expires 2029-09-10 | Direct | 0 |
Reported balance
After 2020-09-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-09-21 · Disposition to issuer · Disposed 50,000 · Balance 0 F2: Disposition pursuant to the Amended and Restated Agreement and Plan of Merger dated as of August 8, 2020 by and among Majesco, Magic Intermediate, LLC and Magic Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, on the effective date of the merger (September 21, 2020) (the "Effective Date"), each option to purchase shares of the Issuer's common stock, whether vested or unvested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (a) the excess of $16.00 over the exercise price of such option multiplied by (b) the number of shares of Issuer common stock subject to such option. F1: The options vest and become exercisable in installments of approximately 33.33% on an annual basis over a 3-year period commencing on September 10, 2019. Upon the Effective Date (as defined below) of the merger, the vesting of all unvested options was accelerated such that all unvested options became immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest and become exercisable in installments of approximately 33.33% on an annual basis over a 3-year period commencing on September 10, 2019. Upon the Effective Date (as defined below) of the merger, the vesting of all unvested options was accelerated such that all unvested options became immediately exercisable.
F2: Disposition pursuant to the Amended and Restated Agreement and Plan of Merger dated as of August 8, 2020 by and among Majesco, Magic Intermediate, LLC and Magic Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, on the effective date of the merger (September 21, 2020) (the "Effective Date"), each option to purchase shares of the Issuer's common stock, whether vested or unvested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (a) the excess of $16.00 over the exercise price of such option multiplied by (b) the number of shares of Issuer common stock subject to such option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2020 Filed Sep 21, 2020 17:13 UTC | Majesco MJCO · Entity 146497 | Disposition to issuerStock option (right to purchase) · Derivative | 50,000 | Not disclosed Strike: $8.48 | Not disclosed |
DisclosureSEC source: 0001213900-20-027595 · ownership.xml · derivative · entry 1 Johnson Carolyn M · CIK 0001361819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 50,000 shares Expires 2029-09-10 F2 · price: Disposition pursuant to the Amended and Restated Agreement and Plan of Merger dated as of August 8, 2020 by and among Majesco, Magic Intermediate, LLC and Magic Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, on the effective date of the merger (September 21, 2020) (the "Effective Date"), each option to purchase shares of the Issuer's common stock, whether vested or unvested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (a) the excess of $16.00 over the exercise price of such option multiplied by (b) the number of shares of Issuer common stock subject to such option. F1 · derivative.exercise_date: The options vest and become exercisable in installments of approximately 33.33% on an annual basis over a 3-year period commencing on September 10, 2019. Upon the Effective Date (as defined below) of the merger, the vesting of all unvested options was accelerated such that all unvested options became immediately exercisable. Read SEC document |
| September 10, 2019 Filed Sep 10, 2019 17:46 UTC | Majesco MJCO · Entity 146497 | GrantStock Option (right to purchase) · Derivative | 50,000 | $0.00 Strike: $8.48 | $0.00 |
DisclosureSEC source: 0001213900-19-017648 · ownership.xml · derivative · entry 1 Johnson Carolyn M · CIK 0001361819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-09-10 F1 · derivative.exercise_date: The options vest and become exercisable in installments of approximately 33.33% on an annual basis over a 3-year period commencing on September 10, 2019. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 16:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.174 | $49.96 | $458.33 |
DisclosureSEC source: 0001127602-19-013816 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,441.786 Underlying: Common Stock · 9.174 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.248 shares. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 17:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.981 | $51.03 | $458.30 |
DisclosureSEC source: 0001127602-19-012260 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,432.364 Underlying: Common Stock · 8.981 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 1,188.55 | $49.10 | $58,357.81 |
DisclosureSEC source: 0001127602-19-010851 · form4.xml · derivative · entry 5 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,423.383 Underlying: Common Stock · 1,188.55 shares Expires not disclosed F4 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F4 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F4 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 7,177 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001127602-19-010851 · form4.xml · derivative · entry 4 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,013 Underlying: Common Stock · 9,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010851 · form4.xml · derivative · entry 3 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,548 Underlying: Common Stock · 2,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 5,767 | $49.10 | $283,159.70 |
DisclosureSEC source: 0001127602-19-010851 · form4.xml · nonDerivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,362 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 12,469 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010851 · form4.xml · nonDerivative · entry 1 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008477 · form4.xml · derivative · entry 3 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,472 Underlying: Common Stock · 3,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,632 | $49.95 | $81,518.40 |
DisclosureSEC source: 0001127602-19-008477 · form4.xml · nonDerivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,660 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008477 · form4.xml · nonDerivative · entry 1 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008241 · form4.xml · derivative · entry 3 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,160 Underlying: Common Stock · 3,429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · deemedExecutionDate: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,574 | $50.03 | $78,747.22 |
DisclosureSEC source: 0001127602-19-008241 · form4.xml · nonDerivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,604 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008241 · form4.xml · nonDerivative · entry 1 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 22:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 11.418 | $40.14 | $458.32 |
DisclosureSEC source: 0001127602-19-000380 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234.833 Underlying: Common Stock · 11.418 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.307 shares. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:41 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 11.103 | $41.28 | $458.33 |
DisclosureSEC source: 0001127602-18-036644 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223.108 Underlying: Common Stock · 11.103 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.196 | $44.95 | $458.31 |
DisclosureSEC source: 0001127602-18-035159 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,212.005 Underlying: Common Stock · 10.196 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 15, 2018 Filed Nov 17, 2018 00:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.105 | $45.36 | $458.36 |
DisclosureSEC source: 0001127602-18-033516 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201.809 Underlying: Common Stock · 10.105 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 21:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.474 | $43.76 | $458.34 |
DisclosureSEC source: 0001127602-18-031654 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,191.704 Underlying: Common Stock · 10.474 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.717 | $47.17 | $458.35 |
DisclosureSEC source: 0001127602-18-030512 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,181.23 Underlying: Common Stock · 9.717 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.227 | $49.67 | $458.31 |
DisclosureSEC source: 0001127602-18-028827 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171.513 Underlying: Common Stock · 9.227 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.233 shares. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:37 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.28 | $49.39 | $458.34 |
DisclosureSEC source: 0001127602-18-027783 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162.053 Underlying: Common Stock · 9.28 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 01:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.154 | $50.07 | $458.34 |
DisclosureSEC source: 0001127602-18-026713 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152.773 Underlying: Common Stock · 9.154 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 21:22 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.4 | $48.76 | $458.34 |
DisclosureSEC source: 0001127602-18-025707 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143.619 Underlying: Common Stock · 9.4 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 21:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.073 | $50.52 | $458.37 |
DisclosureSEC source: 0001127602-18-024488 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,134.219 Underlying: Common Stock · 9.073 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.669 | $47.40 | $458.31 |
DisclosureSEC source: 0001127602-18-023442 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125.146 Underlying: Common Stock · 9.669 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 20:57 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.751 | $47.00 | $458.30 |
DisclosureSEC source: 0001127602-18-022312 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115.477 Underlying: Common Stock · 9.751 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.231 shares. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 20:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.931 | $51.32 | $458.34 |
DisclosureSEC source: 0001127602-18-021174 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,105.495 Underlying: Common Stock · 8.931 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.824 | $51.94 | $458.32 |
DisclosureSEC source: 0001127602-18-019559 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096.564 Underlying: Common Stock · 8.824 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:41 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.617 | $53.19 | $458.34 |
DisclosureSEC source: 0001127602-18-017909 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087.74 Underlying: Common Stock · 8.617 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 30, 2018 Filed May 1, 2018 21:15 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.755 | $52.35 | $458.32 |
DisclosureSEC source: 0001127602-18-015771 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,079.123 Underlying: Common Stock · 8.755 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 22:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.955 | $51.18 | $458.32 |
DisclosureSEC source: 0001127602-18-014685 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070.368 Underlying: Common Stock · 8.955 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:13 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.075 | $50.50 | $458.29 |
DisclosureSEC source: 0001127602-18-013359 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061.413 Underlying: Common Stock · 9.075 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:44 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.472 | $54.10 | $458.34 |
DisclosureSEC source: 0001127602-18-012068 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052.338 Underlying: Common Stock · 8.472 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010840 · form4.xml · derivative · entry 8 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,589 Underlying: Common Stock · 2,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,353 | $51.69 | $69,936.57 |
DisclosureSEC source: 0001127602-18-010840 · form4.xml · nonDerivative · entry 4 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,749 Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 2,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010840 · form4.xml · nonDerivative · entry 3 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 1,043.866 | $52.03 | $54,312.35 |
DisclosureSEC source: 0001127602-18-010840 · form4.xml · derivative · entry 7 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043.866 Underlying: Common Stock · 1,043.866 shares Expires not disclosed F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 1,697 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001127602-18-010840 · form4.xml · derivative · entry 6 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,190 Underlying: Common Stock · 2,223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010840 · form4.xml · derivative · entry 5 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,513 Underlying: Common Stock · 2,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,988 | $52.03 | $103,435.64 |
DisclosureSEC source: 0001127602-18-010840 · form4.xml · nonDerivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,178 Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 4,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010840 · form4.xml · nonDerivative · entry 1 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008244 · form4.xml · derivative · entry 5 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,586 Underlying: Common Stock · 3,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,203 | $50.71 | $61,004.13 |
DisclosureSEC source: 0001127602-18-008244 · form4.xml · nonDerivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,870 Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-008244 · form4.xml · nonDerivative · entry 1 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 02:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 11,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008244 · form4.xml · derivative · entry 4 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,848 Underlying: Common Stock · 11,937 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 02:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 10,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008244 · form4.xml · derivative · entry 3 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,274 Underlying: Common Stock · 10,288 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. Read SEC document |
| February 21, 2018 Filed Mar 2, 2018 22:12 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 12,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009736 · form4a.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,887 Underlying: Common Stock · 12,976 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030777 · form4.xml · derivative · entry 3 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,986 Underlying: Common Stock · 1,726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.