Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | February 21, 2020 | February 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date February 21, 2020 · Filed February 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,505 |
Ending reported balance
After 2020-02-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-21 · Exercise / conversion · Acquired 25,538 · Balance 54,777 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Row 2 · 2020-02-21 · Tax withholding · Disposed 11,272 · Balance 43,505 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 19,136 |
Reported balance
After 2020-02-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-21 · Exercise / conversion · Disposed 9,395 · Balance 19,136 F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| Performance Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 | Direct | 37,705 |
Reported balance
After 2020-02-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-02-21 · Exercise / conversion · Disposed 10,762 · Balance 37,705 F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 71,174 |
Reported balance
Holding disclosure · report date 2020-02-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 71,174 F4: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4: The options vest based on the conditions set forth in their respective agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2020 Filed Feb 25, 2020 16:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 10,762 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-20-007674 · form4.xml · derivative · entry 4 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,705 Underlying: Common Stock · 16,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 9,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007674 · form4.xml · derivative · entry 3 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,136 Underlying: Common Stock · 9,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 11,272 | $63.19 | $712,277.68 |
DisclosureSEC source: 0001127602-20-007674 · form4.xml · nonDerivative · entry 2 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,505 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 25,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007674 · form4.xml · nonDerivative · entry 1 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 9,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007276 · form4.xml · derivative · entry 3 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,531 Underlying: Common Stock · 9,735 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 12,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007276 · form4.xml · derivative · entry 2 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,467 Underlying: Common Stock · 12,856 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 17:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 16,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032560 · form4.xml · derivative · entry 3 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,796 Underlying: Common Stock · 16,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 17:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 8,636 | $57.34 | $495,188.24 |
DisclosureSEC source: 0001127602-19-032560 · form4.xml · nonDerivative · entry 2 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,239 Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 17:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 16,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-032560 · form4.xml · nonDerivative · entry 1 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:00 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008483 · form4.xml · derivative · entry 3 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,022 Underlying: Common Stock · 2,828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:00 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,081 | $49.95 | $53,995.95 |
DisclosureSEC source: 0001127602-19-008483 · form4.xml · nonDerivative · entry 2 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,649 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:00 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 2,828 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008483 · form4.xml · nonDerivative · entry 1 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance-Based Stock Options · Derivative | 71,174 | $0.00 Strike: $50.03 | $0.00 |
DisclosureSEC source: 0001127602-19-008229 · form4.xml · derivative · entry 6 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,174 Underlying: Common Stock · 71,174 shares Expires 2029-02-21 F6 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition. F7 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 10,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008229 · form4.xml · derivative · entry 5 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,611 Underlying: Common Stock · 10,718 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 8,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008229 · form4.xml · derivative · entry 4 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,850 Underlying: Common Stock · 8,499 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008229 · form4.xml · derivative · entry 3 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,351 Underlying: Common Stock · 3,734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,476 | $50.03 | $73,844.28 |
DisclosureSEC source: 0001127602-19-008229 · form4.xml · nonDerivative · entry 2 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,902 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008229 · form4.xml · nonDerivative · entry 1 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 16:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 16,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-032884 · form4.xml · derivative · entry 3 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,085 Underlying: Common Stock · 16,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 16:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 8,636 | $44.55 | $384,733.80 |
DisclosureSEC source: 0001127602-18-032884 · form4.xml · nonDerivative · entry 2 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,644 Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 16:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 16,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-032884 · form4.xml · nonDerivative · entry 1 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 21:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008250 · form4.xml · derivative · entry 5 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,311 Underlying: Common Stock · 2,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 21:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,129 | $50.71 | $57,251.59 |
DisclosureSEC source: 0001127602-18-008250 · form4.xml · nonDerivative · entry 2 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,054 Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 21:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 2,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-008250 · form4.xml · nonDerivative · entry 1 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008250 · form4.xml · derivative · entry 4 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,762 Underlying: Common Stock · 13,000 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 11,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008250 · form4.xml · derivative · entry 3 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,138 Underlying: Common Stock · 11,203 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. Read SEC document |
| February 21, 2018 Filed Mar 2, 2018 17:14 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 14,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009739 · form4a.xml · derivative · entry 2 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,893 Underlying: Common Stock · 14,131 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 17:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 16,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032082 · form4.xml · derivative · entry 3 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,935 Underlying: Common Stock · 16,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 17:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 7,870 | $40.71 | $320,387.70 |
DisclosureSEC source: 0001127602-17-032082 · form4.xml · nonDerivative · entry 2 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,356 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 17:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 16,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-032082 · form4.xml · nonDerivative · entry 1 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 19:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 10,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008344 · form4.xml · derivative · entry 2 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,762 Underlying: Common Stock · 10,762 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 19:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 8,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008344 · form4.xml · derivative · entry 1 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,161 Underlying: Common Stock · 8,483 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 17:53 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 48,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067033 · form4.xml · derivative · entry 1 Parent Margaret M. · CIK 0001687036 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,678 Underlying: Common Stock · 48,678 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · shares: The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on September 1, 2016. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.