Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | Director · See Remarks | February 21, 2024 | February 23, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date February 21, 2024 · Filed February 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,965 |
Ending reported balance
After 2024-02-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-02-21 · Exercise / conversion · Acquired 1,871 · Balance 83,836 F1: FICA tax withholding on the grant of restricted stock units. Row 2 · 2024-02-21 · Tax withholding · Disposed 1,871 · Balance 81,965 F1: FICA tax withholding on the grant of restricted stock units. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 249,856 |
Reported balance
After 2024-02-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-02-21 · Grant · Acquired 62,380 · Balance 249,856 F3: The stock units will vest based on their respective award agreements. F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 113,348 |
Reported balance
After 2024-02-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-02-21 · Grant · Acquired 50,143 · Balance 113,348 F3: The stock units will vest based on their respective award agreements. F5: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 111,477 |
Reported balance
After 2024-02-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-02-21 · Exercise / conversion · Disposed 1,871 · Balance 111,477 F3: The stock units will vest based on their respective award agreements. F6: The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 6,930.3705 |
Reported balance
Holding disclosure · report date 2024-02-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,930.3705 F2: Includes automatic semi-monthly contributions to the reporting person's 401(k). |
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,101.577 |
Reported balance
Holding disclosure · report date 2024-02-21 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 8,101.577 F7: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 158,900 |
Reported balance
Holding disclosure · report date 2024-02-21 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 158,900 F8: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: FICA tax withholding on the grant of restricted stock units.
F2: Includes automatic semi-monthly contributions to the reporting person's 401(k).
F3: The stock units will vest based on their respective award agreements.
F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.
F5: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.
F6: The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
F7: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F8: The options vest based on the conditions set forth in their respective agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2024 Filed Feb 22, 2024 16:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 99,162 | $68.53 | $6,795,571.86 |
DisclosureSEC source: 0001127602-24-006310 · form4.xml · nonDerivative · entry 5 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,965 F3 · kind: This transaction was executed in multiple trades at prices ranging from $68.03 to $69.975. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006636 · form4.xml · derivative · entry 6 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,477 Underlying: Common Stock · 1,871 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date. F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 50,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006636 · form4.xml · derivative · entry 5 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,348 Underlying: Common Stock · 50,143 shares Expires not disclosed F3 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027. F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 62,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006636 · form4.xml · derivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,856 Underlying: Common Stock · 62,380 shares Expires not disclosed F3 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,871 | $68.99 | $129,080.29 |
DisclosureSEC source: 0001127602-24-006636 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,965 F1 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 16:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,871 | $68.99 | $129,080.29 |
DisclosureSEC source: 0001127602-24-006636 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 90,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006310 · form4.xml · derivative · entry 7 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,476 Underlying: Common Stock · 90,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F5 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F5 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 66,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006310 · form4.xml · derivative · entry 6 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,205 Underlying: Common Stock · 66,970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 58,218 | $70.14 | $4,083,410.52 |
DisclosureSEC source: 0001127602-24-006310 · form4.xml · nonDerivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,127 Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 90,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006310 · form4.xml · nonDerivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 66,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006310 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 16:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 38,490 | $74.55 | $2,869,506.48 |
DisclosureSEC source: 0001127602-23-029823 · form4.xml · nonDerivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,965 F3 · price: This transaction was executed in multiple trades at prices ranging from $74.08 to $74.96. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 16:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 29,216 | $75.25 | $2,198,486.47 |
DisclosureSEC source: 0001127602-23-029823 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,455 F2 · price: This transaction was executed in multiple trades at prices ranging from $74.95 to $75.65. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 16:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 39,724 | $75.24 | $2,988,841.70 |
DisclosureSEC source: 0001127602-23-009283 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,671 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $74.15 to $75.94. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 1 | $73.53 | $73.53 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 15 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,395 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 38,812 | $74.00 | $2,872,088.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 14 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,396 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · derivative · entry 23 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,175 Underlying: Common Stock · 2,287 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F10 · derivative.exercise_date: The stock units will vest based on their respective award agreements. F10 · derivative.expiration_date: The stock units will vest based on their respective award agreements. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 61,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · derivative · entry 22 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,462 Underlying: Common Stock · 61,296 shares Expires not disclosed F12 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F13 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026. F13 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 74,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · derivative · entry 21 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,886 Underlying: Common Stock · 74,897 shares Expires not disclosed F10 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F11 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above. F11 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 22,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · derivative · entry 20 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,166 Underlying: Common Stock · 22,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F9 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F9 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 59,586 | $73.53 | $4,381,281.12 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 13 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,208 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $72.97 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 4,600 | $73.52 | $338,169.46 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 12 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,382 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $73.02 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 6,588 | $74.17 | $488,610.22 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 11 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,794 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $74.00 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a securityholder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,287 | $73.34 | $167,728.58 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 10 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,982 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 2,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 9 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 8,266 | $73.34 | $606,228.44 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 8 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,982 Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 22,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 7 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 26,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · derivative · entry 19 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,506 Underlying: Common Stock · 26,481 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F9 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F9 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 9,798 | $74.44 | $729,363.12 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 6 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,908 Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 26,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 5 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 19,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · derivative · entry 18 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,987 Underlying: Common Stock · 19,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F9 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F9 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 72,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · derivative · entry 17 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,989 Underlying: Common Stock · 72,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F8 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F8 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 7,998 | $74.44 | $595,371.12 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,225 Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 19,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 36,970 | $74.44 | $2,752,046.80 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,328 Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 08:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 72,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 16:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 50,000 | $74.23 | $3,711,300.00 |
DisclosureSEC source: 0001127602-23-004852 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,882 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $73.22 to $75.00. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 16:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 59,588 | $74.23 | $4,423,098.06 |
DisclosureSEC source: 0001127602-23-004852 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,882 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $73.22 to $75.00. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006699 · form4.xml · derivative · entry 10 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,882 Underlying: Common Stock · 2,597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · shares: FICA tax withholding on the grant of restricted stock units. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 69,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006699 · form4.xml · derivative · entry 9 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,479 Underlying: Common Stock · 69,620 shares Expires not disclosed F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F8 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. F8 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 81,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006699 · form4.xml · derivative · entry 8 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,251 Underlying: Common Stock · 81,125 shares Expires not disclosed F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F7 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. F7 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 68,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006699 · form4.xml · derivative · entry 7 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,859 Underlying: Common Stock · 68,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 89,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006699 · form4.xml · derivative · entry 6 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,126 Underlying: Common Stock · 115,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.underlying_shares: Awarded at 129% of target. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,597 | $68.32 | $177,427.04 |
DisclosureSEC source: 0001127602-22-006699 · form4.xml · nonDerivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,470 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 2,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006699 · form4.xml · nonDerivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 70,720 | $68.32 | $4,831,590.40 |
DisclosureSEC source: 0001127602-22-006699 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,470 Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 183,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006699 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2022 Filed Mar 2, 2022 16:59 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 86,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007741 · form4a.xml · derivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,405 Underlying: Common Stock · 86,279 shares Expires not disclosed F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 5,154 shares. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 17:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 19,365 | $72.00 | $1,394,280.00 |
DisclosureSEC source: 0001127602-22-004628 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,364 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:08 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 19,364 | $70.00 | $1,355,538.09 |
DisclosureSEC source: 0001127602-21-029680 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,729 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.