TapewireFind a company

person · Reporting owner

Ragavan Chetlur S

Disclosed activity across 3 companies

Tapewire entity
47624
SEC CIK
0001596066

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CNO Financial Group, Inc.CNO · Entity 576DirectorMay 12, 2026May 13, 2026
FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAEFNMA · Entity 3708DirectorJune 02, 2023June 06, 2023
Voya Financial, Inc.VOYA · Entity 3571See RemarksMarch 07, 2019March 11, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CNO Financial Group, Inc.

Report date May 12, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,325 Reported balance After 2026-05-12 transaction · row 1
1 source row

Row 1 · 2026-05-12 · Grant · Acquired 3,574 · Balance 33,325

F1: Award of immediately vesting restricted stock units granted under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Award of immediately vesting restricted stock units granted under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAE

Report date June 02, 2023 · Filed June 06, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No Securities Beneficially OwnedSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2023-06-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Voya Financial, Inc.

Report date March 07, 2019 · Filed March 11, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,567 Ending reported balance After 2019-03-08 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-03-07 · Exercise / conversion · Acquired 23,028 · Balance 57,595

F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Row 2 · 2019-03-07 · Tax withholding · Disposed 9,315 · Balance 48,280

Row 3 · 2019-03-08 · Sale · Disposed 13,713 · Balance 34,567

F2: This transaction was executed in multiple trades at prices ranging from $48.1500 to $48.2200. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,231 Reported balance After 2019-03-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-03-07 · Exercise / conversion · Disposed 3,919 · Balance 9,231

F3: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Performance Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.33Direct24,081 Reported balance After 2019-03-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-03-07 · Exercise / conversion · Disposed 14,368 · Balance 24,081

F4: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Performance-Based Stock OptionsSEC Table II · derivative / convertible securityDirect87,400 Reported balance Holding disclosure · report date 2019-03-07 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 87,400

F5: The options vest based on the conditions set forth in their respective agreements.

Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible securityDirect8,203.258 Reported balance Holding disclosure · report date 2019-03-07 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 8,203.258

F6: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Filing footnotes · ownership attribution and instrument terms

F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

F2: This transaction was executed in multiple trades at prices ranging from $48.1500 to $48.2200. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

F3: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F5: The options vest based on the conditions set forth in their respective agreements.

F6: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2026 Filed May 13, 2026 20:22 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 3,574 $46.17 $165,011.58
Disclosure

SEC source: 0001596066-26-000003 · wk-form4_1778703766.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,325

F1 · shares: Award of immediately vesting restricted stock units granted under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:10 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 4,378 $37.69 $165,006.82
Disclosure

SEC source: 0001628280-25-024259 · wk-form4_1746821419.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,751

F1 · shares: Award of immediately vesting restricted stock units granted under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 09, 2024 Filed May 10, 2024 22:09 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 5,322 $28.19 $150,027.18
Disclosure

SEC source: 0001062993-24-009953 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,373

F1 · shares: Award of immediately vesting restricted stock units granted under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 09, 2024 Filed May 13, 2024 21:28 UTC Amendment CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 5,322 $28.19 $150,027.18
Disclosure

SEC source: 0001062993-24-010076 · form4a.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,373

F2 · date: This amendment includes the power of attorney exhibit that was inadvertently omitted from the May 10, 2024 Form 4 filing.

F1 · shares: Award of immediately vesting restricted stock units granted under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 10, 2023 Filed May 11, 2023 20:14 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 7,063 $21.24 $150,018.12
Disclosure

SEC source: 0001062993-23-010789 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,051

F1 · shares: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:10 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 7,697 $19.49 $150,014.53
Disclosure

SEC source: 0001062993-22-013272 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,988

F1 · shares: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
May 10, 2021 Filed May 12, 2021 21:16 UTC CNO Financial Group, Inc. CNO · Entity 576 GrantCommon Stock 5,291 $27.22 $144,021.02
Disclosure

SEC source: 0001757201-21-000077 · edgar.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,291

F1 · shares: Award of immediately vesting restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 21:23 UTC Voya Financial, Inc. VOYA · Entity 3571 SaleCommon Stock 13,713 $48.15 $660,322.09
Disclosure

SEC source: 0001127602-19-010848 · form4.xml · nonDerivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,567

F2 · price: This transaction was executed in multiple trades at prices ranging from $48.1500 to $48.2200. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionPerformance Stock Unit · Derivative 14,368 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001127602-19-010848 · form4.xml · derivative · entry 5

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,081

Underlying: Common Stock · 19,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 3,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010848 · form4.xml · derivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,231

Underlying: Common Stock · 3,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 9,315 $49.10 $457,366.50
Disclosure

SEC source: 0001127602-19-010848 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,280

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:23 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 23,028 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-010848 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:45 UTC Voya Financial, Inc. VOYA · Entity 3571 SaleCommon Stock 2,283 $50.28 $114,789.24
Disclosure

SEC source: 0001127602-19-008464 · form4.xml · nonDerivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,567

Read SEC document
February 22, 2019 Filed Feb 26, 2019 02:09 UTC Voya Financial, Inc. VOYA · Entity 3571 SaleCommon Stock 1,853 $49.98 $92,608.86
Disclosure

SEC source: 0001127602-19-008223 · form4.xml · nonDerivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,567

F2 · price: This transaction was executed in multiple trades at prices ranging from $49.9701 to $49.978. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:45 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 3,458 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008464 · form4.xml · derivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,150

Underlying: Common Stock · 3,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:45 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 1,175 $49.95 $58,691.25
Disclosure

SEC source: 0001127602-19-008464 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,850

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:45 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 3,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008464 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 02:09 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 2,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008223 · form4.xml · derivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,608

Underlying: Common Stock · 2,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2019 Filed Feb 26, 2019 02:09 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 1,032 $50.03 $51,630.96
Disclosure

SEC source: 0001127602-19-008223 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,420

Read SEC document
February 21, 2019 Filed Feb 26, 2019 02:09 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 2,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008223 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:47 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 21.3 $40.14 $854.98
Disclosure

SEC source: 0001127602-19-000386 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,203.258

Underlying: Common Stock · 21.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 2.064 shares.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:32 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 20.712 $41.28 $854.99
Disclosure

SEC source: 0001127602-18-036635 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,179.894

Underlying: Common Stock · 20.712 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:42 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 19.021 $44.95 $854.99
Disclosure

SEC source: 0001127602-18-035143 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,159.182

Underlying: Common Stock · 19.021 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 15, 2018 Filed Nov 17, 2018 00:13 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 18.849 $45.36 $854.99
Disclosure

SEC source: 0001127602-18-033508 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,140.161

Underlying: Common Stock · 18.849 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 21:05 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 19.538 $43.76 $854.98
Disclosure

SEC source: 0001127602-18-031638 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,121.312

Underlying: Common Stock · 19.538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:34 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 18.126 $47.17 $855.00
Disclosure

SEC source: 0001127602-18-030522 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,101.774

Underlying: Common Stock · 18.126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:46 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 17.214 $49.67 $855.02
Disclosure

SEC source: 0001127602-18-028836 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,083.648

Underlying: Common Stock · 17.214 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 1.628 shares.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 20:29 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 17.311 $49.39 $854.99
Disclosure

SEC source: 0001127602-18-027770 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,064.806

Underlying: Common Stock · 17.311 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 01:19 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 17.076 $50.07 $855.00
Disclosure

SEC source: 0001127602-18-026709 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,047.495

Underlying: Common Stock · 17.076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 21:16 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 17.535 $48.76 $855.01
Disclosure

SEC source: 0001127602-18-025701 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,030.419

Underlying: Common Stock · 17.535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 21:16 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.924 $50.52 $855.00
Disclosure

SEC source: 0001127602-18-024476 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,012.884

Underlying: Common Stock · 16.924 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
July 13, 2018 Filed Jul 17, 2018 21:16 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 18.038 $47.40 $855.00
Disclosure

SEC source: 0001127602-18-023438 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,995.96

Underlying: Common Stock · 18.038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:47 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 18.191 $47.00 $854.98
Disclosure

SEC source: 0001127602-18-022283 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,977.922

Underlying: Common Stock · 18.191 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 1.681 shares.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 20:49 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.66 $51.32 $854.99
Disclosure

SEC source: 0001127602-18-021206 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,958.05

Underlying: Common Stock · 16.66 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:24 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.461 $51.94 $854.98
Disclosure

SEC source: 0001127602-18-019555 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,941.39

Underlying: Common Stock · 16.461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:48 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.075 $53.19 $855.03
Disclosure

SEC source: 0001127602-18-017917 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,924.929

Underlying: Common Stock · 16.075 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 30, 2018 Filed May 1, 2018 21:08 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.332 $52.35 $854.98
Disclosure

SEC source: 0001127602-18-015763 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908.854

Underlying: Common Stock · 16.332 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
April 13, 2018 Filed Apr 16, 2018 22:35 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.705 $51.18 $854.96
Disclosure

SEC source: 0001127602-18-014681 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,892.522

Underlying: Common Stock · 16.705 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 21:07 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 16.931 $50.50 $855.02
Disclosure

SEC source: 0001127602-18-013352 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875.817

Underlying: Common Stock · 16.931 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:51 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 15.804 $54.10 $855.00
Disclosure

SEC source: 0001127602-18-012082 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,857.506

Underlying: Common Stock · 15.804 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:39 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 8,074 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · derivative · entry 8

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,493

Underlying: Common Stock · 8,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:39 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 3,956 $51.69 $204,485.64
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · nonDerivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,567

Read SEC document
March 07, 2018 Filed Mar 9, 2018 01:39 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 8,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · nonDerivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:39 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 931.009 $52.03 $48,440.40
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · derivative · entry 7

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,841.702

Underlying: Common Stock · 931.009 shares

Expires not disclosed

F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:39 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionPerformance Stock Unit · Derivative 2,612 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · derivative · entry 6

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,449

Underlying: Common Stock · 3,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:39 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 2,138 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · derivative · entry 5

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,567

Underlying: Common Stock · 2,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:39 UTC Voya Financial, Inc. VOYA · Entity 3571 Tax withholdingCommon Stock 2,724 $52.03 $141,729.72
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,449

Read SEC document
March 06, 2018 Filed Mar 9, 2018 01:39 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionCommon Stock 5,559 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010843 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 23:07 UTC Voya Financial, Inc. VOYA · Entity 3571 GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.349 $51.02 $476.99
Disclosure

SEC source: 0001127602-18-009756 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,910.693

Underlying: Common Stock · 9.349 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:11 UTC Voya Financial, Inc. VOYA · Entity 3571 Exercise / conversionRestricted Stock Units · Derivative 3,458 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008238 · form4.xml · derivative · entry 5

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,705

Underlying: Common Stock · 3,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.