Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | April 14, 2023 | April 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date April 14, 2023 · Filed April 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,730.009 |
Reported balance
After 2023-04-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-04-14 · Grant · Acquired 8.139 · Balance 5,730.009 F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
| Common StockSEC Table I · non-derivative | Direct | 203,024 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 203,024 |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 63,066 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 63,066 F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 182,374 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 182,374 F3: The options vest based on the conditions set forth in their respective agreements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,211 |
Reported balance
Holding disclosure · report date 2023-04-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 36,211 F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3: The options vest based on the conditions set forth in their respective agreements.
F4: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2023 Filed Apr 18, 2023 23:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.139 | $74.74 | $608.31 |
DisclosureSEC source: 0001127602-23-013170 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,730.009 Underlying: Common Stock · 8.139 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.513 | $71.46 | $608.34 |
DisclosureSEC source: 0001127602-23-011916 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,721.87 Underlying: Common Stock · 8.513 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 15.059 shares. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.362 | $64.98 | $608.34 |
DisclosureSEC source: 0001127602-23-010657 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,698.298 Underlying: Common Stock · 9.362 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 409.002 | $74.13 | $30,319.32 |
DisclosureSEC source: 0001127602-23-009568 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,688.936 Underlying: Common Stock · 409.002 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 02:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 5,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006951 · form4.xml · derivative · entry 12 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,211 Underlying: Common Stock · 5,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 02:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,117 | $73.34 | $155,260.78 |
DisclosureSEC source: 0001127602-23-006951 · form4.xml · nonDerivative · entry 8 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,024 Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 02:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 5,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006951 · form4.xml · nonDerivative · entry 7 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 02:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 8,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006951 · form4.xml · derivative · entry 11 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,930 Underlying: Common Stock · 8,024 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 02:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,971 | $74.44 | $221,161.24 |
DisclosureSEC source: 0001127602-23-006951 · form4.xml · nonDerivative · entry 6 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,422 Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 02:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 8,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006951 · form4.xml · nonDerivative · entry 5 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 02:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 5,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006951 · form4.xml · derivative · entry 10 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,954 Underlying: Common Stock · 5,981 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 02:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 21,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006951 · form4.xml · derivative · entry 9 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,066 Underlying: Common Stock · 21,479 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F2 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F2 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 02:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,335 | $74.44 | $173,817.40 |
DisclosureSEC source: 0001127602-23-006951 · form4.xml · nonDerivative · entry 4 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,369 Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 02:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 5,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006951 · form4.xml · nonDerivative · entry 3 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 02:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 9,955 | $74.44 | $741,050.20 |
DisclosureSEC source: 0001127602-23-006951 · form4.xml · nonDerivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,723 Read SEC document |
| February 20, 2023 Filed Feb 24, 2023 02:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 21,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006951 · form4.xml · nonDerivative · entry 1 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 21:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.893 | $61.49 | $608.32 |
DisclosureSEC source: 0001127602-23-000144 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,279.934 Underlying: Common Stock · 9.893 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 16.776 shares. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:31 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.16 | $59.88 | $608.38 |
DisclosureSEC source: 0001127602-22-027841 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,253.265 Underlying: Common Stock · 10.16 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 21:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 3,768 | $63.51 | $239,308.32 |
DisclosureSEC source: 0001127602-22-026973 · form4.xml · nonDerivative · entry 1 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,199 F1 · price: This transaction was executed in multiple trades at prices ranging from $63.5105 to $63.5150. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.22 | $65.98 | $608.34 |
DisclosureSEC source: 0001127602-22-026627 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,243.105 Underlying: Common Stock · 9.22 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 21:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.596 | $63.40 | $608.39 |
DisclosureSEC source: 0001127602-22-025759 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,233.885 Underlying: Common Stock · 9.596 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 20:08 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.899 | $68.36 | $608.34 |
DisclosureSEC source: 0001127602-22-024581 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,224.289 Underlying: Common Stock · 8.899 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 14, 2022 Filed Oct 17, 2022 20:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.597 | $63.38 | $608.26 |
DisclosureSEC source: 0001127602-22-023974 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,215.39 Underlying: Common Stock · 9.597 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.055 | $60.50 | $608.33 |
DisclosureSEC source: 0001127602-22-023231 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,205.793 Underlying: Common Stock · 10.055 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 16.938 shares. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:01 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.577 | $63.52 | $608.33 |
DisclosureSEC source: 0001127602-22-022705 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,178.8 Underlying: Common Stock · 9.577 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:07 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.887 | $61.53 | $608.35 |
DisclosureSEC source: 0001127602-22-021895 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,169.223 Underlying: Common Stock · 9.887 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.463 | $64.28 | $608.28 |
DisclosureSEC source: 0001127602-22-021071 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,159.336 Underlying: Common Stock · 9.463 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 20:07 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.112 | $60.16 | $608.34 |
DisclosureSEC source: 0001127602-22-020002 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,149.873 Underlying: Common Stock · 10.112 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 15, 2022 Filed Jul 18, 2022 20:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.479 | $58.05 | $608.31 |
DisclosureSEC source: 0001127602-22-019417 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,139.761 Underlying: Common Stock · 10.479 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 21:37 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 5,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019200 · form4.xml · derivative · entry 3 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,935 Underlying: Common Stock · 5,037 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 July 1, 2025. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 July 1, 2025. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 21:37 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 11,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019200 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,545 Underlying: Common Stock · 11,754 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date. F2 · derivative.expiration_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.218 | $59.53 | $608.28 |
DisclosureSEC source: 0001127602-22-018509 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,129.282 Underlying: Common Stock · 10.218 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 16.961 shares. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 20:07 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.035 | $60.62 | $608.32 |
DisclosureSEC source: 0001127602-22-017611 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,102.103 Underlying: Common Stock · 10.035 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 20:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.866 | $68.61 | $608.30 |
DisclosureSEC source: 0001127602-22-016139 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,092.068 Underlying: Common Stock · 8.866 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 13, 2022 Filed May 16, 2022 20:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.714 | $62.62 | $608.29 |
DisclosureSEC source: 0001127602-22-014650 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,083.202 Underlying: Common Stock · 9.714 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 29, 2022 Filed May 2, 2022 20:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.634 | $63.14 | $608.29 |
DisclosureSEC source: 0001127602-22-012841 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,073.488 Underlying: Common Stock · 9.634 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.005 | $67.56 | $608.38 |
DisclosureSEC source: 0001127602-22-012083 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,063.854 Underlying: Common Stock · 9.005 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 20:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.168 | $66.35 | $608.30 |
DisclosureSEC source: 0001127602-22-010853 · form4.xml · derivative · entry 3 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,054.849 Underlying: Common Stock · 9.168 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 20:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 12.835 | $67.51 | $866.49 |
DisclosureSEC source: 0001127602-22-010853 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,045.681 Underlying: Common Stock · 12.835 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.581 | $63.49 | $608.30 |
DisclosureSEC source: 0001127602-22-009518 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,032.846 Underlying: Common Stock · 9.581 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 690.597 | $60.82 | $42,002.11 |
DisclosureSEC source: 0001127602-22-008557 · form4.xml · derivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,023.265 Underlying: Common Stock · 690.597 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006679 · form4.xml · derivative · entry 9 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,898 Underlying: Common Stock · 665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F2 · shares: FICA tax withholding on the grant of restricted stock units. F9 · derivative.exercise_date: The stock units will vest based on their respective award agreements. F9 · derivative.expiration_date: The stock units will vest based on their respective award agreements. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 17,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006679 · form4.xml · derivative · entry 8 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,563 Underlying: Common Stock · 17,824 shares Expires not disclosed F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F8 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. F8 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 20,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006679 · form4.xml · derivative · entry 7 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,472 Underlying: Common Stock · 20,770 shares Expires not disclosed F6 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F7 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. F7 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 19,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006679 · form4.xml · derivative · entry 6 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,739 Underlying: Common Stock · 19,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 20,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006679 · form4.xml · derivative · entry 5 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,702 Underlying: Common Stock · 26,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.underlying_shares: Awarded at 129% of target. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 665 | $68.32 | $45,432.80 |
DisclosureSEC source: 0001127602-22-006679 · form4.xml · nonDerivative · entry 4 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,967 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006679 · form4.xml · nonDerivative · entry 3 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 17,472 | $68.32 | $1,193,687.04 |
DisclosureSEC source: 0001127602-22-006679 · form4.xml · nonDerivative · entry 2 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,967 Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 45,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006679 · form4.xml · nonDerivative · entry 1 Nelson Charles P · CIK 0001641449 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.