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VOYA

Voya Financial, Inc.

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3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2017 Filed Nov 16, 2017 16:37 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.658 $41.42 $400.03
Disclosure

SEC source: 0001127602-17-032420 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,739.033

Underlying: Common Stock · 9.658 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 21:42 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.45 $41.42 $350.00
Disclosure

SEC source: 0001127602-17-032425 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241.269

Underlying: Common Stock · 8.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 17:09 UTC Exercise / conversionRestricted Stock Units · Derivative 16,226 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032082 · form4.xml · derivative · entry 3

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,935

Underlying: Common Stock · 16,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 17:09 UTC Tax withholdingCommon Stock 7,870 $40.71 $320,387.70
Disclosure

SEC source: 0001127602-17-032082 · form4.xml · nonDerivative · entry 2

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,356

Read SEC document
November 10, 2017 Filed Nov 14, 2017 17:09 UTC Exercise / conversionCommon Stock 16,226 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032082 · form4.xml · nonDerivative · entry 1

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 16:32 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.96 $40.16 $399.99
Disclosure

SEC source: 0001127602-17-030774 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,729.375

Underlying: Common Stock · 9.96 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 20:25 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.715 $40.16 $349.99
Disclosure

SEC source: 0001127602-17-030769 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232.819

Underlying: Common Stock · 8.715 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:39 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-030780 · form4.xml · derivative · entry 3

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,127

Underlying: Common Stock · 1,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:39 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 574 $40.33 $23,149.42
Disclosure

SEC source: 0001127602-17-030780 · form4.xml · nonDerivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,595

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:39 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 1,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-030780 · form4.xml · nonDerivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:36 UTC Exercise / conversionRestricted Stock Units · Derivative 1,726 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-030777 · form4.xml · derivative · entry 3

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,986

Underlying: Common Stock · 1,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:36 UTC Tax withholdingCommon Stock 845 $40.33 $34,078.85
Disclosure

SEC source: 0001127602-17-030777 · form4.xml · nonDerivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,385

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:36 UTC Exercise / conversionCommon Stock 1,726 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-030777 · form4.xml · nonDerivative · entry 1

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:44 UTC
Walsh Patricia JSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 8,247 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-030557 · form4.xml · derivative · entry 3

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,795

Underlying: Common Stock · 8,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:44 UTC
Walsh Patricia JSee Remarks
Tax withholdingCommon Stock 4,604 $40.21 $185,126.84
Disclosure

SEC source: 0001127602-17-030557 · form4.xml · nonDerivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,305

Read SEC document
October 26, 2017 Filed Oct 30, 2017 23:44 UTC
Walsh Patricia JSee Remarks
Exercise / conversionCommon Stock 8,247 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-030557 · form4.xml · nonDerivative · entry 1

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 16:54 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 10.04 $39.84 $399.99
Disclosure

SEC source: 0001127602-17-029949 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,719.415

Underlying: Common Stock · 10.04 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 20:51 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.785 $39.84 $349.99
Disclosure

SEC source: 0001127602-17-029947 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224.104

Underlying: Common Stock · 8.785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:21 UTC PurchaseCommon Stock 114 $37.90 $4,320.09
Disclosure

SEC source: 0001127602-17-028929 · form4.xml · nonDerivative · entry 1

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,751

F1 · shares: These shares were purchased pursuant to the Voya Financial Employee Stock Purchase Plan ("ESPP").

Read SEC document
September 29, 2017 Filed Oct 2, 2017 17:31 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 10.028 $39.89 $400.02
Disclosure

SEC source: 0001127602-17-028686 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,709.375

Underlying: Common Stock · 10.028 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 1.682 shares.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 21:42 UTC GrantDeferred Fee Plan Issuer Stock Units · Derivative 235.021 $39.89 $9,374.99
Disclosure

SEC source: 0001127602-17-028688 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,970.973

Underlying: Common Stock · 235.021 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3 · balance_after: Includes dividend of 1.191 shares.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 21:25 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.774 $39.89 $349.99
Disclosure

SEC source: 0001127602-17-028675 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215.319

Underlying: Common Stock · 8.774 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 0.301 shares.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 17:58 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 10.548 $37.92 $399.98
Disclosure

SEC source: 0001127602-17-027636 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,697.665

Underlying: Common Stock · 10.548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 22:01 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.23 $37.92 $350.00
Disclosure

SEC source: 0001127602-17-027638 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206.244

Underlying: Common Stock · 9.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:23 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 6.438 $38.23 $246.12
Disclosure

SEC source: 0001127602-17-026838 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,687.117

Underlying: Common Stock · 6.438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 20:27 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.155 $38.23 $350.00
Disclosure

SEC source: 0001127602-17-026840 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197.014

Underlying: Common Stock · 9.155 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:32 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.998 $38.90 $350.02
Disclosure

SEC source: 0001127602-17-025930 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187.859

Underlying: Common Stock · 8.998 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
August 03, 2017 Filed Aug 3, 2017 20:45 UTC
SILVA KEVIN DSee Remarks
SaleCommon Stock 8,500 $40.28 $342,351.95
Disclosure

SEC source: 0001127602-17-024882 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,379

F1 · price: This transaction was executed in multiple trades at prices ranging from $40.265 to $40.297. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:00 UTC Exercise / conversionRestricted Stock Units · Derivative 890 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024546 · form4.xml · derivative · entry 3

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,712

Underlying: Common Stock · 890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:00 UTC Tax withholdingCommon Stock 436 $39.24 $17,108.64
Disclosure

SEC source: 0001127602-17-024546 · form4.xml · nonDerivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,504

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:00 UTC Exercise / conversionCommon Stock 890 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-024546 · form4.xml · nonDerivative · entry 1

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

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July 31, 2017 Filed Aug 1, 2017 20:55 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.919 $39.24 $349.98
Disclosure

SEC source: 0001127602-17-024540 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178.861

Underlying: Common Stock · 8.919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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July 14, 2017 Filed Jul 18, 2017 20:28 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.351 $37.43 $350.01
Disclosure

SEC source: 0001127602-17-023784 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169.942

Underlying: Common Stock · 9.351 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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June 30, 2017 Filed Jul 5, 2017 22:09 UTC GrantDeferred Fee Plan Issuer Stock Units · Derivative 254.134 $36.89 $9,375.00
Disclosure

SEC source: 0001127602-17-023086 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,734.761

Underlying: Common Stock · 254.134 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3 · balance_after: Includes dividend of 1.200 shares.

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June 30, 2017 Filed Jul 5, 2017 22:06 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.487 $36.89 $349.98
Disclosure

SEC source: 0001127602-17-023078 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160.591

Underlying: Common Stock · 9.487 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 0.307 shares.

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June 15, 2017 Filed Jun 16, 2017 20:46 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.361 $37.39 $350.01
Disclosure

SEC source: 0001127602-17-021584 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150.797

Underlying: Common Stock · 9.361 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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June 02, 2017 Filed Jun 6, 2017 20:37 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
PurchaseCommon Stock 8,475 $35.29 $299,065.80
Disclosure

SEC source: 0001127602-17-020683 · form4.xml · nonDerivative · entry 1

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,221

F1 · kind: The reporting person's purchase of shares reported herein is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. The reporting person has voluntarily disgorged to the Company the Section 16 profit realized in connection with the transaction.

F2 · price: This transaction was executed in multiple trades at prices ranging from $35.27 to $35.29. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

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June 02, 2017 Filed Jun 6, 2017 20:31 UTC
Smith Michael SSee Remarks
PurchaseCommon Stock 5,000 $35.24 $176,201.50
Disclosure

SEC source: 0001127602-17-020678 · form4.xml · nonDerivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,142

F1 · price: This transaction was executed in multiple trades at prices ranging from $35.236 to $35.25. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

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June 02, 2017 Filed Jun 6, 2017 20:34 UTC
Walsh Patricia JSee Remarks
PurchaseCommon Stock 2,777 $35.33 $98,119.74
Disclosure

SEC source: 0001127602-17-020680 · form4.xml · nonDerivative · entry 1

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,662

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May 31, 2017 Filed Jun 1, 2017 20:30 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 10.24 $34.18 $350.00
Disclosure

SEC source: 0001127602-17-020008 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141.436

Underlying: Common Stock · 10.24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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May 23, 2017 Filed May 23, 2017 21:41 UTC
SILVA KEVIN DSee Remarks
OtherCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019177 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,879

F1 · shares: This transfer is made pursuant to Rule 16a-12 of the Exchange Act Rules.

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May 15, 2017 Filed May 17, 2017 20:34 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.536 $36.70 $349.97
Disclosure

SEC source: 0001127602-17-018497 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131.196

Underlying: Common Stock · 9.536 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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May 04, 2017 Filed May 5, 2017 21:46 UTC SaleCommon Stock 28,899 $37.50 $1,083,712.50
Disclosure

SEC source: 0001127602-17-017131 · form4.xml · nonDerivative · entry 1

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,637

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2017.

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May 01, 2017 Filed May 3, 2017 21:04 UTC
Nelson Charles PCEO, Retirement
Exercise / conversionRestricted Stock Units · Derivative 5,464 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016639 · form4.xml · derivative · entry 3

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,916

Underlying: Common Stock · 5,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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May 01, 2017 Filed May 3, 2017 21:04 UTC
Nelson Charles PCEO, Retirement
Tax withholdingCommon Stock 2,663 $37.74 $100,501.62
Disclosure

SEC source: 0001127602-17-016639 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,368

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May 01, 2017 Filed May 3, 2017 21:04 UTC
Nelson Charles PCEO, Retirement
Exercise / conversionCommon Stock 5,464 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-016639 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
April 28, 2017 Filed May 1, 2017 23:58 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.363 $37.38 $349.99
Disclosure

SEC source: 0001127602-17-016178 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121.66

Underlying: Common Stock · 9.363 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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April 13, 2017 Filed Apr 18, 2017 20:28 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.763 $35.85 $350.00
Disclosure

SEC source: 0001127602-17-014924 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112.297

Underlying: Common Stock · 9.763 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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March 31, 2017 Filed Apr 3, 2017 17:44 UTC GrantRestricted Stock Units · Derivative 3,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013621 · form4.xml · derivative · entry 2

HUBBELL FRED S · CIK 0001022065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,386

Underlying: Common Stock · 3,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on March 31, 2018.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on March 31, 2018.

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March 31, 2017 Filed Apr 3, 2017 17:35 UTC GrantRestricted Stock Units · Derivative 3,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013611 · form4.xml · derivative · entry 2

ZWIENER DAVID K · CIK 0001029169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,386

Underlying: Common Stock · 3,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on March 31, 2018.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on March 31, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.