Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MACERICH COMAC · Entity 3712 | Director | March 02, 2018 | March 07, 2018 |
| Voya Financial, Inc.VOYA · Entity 3571 | Director | March 31, 2017 | April 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MACERICH CO
Report date March 02, 2018 · Filed March 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,804 |
Reported balance
After 2018-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-02 · Grant · Acquired 2,117 · Balance 47,804 F1: Represents the reporting person's annual equity award for service on the Board of Directors which was paid in the form of restricted stock units that vest in one year and was granted on the date designated by the Compensation Committee for all annual employee and director bonuses and awards consistent with past practice. F2: Under The Macerich Company 2003 Equity Incentive Plan (the "2003 Plan"), a director may elect to have his or her account credited with dividend equivalents on the director's deferred restricted stock units when the Company pays cash dividends on its common stock, and to have such dividend equivalents denominated in additional stock units based on the fair market value of the Company's common stock on the applicable dividend payment date. Includes 345 previously unreported stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan. F3: The reporting person also holds 73,499 stock units under the Company's Director Phantom Stock Plan, which units are convertible for an equal number of shares of The Macerich Company's common stock. F4: 970 shares are also held by the Frederick S. Hubbell Article IV Trust U/A 11/23/83. 10,511 shares are also held by the James W. Hubbell, Jr. Trust for the benefit of the reporting person and his descendants. F5: In addition, 5,705 shares are held by his wife. The reporting person disclaims beneficial ownership of all shares held by his wife and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the reporting person's annual equity award for service on the Board of Directors which was paid in the form of restricted stock units that vest in one year and was granted on the date designated by the Compensation Committee for all annual employee and director bonuses and awards consistent with past practice.
F2: Under The Macerich Company 2003 Equity Incentive Plan (the "2003 Plan"), a director may elect to have his or her account credited with dividend equivalents on the director's deferred restricted stock units when the Company pays cash dividends on its common stock, and to have such dividend equivalents denominated in additional stock units based on the fair market value of the Company's common stock on the applicable dividend payment date. Includes 345 previously unreported stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan.
F3: The reporting person also holds 73,499 stock units under the Company's Director Phantom Stock Plan, which units are convertible for an equal number of shares of The Macerich Company's common stock.
F4: 970 shares are also held by the Frederick S. Hubbell Article IV Trust U/A 11/23/83. 10,511 shares are also held by the James W. Hubbell, Jr. Trust for the benefit of the reporting person and his descendants.
F5: In addition, 5,705 shares are held by his wife. The reporting person disclaims beneficial ownership of all shares held by his wife and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.
Voya Financial, Inc.
Report date March 31, 2017 · Filed April 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,386 |
Reported balance
After 2017-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-03-31 · Grant · Acquired 3,029 · Balance 15,386 F1: Each stock unit represents a conditional right to receive one share of the company's common stock. F2: 100% of the restricted stock units will vest on March 31, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 7,664 |
Reported balance
Holding disclosure · report date 2017-03-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,664 |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit represents a conditional right to receive one share of the company's common stock.
F2: 100% of the restricted stock units will vest on March 31, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2018 Filed Mar 7, 2018 01:03 UTC | MACERICH CO MAC · Entity 3712 | GrantCommon Stock | 2,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003713 · edgar.xml · nonDerivative · entry 1 HUBBELL FRED S · CIK 0001022065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,804 F1 · shares: Represents the reporting person's annual equity award for service on the Board of Directors which was paid in the form of restricted stock units that vest in one year and was granted on the date designated by the Compensation Committee for all annual employee and director bonuses and awards consistent with past practice. F2 · balance_after: Under The Macerich Company 2003 Equity Incentive Plan (the "2003 Plan"), a director may elect to have his or her account credited with dividend equivalents on the director's deferred restricted stock units when the Company pays cash dividends on its common stock, and to have such dividend equivalents denominated in additional stock units based on the fair market value of the Company's common stock on the applicable dividend payment date. Includes 345 previously unreported stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan. F3 · balance_after: The reporting person also holds 73,499 stock units under the Company's Director Phantom Stock Plan, which units are convertible for an equal number of shares of The Macerich Company's common stock. F4 · balance_after: 970 shares are also held by the Frederick S. Hubbell Article IV Trust U/A 11/23/83. 10,511 shares are also held by the James W. Hubbell, Jr. Trust for the benefit of the reporting person and his descendants. F5 · balance_after: In addition, 5,705 shares are held by his wife. The reporting person disclaims beneficial ownership of all shares held by his wife and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:44 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013621 · form4.xml · derivative · entry 2 HUBBELL FRED S · CIK 0001022065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,386 Underlying: Common Stock · 3,029 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 100% of the restricted stock units will vest on March 31, 2018. F2 · derivative.expiration_date: 100% of the restricted stock units will vest on March 31, 2018. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:19 UTC | MACERICH CO MAC · Entity 3712 | GrantCommon Stock | 1,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004204 · edgar.xml · nonDerivative · entry 1 HUBBELL FRED S · CIK 0001022065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,342 F1 · shares: Represents the reporting person's annual equity award for service on the Board of Directors which was paid in the form of restricted stock units that vest in one year and was granted on the date designated by the Compensation Committee for all annual employee and director bonuses and awards consistent with past practice. F2 · balance_after: Under The Macerich Company 2003 Equity Incentive Plan (the "2003 Plan"), a director may elect to have his or her account credited with dividend equivalents on the director's deferred restricted stock units when the Company pays cash dividends on its common stock, and to have such dividend equivalents denominated in additional stock units based on the fair market value of the Company's common stock on the applicable dividend payment date. Includes 187 previously unreported stock units that have been credited as dividend equivalents under the deferral feature of the 2003 Plan. F3 · balance_after: The reporting person also holds 71,113 stock units under the Company's Director Phantom Stock Plan, which units are convertible for an equal number of shares of The Macerich Company's common stock. F4 · balance_after: 970 shares are also held by the Frederick S. Hubbell Article IV Trust U/A 11/23/83. 10,511 shares are also held by the James W. Hubbell, Jr. Trust for the benefit of the reporting person and his descendants. F5 · balance_after: In addition, 5,705 shares are held by his wife. The reporting person disclaims beneficial ownership of all shares held by his wife and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise. Read SEC document |
| August 03, 2016 Filed Jan 5, 2017 01:07 UTC | MACERICH CO MAC · Entity 3712 | GiftCommon Stock | 8,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000396 · edgar.xml · nonDerivative · entry 1 HUBBELL FRED S · CIK 0001022065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,278 F1 · balance_after: 970 shares are also held by the Frederick S. Hubbell Article IV Trust U/A 11/23/83. 10,511 shares are also held by the James W. Hubbell, Jr. Trust for the benefit of the reporting person and his descendants. F2 · balance_after: In addition, 5,705 shares are held by his wife. The reporting person disclaims beneficial ownership of all shares held by his wife and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.