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VOYA

Voya Financial, Inc.

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3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2018 Filed Feb 24, 2018 02:03 UTC Exercise / conversionCommon Stock 8,763 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008232 · form4.xml · nonDerivative · entry 1

Karaoglan Alain M · CIK 0001574919 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:00 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008230 · form4.xml · derivative · entry 6

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,595

Underlying: Common Stock · 3,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:00 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 2,130 $50.71 $108,012.30
Disclosure

SEC source: 0001127602-18-008230 · form4.xml · nonDerivative · entry 2

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,169

Read SEC document
February 22, 2018 Filed Feb 24, 2018 02:00 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 3,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008230 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 01:56 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 23,237 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008225 · form4.xml · derivative · entry 6

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,401

Underlying: Common Stock · 23,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2018 Filed Feb 24, 2018 01:56 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 9,397 $50.71 $476,521.87
Disclosure

SEC source: 0001127602-18-008225 · form4.xml · nonDerivative · entry 2

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,061

Read SEC document
February 22, 2018 Filed Feb 24, 2018 01:56 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 23,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-008225 · form4.xml · nonDerivative · entry 1

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:28 UTC GrantPerformance Stock Unit · Derivative 13,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008250 · form4.xml · derivative · entry 4

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,762

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:28 UTC GrantRestricted Stock Units · Derivative 11,203 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008250 · form4.xml · derivative · entry 3

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,138

Underlying: Common Stock · 11,203 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:14 UTC
Ferrara NancySee Remarks
GrantPerformance Stock Unit · Derivative 5,684 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008240 · form4.xml · derivative · entry 4

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,141

Underlying: Common Stock · 5,684 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:14 UTC
Ferrara NancySee Remarks
GrantRestricted Stock Units · Derivative 4,899 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008240 · form4.xml · derivative · entry 3

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,303

Underlying: Common Stock · 4,899 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:06 UTC GrantPerformance Stock Unit · Derivative 1,860 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008234 · form4.xml · derivative · entry 4

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,027

Underlying: Common Stock · 1,860 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:06 UTC GrantRestricted Stock Units · Derivative 2,395 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008234 · form4.xml · derivative · entry 3

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,438

Underlying: Common Stock · 2,395 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:25 UTC
Walsh Patricia JSee Remarks
GrantPerformance Stock Unit · Derivative 14,376 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008248 · form4.xml · derivative · entry 4

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,161

Underlying: Common Stock · 14,376 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:25 UTC
Walsh Patricia JSee Remarks
GrantRestricted Stock Units · Derivative 12,390 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008248 · form4.xml · derivative · entry 3

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,185

Underlying: Common Stock · 12,390 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:23 UTC
Nelson Charles PCEO, Retirement
GrantPerformance Stock Unit · Derivative 22,608 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008246 · form4.xml · derivative · entry 4

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,289

Underlying: Common Stock · 22,608 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:23 UTC
Nelson Charles PCEO, Retirement
GrantRestricted Stock Units · Derivative 19,484 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008246 · form4.xml · derivative · entry 3

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,400

Underlying: Common Stock · 19,484 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:19 UTC GrantPerformance Stock Unit · Derivative 11,937 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008244 · form4.xml · derivative · entry 4

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,848

Underlying: Common Stock · 11,937 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:19 UTC GrantRestricted Stock Units · Derivative 10,288 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008244 · form4.xml · derivative · entry 3

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,274

Underlying: Common Stock · 10,288 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:17 UTC
Smith Michael SSee Remarks
GrantPerformance Stock Unit · Derivative 22,091 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008242 · form4.xml · derivative · entry 4

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,768

Underlying: Common Stock · 22,091 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:17 UTC
Smith Michael SSee Remarks
GrantRestricted Stock Units · Derivative 19,039 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008242 · form4.xml · derivative · entry 3

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,166

Underlying: Common Stock · 19,039 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:08 UTC GrantPerformance Stock Unit · Derivative 23,254 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008236 · form4.xml · derivative · entry 4

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,212

Underlying: Common Stock · 23,254 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:08 UTC GrantRestricted Stock Units · Derivative 20,041 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008236 · form4.xml · derivative · entry 3

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,203

Underlying: Common Stock · 20,041 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:11 UTC GrantPerformance Stock Unit · Derivative 10,046 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008238 · form4.xml · derivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,187

Underlying: Common Stock · 10,046 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:11 UTC GrantRestricted Stock Units · Derivative 8,657 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008238 · form4.xml · derivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,163

Underlying: Common Stock · 8,657 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:00 UTC
SILVA KEVIN DSee Remarks
GrantPerformance Stock Unit · Derivative 11,883 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008230 · form4.xml · derivative · entry 5

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,204

Underlying: Common Stock · 11,883 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 02:00 UTC
SILVA KEVIN DSee Remarks
GrantRestricted Stock Units · Derivative 10,241 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008230 · form4.xml · derivative · entry 4

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,515

Underlying: Common Stock · 10,241 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:56 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantPerformance Stock Unit · Derivative 69,764 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008225 · form4.xml · derivative · entry 5

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,013

Underlying: Common Stock · 69,764 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:56 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 60,124 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008225 · form4.xml · derivative · entry 4

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,638

Underlying: Common Stock · 60,124 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 17:14 UTC Amendment GrantPerformance Stock Unit · Derivative 14,131 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009739 · form4a.xml · derivative · entry 2

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,893

Underlying: Common Stock · 14,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 17:24 UTC Amendment
Ferrara NancySee Remarks
GrantPerformance Stock Unit · Derivative 6,179 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009748 · form4a.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,636

Underlying: Common Stock · 6,179 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 17:27 UTC Amendment GrantPerformance Stock Unit · Derivative 2,022 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009750 · form4a.xml · derivative · entry 2

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,189

Underlying: Common Stock · 2,022 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 22:21 UTC Amendment GrantPerformance Stock Unit · Derivative 10,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009745 · form4a.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,061

Underlying: Common Stock · 10,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 22:17 UTC Amendment
Walsh Patricia JSee Remarks
GrantPerformance Stock Unit · Derivative 15,627 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009741 · form4a.xml · derivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,412

Underlying: Common Stock · 15,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 22:19 UTC Amendment
SILVA KEVIN DSee Remarks
GrantPerformance Stock Unit · Derivative 12,917 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009743 · form4a.xml · derivative · entry 2

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,238

Underlying: Common Stock · 12,917 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 22:10 UTC Amendment
Nelson Charles PCEO, Retirement
GrantPerformance Stock Unit · Derivative 24,576 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009732 · form4a.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,257

Underlying: Common Stock · 24,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 22:12 UTC Amendment GrantPerformance Stock Unit · Derivative 12,976 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009736 · form4a.xml · derivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,887

Underlying: Common Stock · 12,976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 22:07 UTC Amendment GrantPerformance Stock Unit · Derivative 25,278 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009727 · form4a.xml · derivative · entry 2

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,236

Underlying: Common Stock · 25,278 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 22:05 UTC Amendment
Smith Michael SSee Remarks
GrantPerformance Stock Unit · Derivative 24,014 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009724 · form4a.xml · derivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,691

Underlying: Common Stock · 24,014 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2018 Filed Mar 2, 2018 22:02 UTC Amendment
MARTIN RODNEY O JRDirector · Chairman and CEO
GrantPerformance Stock Unit · Derivative 75,834 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009721 · form4a.xml · derivative · entry 3

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,083

Underlying: Common Stock · 75,834 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:53 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.436 $50.55 $476.99
Disclosure

SEC source: 0001127602-18-007357 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,901.344

Underlying: Common Stock · 9.436 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:22 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.189 $51.91 $477.00
Disclosure

SEC source: 0001127602-18-003305 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,891.908

Underlying: Common Stock · 9.189 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 21:51 UTC GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.808 $54.16 $477.04
Disclosure

SEC source: 0001127602-18-001848 · form4.xml · derivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,882.719

Underlying: Common Stock · 8.808 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 16:54 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.086 $49.47 $400.01
Disclosure

SEC source: 0001127602-18-000160 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,766.293

Underlying: Common Stock · 8.086 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 1.346 shares.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:50 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.074 $49.47 $349.95
Disclosure

SEC source: 0001127602-18-000153 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264.191

Underlying: Common Stock · 7.074 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · balance_after: Includes dividend of 0.249 shares.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:43 UTC GrantDeferred Fee Plan Issuer Stock Units · Derivative 189.509 $49.47 $9,375.01
Disclosure

SEC source: 0001127602-18-000144 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,161.474

Underlying: Common Stock · 189.509 shares

Expires not disclosed

F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

F3 · balance_after: Includes dividend of 0.992 shares.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:43 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 8.778 $45.57 $400.01
Disclosure

SEC source: 0001127602-17-035151 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,756.861

Underlying: Common Stock · 8.778 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:34 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.68 $45.57 $349.98
Disclosure

SEC source: 0001127602-17-035148 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256.868

Underlying: Common Stock · 7.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:37 UTC
Ferrara NancySee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 9.05 $44.20 $400.01
Disclosure

SEC source: 0001127602-17-033682 · form4.xml · derivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,748.083

Underlying: Common Stock · 9.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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November 30, 2017 Filed Dec 1, 2017 21:39 UTC
Nelson Charles PCEO, Retirement
GrantDeferred Savings Plan Issuer Stock Units · Derivative 7.919 $44.20 $350.02
Disclosure

SEC source: 0001127602-17-033685 · form4.xml · derivative · entry 2

Nelson Charles P · CIK 0001641449 · CEO, Retirement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249.188

Underlying: Common Stock · 7.919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.