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VOYA

Voya Financial, Inc.

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3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2019 Filed Mar 11, 2019 21:29 UTC
Nelson Charles PSee Remarks
GrantDeferred Savings Plan Issuer Stock Units · Derivative 453.768 $49.10 $22,280.01
Disclosure

SEC source: 0001127602-19-010854 · form4.xml · derivative · entry 5

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314.202

Underlying: Common Stock · 453.768 shares

Expires not disclosed

F4 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F4 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F4 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:29 UTC
Nelson Charles PSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 30,701 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001127602-19-010854 · form4.xml · derivative · entry 4

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,580

Underlying: Common Stock · 40,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:29 UTC
Nelson Charles PSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 8,373 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010854 · form4.xml · derivative · entry 3

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,361

Underlying: Common Stock · 8,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:29 UTC
Nelson Charles PSee Remarks
Tax withholdingCommon Stock 22,667 $49.10 $1,112,949.70
Disclosure

SEC source: 0001127602-19-010854 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,466

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:29 UTC
Nelson Charles PSee Remarks
Exercise / conversionCommon Stock 49,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-010854 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:23 UTC Exercise / conversionPerformance Stock Unit · Derivative 14,368 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001127602-19-010848 · form4.xml · derivative · entry 5

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,081

Underlying: Common Stock · 19,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:23 UTC Exercise / conversionRestricted Stock Units · Derivative 3,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010848 · form4.xml · derivative · entry 4

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,231

Underlying: Common Stock · 3,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:23 UTC Tax withholdingCommon Stock 9,315 $49.10 $457,366.50
Disclosure

SEC source: 0001127602-19-010848 · form4.xml · nonDerivative · entry 2

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,280

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:23 UTC Exercise / conversionCommon Stock 23,028 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-010848 · form4.xml · nonDerivative · entry 1

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:19 UTC
Smith Michael SSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 26,512 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001127602-19-010845 · form4.xml · derivative · entry 4

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,888

Underlying: Common Stock · 35,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:19 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 7,231 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010845 · form4.xml · derivative · entry 3

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,582

Underlying: Common Stock · 7,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:19 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 22,615 $49.10 $1,110,396.50
Disclosure

SEC source: 0001127602-19-010845 · form4.xml · nonDerivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,503

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:19 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 42,491 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-010845 · form4.xml · nonDerivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
March 01, 2019 Filed Mar 1, 2019 21:34 UTC PurchaseCommon Stock 926 $50.60 $46,852.08
Disclosure

SEC source: 0001127602-19-009209 · form4.xml · nonDerivative · entry 1

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,162

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's husband. The reporting person is the trustee of the trust.

Read SEC document
February 28, 2019 Filed Feb 28, 2019 17:04 UTC
Walsh Patricia JSee Remarks
SaleCommon Stock 6,062 $50.71 $307,419.78
Disclosure

SEC source: 0001127602-19-008958 · form4.xml · nonDerivative · entry 1

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,062

F1 · price: This transaction was executed in multiple trades at prices ranging from $50.711 to $50.715. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:34 UTC OtherDeferred Fee Plan Issuer Stock Units · Derivative 926.777 $50.57 $46,867.11
Disclosure

SEC source: 0001127602-19-009209 · form4.xml · derivative · entry 2

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865.245

Underlying: Common Stock · 926.777 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan.

F2 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan.

F2 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of common stock and is settled in cash. The stock units become payable in accordance with the terms of the deferred compensation plan.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 18:39 UTC
SILVA KEVIN DSee Remarks
SaleCommon Stock 1,015 $50.28 $51,034.20
Disclosure

SEC source: 0001127602-19-008454 · form4.xml · nonDerivative · entry 3

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,177

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:45 UTC SaleCommon Stock 2,283 $50.28 $114,789.24
Disclosure

SEC source: 0001127602-19-008464 · form4.xml · nonDerivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,567

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:23 UTC
SILVA KEVIN DSee Remarks
SaleCommon Stock 892 $50.04 $44,635.68
Disclosure

SEC source: 0001127602-19-008235 · form4.xml · nonDerivative · entry 5

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,163

Read SEC document
February 22, 2019 Filed Feb 26, 2019 02:09 UTC SaleCommon Stock 1,853 $49.98 $92,608.86
Disclosure

SEC source: 0001127602-19-008223 · form4.xml · nonDerivative · entry 3

Ragavan Chetlur S · CIK 0001596066 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,567

F2 · price: This transaction was executed in multiple trades at prices ranging from $49.9701 to $49.978. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 19:00 UTC Exercise / conversionRestricted Stock Units · Derivative 2,828 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008483 · form4.xml · derivative · entry 3

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,022

Underlying: Common Stock · 2,828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 19:00 UTC Tax withholdingCommon Stock 1,081 $49.95 $53,995.95
Disclosure

SEC source: 0001127602-19-008483 · form4.xml · nonDerivative · entry 2

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,649

Read SEC document
February 22, 2019 Filed Feb 26, 2019 19:00 UTC Exercise / conversionCommon Stock 2,828 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008483 · form4.xml · nonDerivative · entry 1

Parent Margaret M. · CIK 0001687036 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:51 UTC
Ferrara NancySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,932 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008472 · form4.xml · derivative · entry 3

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,869

Underlying: Common Stock · 1,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:51 UTC
Ferrara NancySee Remarks
Tax withholdingCommon Stock 645 $49.95 $32,217.75
Disclosure

SEC source: 0001127602-19-008472 · form4.xml · nonDerivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,418

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:51 UTC
Ferrara NancySee Remarks
Exercise / conversionCommon Stock 1,932 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008472 · form4.xml · nonDerivative · entry 1

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 19:06 UTC Exercise / conversionRestricted Stock Units · Derivative 901 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008492 · form4.xml · derivative · entry 3

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,087

Underlying: Common Stock · 901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 19:06 UTC Tax withholdingCommon Stock 322 $49.95 $16,083.90
Disclosure

SEC source: 0001127602-19-008492 · form4.xml · nonDerivative · entry 2

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,011

Read SEC document
February 22, 2019 Filed Feb 26, 2019 19:06 UTC Exercise / conversionCommon Stock 901 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008492 · form4.xml · nonDerivative · entry 1

Cobb Clyde Landon Jr. · CIK 0001626551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:53 UTC Exercise / conversionRestricted Stock Units · Derivative 5,533 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008474 · form4.xml · derivative · entry 3

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,616

Underlying: Common Stock · 5,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:53 UTC Tax withholdingCommon Stock 1,680 $49.95 $83,916.00
Disclosure

SEC source: 0001127602-19-008474 · form4.xml · nonDerivative · entry 2

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,100

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:53 UTC Exercise / conversionCommon Stock 5,533 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008474 · form4.xml · nonDerivative · entry 1

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 19:04 UTC
Walsh Patricia JSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,671 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008489 · form4.xml · derivative · entry 3

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,582

Underlying: Common Stock · 3,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 19:04 UTC
Walsh Patricia JSee Remarks
Tax withholdingCommon Stock 1,771 $49.95 $88,461.45
Disclosure

SEC source: 0001127602-19-008489 · form4.xml · nonDerivative · entry 2

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,124

Read SEC document
February 22, 2019 Filed Feb 26, 2019 19:04 UTC
Walsh Patricia JSee Remarks
Exercise / conversionCommon Stock 3,671 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008489 · form4.xml · nonDerivative · entry 1

Walsh Patricia J · CIK 0001448864 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:39 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008454 · form4.xml · derivative · entry 4

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,142

Underlying: Common Stock · 3,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:39 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 1,891 $49.95 $94,455.45
Disclosure

SEC source: 0001127602-19-008454 · form4.xml · nonDerivative · entry 2

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,192

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:39 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 3,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008454 · form4.xml · nonDerivative · entry 1

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:48 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 23,238 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008470 · form4.xml · derivative · entry 4

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,271

Underlying: Common Stock · 23,238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:48 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Tax withholdingCommon Stock 12,368 $49.95 $617,781.60
Disclosure

SEC source: 0001127602-19-008470 · form4.xml · nonDerivative · entry 2

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,877

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:48 UTC
MARTIN RODNEY O JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 23,238 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008470 · form4.xml · nonDerivative · entry 1

MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:56 UTC Exercise / conversionRestricted Stock Units · Derivative 3,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008477 · form4.xml · derivative · entry 3

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,472

Underlying: Common Stock · 3,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:56 UTC Tax withholdingCommon Stock 1,632 $49.95 $81,518.40
Disclosure

SEC source: 0001127602-19-008477 · form4.xml · nonDerivative · entry 2

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,660

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:56 UTC Exercise / conversionCommon Stock 3,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008477 · form4.xml · nonDerivative · entry 1

Johnson Carolyn M · CIK 0001361819 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 00:02 UTC
Smith Michael SSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 6,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008486 · form4.xml · derivative · entry 3

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,813

Underlying: Common Stock · 6,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2019 Filed Feb 27, 2019 00:02 UTC
Smith Michael SSee Remarks
Tax withholdingCommon Stock 3,497 $49.95 $174,675.15
Disclosure

SEC source: 0001127602-19-008486 · form4.xml · nonDerivative · entry 2

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,627

Read SEC document
February 22, 2019 Filed Feb 27, 2019 00:02 UTC
Smith Michael SSee Remarks
Exercise / conversionCommon Stock 6,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008486 · form4.xml · nonDerivative · entry 1

Smith Michael S · CIK 0001574979 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:58 UTC
Nelson Charles PSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 6,762 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-008479 · form4.xml · derivative · entry 3

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,734

Underlying: Common Stock · 6,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:58 UTC
Nelson Charles PSee Remarks
Tax withholdingCommon Stock 3,115 $49.95 $155,594.25
Disclosure

SEC source: 0001127602-19-008479 · form4.xml · nonDerivative · entry 2

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,928

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:58 UTC
Nelson Charles PSee Remarks
Exercise / conversionCommon Stock 6,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-008479 · form4.xml · nonDerivative · entry 1

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.