Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 12, 2018 Filed Jun 15, 2018 12:40 UTC |
FALCONE PHILIPDirector · CEO, Chairman and President · 10% owner
|
GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · nonDerivative · entry 2 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,134,921 Read SEC document |
| April 02, 2018 Filed Jun 15, 2018 12:40 UTC |
FALCONE PHILIPDirector · CEO, Chairman and President · 10% owner
|
GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159,921 Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 00:48 UTC |
BARR WAYNE JRDirector
|
PurchaseCommon Stock | 200,000 | $5.35 | $1,070,000.00 |
DisclosureSEC source: 0001006837-18-000029 · wf-form4_152150687890166.xml · nonDerivative · entry 2 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CCUR Holdings, Inc. Disclosed balance after: 200,000 F1 · ownership.nature: Shares of Issuer Common Stock held by CCUR Holdings, Inc., of which Reporting Person is Chairman, President and CEO. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 00:47 UTC |
Herbst Suzi RChief Administrative Officer
|
GrantCommon Stock | 20,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000028 · wf-form4_152150684166794.xml · nonDerivative · entry 1 Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,827 F1 · shares: Reflects shares of restricted stock granted pursuant to the HC2 Holdings, Inc. Amended and Restated 2014 Omnibus Equity Award Plan, 13,761 of which will vest on March 16, 2019 and 6,881 of which will vest on March 16, 2020, provided the Reporting Person is employed by the Issuer on the applicable vesting date. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 21:07 UTC |
FALCONE PHILIPDirector · CEO, Chairman and President · 10% owner
|
Tax withholdingCommon Stock | 42,992 | $5.74 | $246,774.08 |
DisclosureSEC source: 0001006837-18-000014 · wf-form4_152097523066617.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209,921 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 21:07 UTC |
Sena Michael J.Chief Financial Officer
|
Tax withholdingCommon Stock | 8,114 | $5.74 | $46,574.36 |
DisclosureSEC source: 0001006837-18-000013 · wf-form4_152097521308584.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,625 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 21:06 UTC |
Herbst Suzi RChief Administrative Officer
|
Tax withholdingCommon Stock | 2,308 | $5.74 | $13,247.92 |
DisclosureSEC source: 0001006837-18-000012 · wf-form4_152097519112111.xml · nonDerivative · entry 1 Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,185 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:33 UTC |
Herbst Suzi RChief Administrative Officer
|
SaleCommon Stock | 5,303 | $4.99 | $26,483.18 |
DisclosureSEC source: 0001006837-17-000193 · wf-form4_151069877609495.xml · nonDerivative · entry 1 Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,493 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.950 to $5.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:32 UTC |
Ferraro Joseph AnthonyChief Legal Officer & Corp Sec
|
GrantCommon Stock | 99,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000192 · wf-form4_151069875959207.xml · nonDerivative · entry 1 Ferraro Joseph Anthony · CIK 0001717154 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,404 F1 · shares: The shares of restricted stock were awarded pursuant to an Employment Agreement (the "Employment Agreement") between Reporting Person and HC2 Holdings, Inc. (the "Issuer"). Subject to the condition that Reporting Person has neither been terminated by the Issuer for Cause nor resigned without Good Reason (both as defined in the Employment Agreement) before the applicable vesting date, the restricted stock will vest in installments of one-third (33,135 shares) on November 13, 2018, one-third (33,135 shares) on November 13, 2019 and one-third (33,134 shares) on November 13, 2020. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:33 UTC |
LEFFLER ROBERT V JRDirector
|
SaleCommon Stock | 20,000 | $5.00 | $99,920.00 |
DisclosureSEC source: 0001006837-17-000194 · wf-form4_151069879214682.xml · nonDerivative · entry 1 LEFFLER ROBERT V JR · CIK 0001016916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,779 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.972 to $5.010, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. Read SEC document |
| June 19, 2017 Filed Jun 22, 2017 01:30 UTC |
BARR WAYNE JRDirector
|
GrantCommon Stock | 10,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000137 · wf-form4_149809498812706.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,596 F1 · shares: The shares of restricted stock will vest in installments of 66-2/3% on June 19, 2018 and 33-1/3% on June 1, 2019, provided Reporting Person continues as a Director of HC2 Holdings, Inc. on each such vesting date. Read SEC document |
| June 19, 2017 Filed Jun 22, 2017 01:29 UTC |
GFELLER WARREN HDirector
|
GrantCommon Stock | 10,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000136 · wf-form4_149809496488672.xml · nonDerivative · entry 1 GFELLER WARREN H · CIK 0001175309 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,160 F1 · shares: The shares of restricted stock will vest in installments of 66-2/3% on June 19, 2018 and 33-1/3% on June 1, 2019, provided Reporting Person continues as a Director of HC2 Holdings, Inc. on each such vesting date. Read SEC document |
| June 19, 2017 Filed Jun 22, 2017 01:29 UTC |
LEFFLER ROBERT V JRDirector
|
GrantCommon Stock | 10,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000135 · wf-form4_149809494708068.xml · nonDerivative · entry 1 LEFFLER ROBERT V JR · CIK 0001016916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,779 F1 · shares: The shares of restricted stock will vest in installments of 66-2/3% on June 19, 2018 and 33-1/3% on June 1, 2019, provided Reporting Person continues as a Director of HC2 Holdings, Inc. on each such vesting date. Read SEC document |
| June 19, 2017 Filed Jun 22, 2017 01:29 UTC |
HILLMAN LEE SDirector
|
GrantCommon Stock | 10,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000134 · wf-form4_149809492954655.xml · nonDerivative · entry 1 HILLMAN LEE S · CIK 0001029739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,160 F1 · shares: The shares of restricted stock will vest in installments of 66-2/3% on June 19, 2018 and 33-1/3% on June 1, 2019, provided Reporting Person continues as a Director of HC2 Holdings, Inc. on each such vesting date. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:56 UTC |
FALCONE PHILIPDirector · CEO, Chairman and President · 10% owner
|
GrantStock option (Right To Buy) · Derivative | 143,246 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000124 · wf-form4_149766096740598.xml · derivative · entry 3 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,246 Underlying: Common Stock · 143,246 shares Expires 2027-03-10 F2 · derivative.exercise_date: The stock options will vest 29% on March 10, 2018, 35.5% on March 10, 2019 and 35.5% on March 10, 2020, provided reporting person continues as an officer of HC2 on each such vesting date. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:56 UTC |
FALCONE PHILIPDirector · CEO, Chairman and President · 10% owner
|
GrantCommon Stock | 383,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000124 · wf-form4_149766096740598.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,913 F1 · shares: The restricted stock units will vest 29% on March 10, 2018, 35.5% on March 10, 2019 and 35.5% on March 10, 2020, provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such vesting date. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:56 UTC |
Sena Michael J.Chief Financial Officer
|
GrantStock option (Right To Buy) · Derivative | 26,626 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000123 · wf-form4_149766094867444.xml · derivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,626 Underlying: Common Stock · 26,626 shares Expires 2027-03-10 F2 · derivative.exercise_date: The stock options will vest 31% on March 10, 2018, 34.5% on March 10, 2019 and 34.5% on March 10, 2020, provided reporting person continues as an officer of HC2 on each such vesting date. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:56 UTC |
Sena Michael J.Chief Financial Officer
|
GrantCommon Stock | 71,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000123 · wf-form4_149766094867444.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,739 F1 · shares: The restricted stock units will vest 31% on March 10, 2018, 34.5% on March 10, 2019 and 34.5% on March 10, 2020, provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such vesting date. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:55 UTC |
ROBINSON PAULChief Legal Officer & Corp Sec
|
GrantStock option (Right To Buy) · Derivative | 15,909 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000121 · wf-form4_149766090558278.xml · derivative · entry 2 ROBINSON PAUL · CIK 0001221574 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,909 Underlying: Common Stock · 15,909 shares Expires 2027-03-10 F2 · derivative.exercise_date: The stock options will vest 42% on March 10, 2018, 29% on March 10, 2019 and 29% on March 10, 2020, provided reporting person continues as an officer of HC2 on each such vesting date. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:55 UTC |
ROBINSON PAULChief Legal Officer & Corp Sec
|
GrantCommon Stock | 42,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000121 · wf-form4_149766090558278.xml · nonDerivative · entry 1 ROBINSON PAUL · CIK 0001221574 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,534 F1 · shares: The restricted stock units will vest 42% on March 10, 2018, 29% on March 10, 2019 and 29% on March 10, 2020, provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such vesting date. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:55 UTC |
Voigt PaulSr. Managing Dir, Investments
|
GrantStock option (Right To Buy) · Derivative | 75,095 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000122 · wf-form4_149766092534722.xml · derivative · entry 3 Voigt Paul · CIK 0001621020 · Sr. Managing Dir, Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,095 Underlying: Common Stock · 75,095 shares Expires 2027-03-10 F2 · derivative.exercise_date: The stock options will vest 20% on March 10, 2018, 40% on March 10, 2019 and 40% on March 10, 2020, provided reporting person continues as an officer of HC2 on each such vesting date. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:55 UTC |
Voigt PaulSr. Managing Dir, Investments
|
GrantCommon Stock | 201,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000122 · wf-form4_149766092534722.xml · nonDerivative · entry 1 Voigt Paul · CIK 0001621020 · Sr. Managing Dir, Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,348 F1 · shares: The restricted stock units will vest 20% on March 10, 2018, 40% on March 10, 2019 and 40% on March 10, 2020, provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such vesting date. Read SEC document |
| March 18, 2017 Filed Apr 6, 2017 20:24 UTC |
Sena Michael J.Chief Financial Officer
|
Tax withholdingCommon Stock | 12,324 | $5.84 | $71,972.16 |
DisclosureSEC source: 0001006837-17-000067 · wf-form4_149151025125775.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,413 F1 · shares: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:56 UTC |
ROBINSON PAULChief Legal Officer & Corp Sec
|
GrantStock option (Right To Buy) · Derivative | 6,729 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000053 · wf-form4_148952498333698.xml · derivative · entry 3 ROBINSON PAUL · CIK 0001221574 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,729 Underlying: Common Stock · 6,729 shares Expires 2027-03-10 F3 · derivative.underlying_shares: Reflects the number of options granted pursuant to the Plan, which were fully vested on the grant date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:56 UTC |
ROBINSON PAULChief Legal Officer & Corp Sec
|
Tax withholdingCommon Stock | 6,439 | $5.50 | $35,414.50 |
DisclosureSEC source: 0001006837-17-000053 · wf-form4_148952498333698.xml · nonDerivative · entry 2 ROBINSON PAUL · CIK 0001221574 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,917 F2 · shares: Reflects common stock withheld by Issuer to satisfy tax obligations. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:56 UTC |
ROBINSON PAULChief Legal Officer & Corp Sec
|
GrantCommon Stock | 18,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000053 · wf-form4_148952498333698.xml · nonDerivative · entry 1 ROBINSON PAUL · CIK 0001221574 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,356 F1 · shares: Reflects an award of shares of common stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"). Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:56 UTC |
Backman Andrew GManaging Director
|
Tax withholdingCommon Stock | 5,124 | $5.50 | $28,182.00 |
DisclosureSEC source: 0001006837-17-000052 · wf-form4_148952495894343.xml · nonDerivative · entry 2 Backman Andrew G · CIK 0001688902 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,240 F2 · shares: Reflects common stock withheld by Issuer to satisfy tax obligations. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:56 UTC |
Backman Andrew GManaging Director
|
GrantCommon Stock | 36,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000052 · wf-form4_148952495894343.xml · nonDerivative · entry 1 Backman Andrew G · CIK 0001688902 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,364 F1 · shares: Reflects shares of restricted stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"), which vests 1/3 on the grant date and 1/3 on each of the next two anniversaries of the grant date, provided the Reporting Person is employed by the Issuer on the applicable vesting date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Voigt PaulSr. Managing Dir, Investments
|
GrantStock option (Right To Buy) · Derivative | 14,802 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000051 · wf-form4_148952493878040.xml · derivative · entry 4 Voigt Paul · CIK 0001621020 · Sr. Managing Dir, Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,802 Underlying: Common Stock · 14,802 shares Expires 2027-03-10 F3 · shares: Reflects the number of options granted pursuant to the Plan, which were fully vested on the grant date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Voigt PaulSr. Managing Dir, Investments
|
Tax withholdingCommon Stock | 14,177 | $5.50 | $77,973.50 |
DisclosureSEC source: 0001006837-17-000051 · wf-form4_148952493878040.xml · nonDerivative · entry 2 Voigt Paul · CIK 0001621020 · Sr. Managing Dir, Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,185 F2 · shares: Reflects common stock withheld by Issuer to satisfy tax obligations. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Voigt PaulSr. Managing Dir, Investments
|
GrantCommon Stock | 39,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000051 · wf-form4_148952493878040.xml · nonDerivative · entry 1 Voigt Paul · CIK 0001621020 · Sr. Managing Dir, Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,362 F1 · shares: Reflects an award of shares of common stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"). Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Sena Michael J.Chief Financial Officer
|
GrantStock option (Right To Buy) · Derivative | 8,266 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000050 · wf-form4_148952491891037.xml · derivative · entry 3 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,266 Underlying: Common Stock · 8,266 shares Expires 2027-03-10 F3 · shares: Reflects the number of options granted pursuant to the Plan, which were fully vested on the grant date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Sena Michael J.Chief Financial Officer
|
Tax withholdingCommon Stock | 8,803 | $5.50 | $48,416.50 |
DisclosureSEC source: 0001006837-17-000050 · wf-form4_148952491891037.xml · nonDerivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,737 F2 · shares: Reflects common stock withheld by Issuer to satisfy tax obligations. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Sena Michael J.Chief Financial Officer
|
GrantCommon Stock | 22,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000050 · wf-form4_148952491891037.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,540 F1 · shares: Reflects an award of shares of common stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"). Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Mancuso Andrea LDeputy General Counsel
|
Tax withholdingCommon Stock | 1,164 | $5.50 | $6,402.00 |
DisclosureSEC source: 0001006837-17-000049 · wf-form4_148952489816759.xml · nonDerivative · entry 2 Mancuso Andrea L · CIK 0001544586 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,809 F2 · shares: Reflects common stock withheld by Issuer to satisfy tax obligations. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Mancuso Andrea LDeputy General Counsel
|
GrantCommon Stock | 9,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000049 · wf-form4_148952489816759.xml · nonDerivative · entry 1 Mancuso Andrea L · CIK 0001544586 · Deputy General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,973 F1 · shares: Reflects shares of restricted stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"), which vests 1/3 on the grant date and 1/3 on each of the next two anniversaries of the grant date, provided the Reporting Person is employed by the Issuer on the applicable vesting date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:54 UTC |
Herbst Suzi RChief Administrative Officer
|
Tax withholdingCommon Stock | 6,019 | $5.50 | $33,104.50 |
DisclosureSEC source: 0001006837-17-000048 · wf-form4_148952487591561.xml · nonDerivative · entry 2 Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,796 F2 · shares: Reflects common stock withheld by Issuer to satisfy tax obligations. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:54 UTC |
Herbst Suzi RChief Administrative Officer
|
GrantCommon Stock | 15,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000048 · wf-form4_148952487591561.xml · nonDerivative · entry 1 Herbst Suzi R · CIK 0001672162 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,815 F1 · shares: Reflects shares of restricted stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"), which vests 1/3 on the grant date and 1/3 on each of the next two anniversaries of the grant date, provided the Reporting Person is employed by the Issuer on the applicable vesting date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:54 UTC |
FALCONE PHILIPDirector · CEO, Chairman and President · 10% owner
|
GrantStock option (Right To Buy) · Derivative | 40,943 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000047 · wf-form4_148952485786362.xml · derivative · entry 4 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,943 Underlying: Common Stock · 40,943 shares Expires 2027-03-10 F3 · shares: Reflects the number of options granted pursuant to the Plan, which were fully vested on the grant date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:54 UTC |
FALCONE PHILIPDirector · CEO, Chairman and President · 10% owner
|
Tax withholdingCommon Stock | 46,316 | $5.50 | $254,738.00 |
DisclosureSEC source: 0001006837-17-000047 · wf-form4_148952485786362.xml · nonDerivative · entry 2 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,188 F2 · shares: Reflects common stock withheld by Issuer to satisfy tax obligations. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:54 UTC |
FALCONE PHILIPDirector · CEO, Chairman and President · 10% owner
|
GrantCommon Stock | 109,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000047 · wf-form4_148952485786362.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915,504 F1 · shares: Reflects an award of shares of common stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"). Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:18 UTC |
Sena Michael J.Chief Financial Officer
|
Tax withholdingCommon Stock | 12,797 | $4.76 | $60,913.72 |
DisclosureSEC source: 0001006837-16-000128 · wf-form4_148071350297400.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,397 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:04 UTC |
Sena Michael J.Chief Financial Officer
|
PurchaseCommon Stock | 10,000 | $4.55 | $45,485.00 |
DisclosureSEC source: 0001006837-16-000119 · wf-form4_147924384590264.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,194 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.535 to $4.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:04 UTC |
Voigt PaulSr. Managing Dir, Investments
|
PurchaseCommon Stock | 25,000 | $4.58 | $114,390.00 |
DisclosureSEC source: 0001006837-16-000118 · wf-form4_147924382938398.xml · nonDerivative · entry 1 Voigt Paul · CIK 0001621020 · Sr. Managing Dir, Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,712 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.53 to $4.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. F2 · balance_after: The direct beneficial share ownership reported in this line item reflects a reduction of 100,000 shares that were inaccurately reported in prior Form 4s as directly beneficially owned by the Reporting Person. These shares have been owned by Jessie Holdings LLC ("Jessie LLC") since October 2015 when the acquisition of such shares was consummated by Jessie LLC. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:10 UTC |
FALCONE PHILIPDirector · CEO, Chairman and President · 10% owner
|
PurchaseCommon Stock | 21,000 | $4.53 | $95,230.80 |
DisclosureSEC source: 0001006837-16-000123 · wf-form4_147933423200413.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,827 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.5285 to $4.5504, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:05 UTC |
GFELLER WARREN HDirector
|
PurchaseCommon Stock | 5,000 | $4.27 | $21,339.50 |
DisclosureSEC source: 0001006837-16-000121 · wf-form4_147924389043610.xml · nonDerivative · entry 1 GFELLER WARREN H · CIK 0001175309 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,634 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:04 UTC |
FALCONE PHILIPDirector · CEO, Chairman and President · 10% owner
|
PurchaseCommon Stock | 31,200 | $4.41 | $137,482.80 |
DisclosureSEC source: 0001006837-16-000120 · wf-form4_147924387440312.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,827 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.3874 to $4.586, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. F2 · balance_after: The direct beneficial share ownership reported in this line item reflects a reduction of 540,000 shares that were inaccurately reported in prior Form 4s as directly beneficially owned by the Reporting Person. These shares have been owned by Global Opportunities Breakaway MM LLC ("Global MM LLC") since October 2015 when the acquisition of such shares was consummated by Global MM LLC. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:40 UTC |
Voigt PaulSr. Managing Dir, Investments
|
Tax withholdingCommon Stock | 14,309 | $5.45 | $77,984.05 |
DisclosureSEC source: 0001006837-16-000085 · wf-form4_147561360694598.xml · nonDerivative · entry 1 Voigt Paul · CIK 0001621020 · Sr. Managing Dir, Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,712 F1 · acquired: Reflects the withholding of shares by the Issuer to satisfy tax obligations. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:40 UTC |
ROBINSON PAULChief Legal Officer & Corp Sec
|
Tax withholdingCommon Stock | 51,718 | $5.45 | $281,863.10 |
DisclosureSEC source: 0001006837-16-000086 · wf-form4_147561362728482.xml · nonDerivative · entry 1 ROBINSON PAUL · CIK 0001221574 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,330 F1 · acquired: Reflects the withholding of shares by the Issuer to satisfy tax obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.