Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INNOVATE Corp.HCHC · Entity 6766 | Director · CEO, Chairman & President · 10% owner | March 12, 2020 | March 16, 2020 |
| INSEEGO CORP.INSG · Entity 7061 | Director · Chairman | February 15, 2018 | April 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INNOVATE Corp.
Report date March 12, 2020 · Filed March 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,962,400 |
Reported balance
After 2020-03-12 transaction · row 1
1 source rowRow 1 · 2020-03-12 · Tax withholding · Disposed 212,875 · Balance 1,962,400 F1: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. |
| Common StockSEC Table I · non-derivative | IndirectGlobal Opportunities Breakaway MM LLC | 540,000 |
Reported balance
Holding disclosure · report date 2020-03-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 540,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.
INSEEGO CORP.
Report date February 15, 2018 · Filed April 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,431 |
Reported balance
After 2018-02-15 transaction · row 1
1 source rowRow 1 · 2018-02-15 · Grant · Acquired 23,098 · Balance 51,431 F1: The restricted stock units convert into common stock on a one-for-one basis. F2: The restricted stock units are scheduled to vest in full on the first anniversary of the grant date. |
| Stock Option (Right to Buy) (INSG)SEC Table II · derivative / convertible security · Conversion / exercise price $1.93 · Expires 2028-02-15 | Direct | 28,446 |
Reported balance
After 2018-02-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-02-15 · Grant · Acquired 28,446 · Balance 28,446 |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units convert into common stock on a one-for-one basis.
F2: The restricted stock units are scheduled to vest in full on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2020 Filed Mar 16, 2020 22:20 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 212,875 | $2.52 | $536,445.00 |
DisclosureSEC source: 0001006837-20-000048 · wf-form4_158439722210239.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,962,400 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:30 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 20,000 | $2.67 | $53,460.00 |
DisclosureSEC source: 0001006837-19-000032 · wf-form4_155303098559384.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.61 to $2.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. Read SEC document |
| September 11, 2018 Filed Sep 14, 2018 00:21 UTC | INNOVATE Corp. HCHC · Entity 6766 | Exercise / conversionStock option (Right To Buy) · Derivative | 21,795 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · derivative · entry 8 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,452 Underlying: Common Stock · 21,795 shares Expires 2024-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014. F3 · derivative.expiration_date: The Expiration Date of this Option is being amended on this Form 4 to correct an error in the Original Form 4 filed on October 30, 2014. Read SEC document |
| September 11, 2018 Filed Sep 14, 2018 00:21 UTC | INNOVATE Corp. HCHC · Entity 6766 | Exercise / conversionStock option (Right To Buy) · Derivative | 150,000 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · derivative · entry 7 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,608 Underlying: Common Stock · 150,000 shares Expires 2024-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014. F3 · derivative.expiration_date: The Expiration Date of this Option is being amended on this Form 4 to correct an error in the Original Form 4 filed on October 30, 2014. Read SEC document |
| September 11, 2018 Filed Sep 14, 2018 00:21 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 136,293 | $6.08 | $828,661.44 |
DisclosureSEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · nonDerivative · entry 5 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,155,275 F1 · kind: Shares net settled by Issuer to satisfy the exercise price of options and taxes payable in connection with the exercise of previously awarded options. Read SEC document |
| September 11, 2018 Filed Sep 14, 2018 00:21 UTC | INNOVATE Corp. HCHC · Entity 6766 | Exercise / conversionCommon Stock | 21,795 | $4.02 | $87,615.90 |
DisclosureSEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · nonDerivative · entry 4 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,291,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2018 Filed Sep 14, 2018 00:21 UTC | INNOVATE Corp. HCHC · Entity 6766 | Exercise / conversionCommon Stock | 150,000 | $4.05 | $607,500.00 |
DisclosureSEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · nonDerivative · entry 3 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,269,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2018 Filed Oct 3, 2018 20:30 UTC Amendment | INNOVATE Corp. HCHC · Entity 6766 | Exercise / conversionStock option (Right To Buy) · Derivative | 21,795 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001006837-18-000123 · wf-form4a_153859863040528.xml · derivative · entry 2 FALCONE PHILIP · CIK 0001233569 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,452 Underlying: Common Stock · 21,795 shares Expires 2024-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014. F2 · derivative.expiration_date: The Form 4 filed by reporting person on September 13, 2018 reported that the option expiration date noted on the original Form 4 filed on October 30, 2014 (the "Original Form 4") for the option listed was incorrect. This amended Form 4 is being filed to clarify that, in fact, the expiration date applicable to this option is May 20, 2024, as properly reported in the Original Form 4. Read SEC document |
| September 11, 2018 Filed Oct 3, 2018 20:30 UTC Amendment | INNOVATE Corp. HCHC · Entity 6766 | Exercise / conversionStock option (Right To Buy) · Derivative | 150,000 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001006837-18-000123 · wf-form4a_153859863040528.xml · derivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,608 Underlying: Common Stock · 150,000 shares Expires 2024-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014. F2 · derivative.expiration_date: The Form 4 filed by reporting person on September 13, 2018 reported that the option expiration date noted on the original Form 4 filed on October 30, 2014 (the "Original Form 4") for the option listed was incorrect. This amended Form 4 is being filed to clarify that, in fact, the expiration date applicable to this option is May 20, 2024, as properly reported in the Original Form 4. Read SEC document |
| September 05, 2018 Filed Sep 14, 2018 00:21 UTC | INNOVATE Corp. HCHC · Entity 6766 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · nonDerivative · entry 2 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,119,773 Read SEC document |
| July 20, 2018 Filed Sep 14, 2018 00:21 UTC | INNOVATE Corp. HCHC · Entity 6766 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000117 · wf-form4_153688446074847.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,144,773 Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 12:40 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantStock option (Right To Buy) · Derivative | 425,276 | $0.00 Strike: $5.45 | $0.00 |
DisclosureSEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · derivative · entry 8 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,276 Underlying: Common Stock · 425,276 shares Expires 2028-03-16 F2 · derivative.exercise_date: The stock options reported will vest as follows: 140,270 option shares will vest on March 15, 2019; 142,503 option shares will vest on March 16, 2020; and 142,503 option shares will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 on each such Vesting Date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 12:40 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 1,134,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · nonDerivative · entry 6 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,194,773 F1 · shares: The restricted stock units reported will vest as follows: 374,312 of the RSUs will vest on March 15, 2019; 380,270 of the RSUs will vest on March 16, 2020; and 380,270 of the RSUs will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such Vesting Date. Read SEC document |
| May 31, 2018 Filed Jun 15, 2018 12:40 UTC | INNOVATE Corp. HCHC · Entity 6766 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · nonDerivative · entry 5 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,921 Read SEC document |
| May 08, 2018 Filed Jun 15, 2018 12:40 UTC | INNOVATE Corp. HCHC · Entity 6766 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · nonDerivative · entry 4 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084,921 Read SEC document |
| April 20, 2018 Filed Jun 15, 2018 12:40 UTC | INNOVATE Corp. HCHC · Entity 6766 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · nonDerivative · entry 3 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,921 Read SEC document |
| April 12, 2018 Filed Jun 15, 2018 12:40 UTC | INNOVATE Corp. HCHC · Entity 6766 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · nonDerivative · entry 2 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,134,921 Read SEC document |
| April 02, 2018 Filed Jun 15, 2018 12:40 UTC | INNOVATE Corp. HCHC · Entity 6766 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000080 · wf-form4_152906640949431.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159,921 Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 21:07 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 42,992 | $5.74 | $246,774.08 |
DisclosureSEC source: 0001006837-18-000014 · wf-form4_152097523066617.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209,921 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| February 15, 2018 Filed Apr 3, 2018 20:36 UTC | INSEEGO CORP. INSG · Entity 7061 | GrantStock Option (Right to Buy) (INSG) · Derivative | 28,446 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0001006837-18-000034 · wf-form4_152278776152868.xml · derivative · entry 2 FALCONE PHILIP · CIK 0001233569 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,446 Underlying: Common Stock · 28,446 shares Expires 2028-02-15 Read SEC document |
| February 15, 2018 Filed Apr 3, 2018 20:36 UTC | INSEEGO CORP. INSG · Entity 7061 | GrantCommon Stock | 23,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000034 · wf-form4_152278776152868.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,431 F1 · shares: The restricted stock units convert into common stock on a one-for-one basis. F2 · shares: The restricted stock units are scheduled to vest in full on the first anniversary of the grant date. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:05 UTC | INSEEGO CORP. INSG · Entity 7061 | SaleCommon Stock | 91,023 | $1.33 | $121,060.59 |
DisclosureSEC source: 0001006837-17-000188 · wf-form4_151060711523862.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,333 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:24 UTC | INSEEGO CORP. INSG · Entity 7061 | GrantStock Option (Right to Buy) (INSG) · Derivative | 100,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001006837-17-000146 · wf-form4_149928626798428.xml · derivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-06-30 F1 · derivative.exercise_date: The Stock Options were fully vested as of the Date of Grant. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:56 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantStock option (Right To Buy) · Derivative | 143,246 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000124 · wf-form4_149766096740598.xml · derivative · entry 3 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,246 Underlying: Common Stock · 143,246 shares Expires 2027-03-10 F2 · derivative.exercise_date: The stock options will vest 29% on March 10, 2018, 35.5% on March 10, 2019 and 35.5% on March 10, 2020, provided reporting person continues as an officer of HC2 on each such vesting date. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:56 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 383,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000124 · wf-form4_149766096740598.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,913 F1 · shares: The restricted stock units will vest 29% on March 10, 2018, 35.5% on March 10, 2019 and 35.5% on March 10, 2020, provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such vesting date. Read SEC document |
| May 12, 2017 Filed May 15, 2017 22:16 UTC | INSEEGO CORP. INSG · Entity 7061 | GrantCommon Stock | 28,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000107 · wf-form4_149488659580903.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,356 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of INSG common stock upon the vesting of the unit. F2 · shares: The restricted units will vest on May 12, 2018. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:54 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantStock option (Right To Buy) · Derivative | 40,943 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000047 · wf-form4_148952485786362.xml · derivative · entry 4 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,943 Underlying: Common Stock · 40,943 shares Expires 2027-03-10 F3 · shares: Reflects the number of options granted pursuant to the Plan, which were fully vested on the grant date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:54 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 46,316 | $5.50 | $254,738.00 |
DisclosureSEC source: 0001006837-17-000047 · wf-form4_148952485786362.xml · nonDerivative · entry 2 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,188 F2 · shares: Reflects common stock withheld by Issuer to satisfy tax obligations. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:54 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 109,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000047 · wf-form4_148952485786362.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915,504 F1 · shares: Reflects an award of shares of common stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"). Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:10 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 21,000 | $4.53 | $95,230.80 |
DisclosureSEC source: 0001006837-16-000123 · wf-form4_147933423200413.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,827 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.5285 to $4.5504, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 21:04 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 31,200 | $4.41 | $137,482.80 |
DisclosureSEC source: 0001006837-16-000120 · wf-form4_147924387440312.xml · nonDerivative · entry 1 FALCONE PHILIP · CIK 0001233569 · Director · CEO, Chairman and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,827 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.3874 to $4.586, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. F2 · balance_after: The direct beneficial share ownership reported in this line item reflects a reduction of 540,000 shares that were inaccurately reported in prior Form 4s as directly beneficially owned by the Reporting Person. These shares have been owned by Global Opportunities Breakaway MM LLC ("Global MM LLC") since October 2015 when the acquisition of such shares was consummated by Global MM LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.