Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INNOVATE Corp.HCHC · Entity 6766 | Chief Legal Officer & Corp Sec | June 14, 2017 | June 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INNOVATE Corp.
Report date June 14, 2017 · Filed June 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 136,534 |
Reported balance
After 2017-06-14 transaction · row 1
1 source rowRow 1 · 2017-06-14 · Grant · Acquired 42,617 · Balance 136,534 F1: The restricted stock units will vest 42% on March 10, 2018, 29% on March 10, 2019 and 29% on March 10, 2020, provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such vesting date. |
| Stock option (Right To Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2027-03-10 | Direct | 15,909 |
Reported balance
After 2017-06-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-06-14 · Grant · Acquired 15,909 · Balance 15,909 F2: The stock options will vest 42% on March 10, 2018, 29% on March 10, 2019 and 29% on March 10, 2020, provided reporting person continues as an officer of HC2 on each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units will vest 42% on March 10, 2018, 29% on March 10, 2019 and 29% on March 10, 2020, provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such vesting date.
F2: The stock options will vest 42% on March 10, 2018, 29% on March 10, 2019 and 29% on March 10, 2020, provided reporting person continues as an officer of HC2 on each such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2017 Filed Jun 17, 2017 00:55 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantStock option (Right To Buy) · Derivative | 15,909 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000121 · wf-form4_149766090558278.xml · derivative · entry 2 ROBINSON PAUL · CIK 0001221574 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,909 Underlying: Common Stock · 15,909 shares Expires 2027-03-10 F2 · derivative.exercise_date: The stock options will vest 42% on March 10, 2018, 29% on March 10, 2019 and 29% on March 10, 2020, provided reporting person continues as an officer of HC2 on each such vesting date. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:55 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 42,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000121 · wf-form4_149766090558278.xml · nonDerivative · entry 1 ROBINSON PAUL · CIK 0001221574 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,534 F1 · shares: The restricted stock units will vest 42% on March 10, 2018, 29% on March 10, 2019 and 29% on March 10, 2020, provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such vesting date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:56 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantStock option (Right To Buy) · Derivative | 6,729 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000053 · wf-form4_148952498333698.xml · derivative · entry 3 ROBINSON PAUL · CIK 0001221574 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,729 Underlying: Common Stock · 6,729 shares Expires 2027-03-10 F3 · derivative.underlying_shares: Reflects the number of options granted pursuant to the Plan, which were fully vested on the grant date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:56 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 6,439 | $5.50 | $35,414.50 |
DisclosureSEC source: 0001006837-17-000053 · wf-form4_148952498333698.xml · nonDerivative · entry 2 ROBINSON PAUL · CIK 0001221574 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,917 F2 · shares: Reflects common stock withheld by Issuer to satisfy tax obligations. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:56 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 18,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000053 · wf-form4_148952498333698.xml · nonDerivative · entry 1 ROBINSON PAUL · CIK 0001221574 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,356 F1 · shares: Reflects an award of shares of common stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"). Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:40 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 51,718 | $5.45 | $281,863.10 |
DisclosureSEC source: 0001006837-16-000086 · wf-form4_147561362728482.xml · nonDerivative · entry 1 ROBINSON PAUL · CIK 0001221574 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,330 F1 · acquired: Reflects the withholding of shares by the Issuer to satisfy tax obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.