Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INNOVATE Corp.VATE · Entity 6766 | CFO and Corporate Secretary | August 11, 2026 | August 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INNOVATE Corp.
Report date August 11, 2026 · Filed August 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 131,558 |
Reported balance
After 2026-08-11 transaction · row 1
1 source rowRow 1 · 2026-08-11 · Grant · Acquired 15,576 · Balance 131,558 F1: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. Second Amended and Restated 2014 Omnibus Equity Award Plan, as amended (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. Second Amended and Restated 2014 Omnibus Equity Award Plan, as amended (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2026 Filed Aug 13, 2026 20:13 UTC | INNOVATE Corp. VATE · Entity 6766 | GrantCommon Stock | 15,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-26-000088 · wk-form4_1786651984.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,558 F1 · kind: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. Second Amended and Restated 2014 Omnibus Equity Award Plan, as amended (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date. Read SEC document |
| March 15, 2026 Filed Mar 16, 2026 21:10 UTC | INNOVATE Corp. VATE · Entity 6766 | Tax withholdingCommon Stock | 1,207 | $4.22 | $5,093.54 |
DisclosureSEC source: 0001562966-26-000002 · wk-form4_1773695440.xml · nonDerivative · entry 3 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,982 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 14, 2026 Filed Mar 16, 2026 21:10 UTC | INNOVATE Corp. VATE · Entity 6766 | Tax withholdingCommon Stock | 4,920 | $4.22 | $20,762.40 |
DisclosureSEC source: 0001562966-26-000002 · wk-form4_1773695440.xml · nonDerivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,189 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 21:10 UTC | INNOVATE Corp. VATE · Entity 6766 | Tax withholdingCommon Stock | 1,784 | $4.35 | $7,760.40 |
DisclosureSEC source: 0001562966-26-000002 · wk-form4_1773695440.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,109 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 15, 2025 Filed Mar 17, 2025 21:09 UTC | INNOVATE Corp. VATE · Entity 6766 | Tax withholdingCommon Stock | 1,053 | $7.81 | $8,223.93 |
DisclosureSEC source: 0001006837-25-000011 · wk-form4_1742245787.xml · nonDerivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,893 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 21:09 UTC | INNOVATE Corp. VATE · Entity 6766 | Tax withholdingCommon Stock | 4,302 | $7.66 | $32,953.32 |
DisclosureSEC source: 0001006837-25-000011 · wk-form4_1742245787.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,946 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 13, 2025 Filed Mar 13, 2025 21:19 UTC | INNOVATE Corp. VATE · Entity 6766 | GrantCommon Stock | 12,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-25-000009 · wk-form4_1741900744.xml · nonDerivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,248 F3 · kind: Reflects shares of restricted stock granted (the "Award") pursuant to the INNOVATE Corp. 2014 Omnibus Equity Award Plan, as amended from time to time (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 21:19 UTC | INNOVATE Corp. VATE · Entity 6766 | Tax withholdingCommon Stock | 862 | $7.23 | $6,232.26 |
DisclosureSEC source: 0001006837-25-000009 · wk-form4_1741900744.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,302 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. F2 · balance_after: Effective August 8, 2024, the Issuer effected a ten-for-one reverse stock split of its common stock (the "Reverse Stock Split"). The amount of common stock reflected on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| April 24, 2024 Filed Apr 25, 2024 21:09 UTC | INNOVATE Corp. VATE · Entity 6766 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 399,881 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001006837-24-000063 · wk-form4_1714079388.xml · derivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114,285 shares Expires 2024-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Every one (1) subscription right entitles the reporting person to purchase 0.2858 shares of the Issuer's common stock at a subscription price per full share of $0.70. Read SEC document |
| April 24, 2024 Filed Apr 25, 2024 21:09 UTC | INNOVATE Corp. VATE · Entity 6766 | Exercise / conversionCommon Stock | 114,285 | $0.70 | $79,999.50 |
DisclosureSEC source: 0001006837-24-000063 · wk-form4_1714079388.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,171,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:16 UTC | INNOVATE Corp. VATE · Entity 6766 | SaleCommon Stock | 21,471 | $0.62 | $13,348.52 |
DisclosureSEC source: 0001006837-24-000027 · wk-form4_1710792939.xml · nonDerivative · entry 3 Sena Michael J. · CIK 0001562966 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,057,347 F2 · kind: Shares disposed of to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5706 to $0.6609, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 20:16 UTC | INNOVATE Corp. VATE · Entity 6766 | SaleCommon Stock | 11,675 | $0.69 | $8,004.38 |
DisclosureSEC source: 0001006837-24-000027 · wk-form4_1710792939.xml · nonDerivative · entry 2 Sena Michael J. · CIK 0001562966 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,078,818 F2 · kind: Shares disposed of to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.715, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 20:16 UTC | INNOVATE Corp. VATE · Entity 6766 | GrantCommon Stock | 358,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-24-000027 · wk-form4_1710792939.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,090,493 F1 · kind: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 21:19 UTC | INNOVATE Corp. VATE · Entity 6766 | Tax withholdingCommon Stock | 8,412 | $2.93 | $24,647.16 |
DisclosureSEC source: 0001006837-23-000023 · wf-form4_167900154922293.xml · nonDerivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,878 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 15, 2023 Filed Mar 31, 2023 20:25 UTC | INNOVATE Corp. VATE · Entity 6766 | GrantCommon Stock | 87,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-23-000029 · wf-form4_168029432587044.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 732,478 F1 · shares: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. (f/k/a HC2 Holdings, Inc.) 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date. Read SEC document |
| March 13, 2023 Filed Mar 16, 2023 21:19 UTC | INNOVATE Corp. VATE · Entity 6766 | Tax withholdingCommon Stock | 8,615 | $2.96 | $25,500.40 |
DisclosureSEC source: 0001006837-23-000023 · wf-form4_167900154922293.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,290 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| November 15, 2022 Filed Nov 15, 2022 21:27 UTC | INNOVATE Corp. VATE · Entity 6766 | PurchaseCommon Stock | 5,000 | $0.97 | $4,845.00 |
DisclosureSEC source: 0001006837-22-000128 · wf-form4_166854762096695.xml · nonDerivative · entry 3 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,905 Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 21:27 UTC | INNOVATE Corp. VATE · Entity 6766 | PurchaseCommon Stock | 5,000 | $0.97 | $4,840.00 |
DisclosureSEC source: 0001006837-22-000128 · wf-form4_166854762096695.xml · nonDerivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,905 Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 21:27 UTC | INNOVATE Corp. VATE · Entity 6766 | PurchaseCommon Stock | 5,000 | $0.97 | $4,835.00 |
DisclosureSEC source: 0001006837-22-000128 · wf-form4_166854762096695.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,905 Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:14 UTC | INNOVATE Corp. VATE · Entity 6766 | GrantCommon Stock | 71,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-22-000021 · wf-form4_164737525412089.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,905 F1 · shares: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. (f/k/a HC2 Holdings, Inc.) 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 23:33 UTC | INNOVATE Corp. HCHC · Entity 6766 | SaleCommon Stock | 16,555 | $3.55 | $58,808.33 |
DisclosureSEC source: 0001006837-21-000035 · wf-form4_161602399572225.xml · nonDerivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,210 F2 · kind: Shares sold to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.55 to $3.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:33 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-21-000035 · wf-form4_161602399572225.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,765 F1 · shares: The reported stock award will vest in three installments of one-third each on each of the first, second and third anniversaries of the grant, provided reporting person continues as an officer of Issuer on each such vesting date. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 02:50 UTC | INNOVATE Corp. HCHC · Entity 6766 | SaleCommon Stock | 1,497 | $2.51 | $3,754.63 |
DisclosureSEC source: 0001006837-20-000214 · wf-form4_160627262824861.xml · nonDerivative · entry 3 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,765 F2 · shares: Shares disposed of to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 02:50 UTC | INNOVATE Corp. HCHC · Entity 6766 | SaleCommon Stock | 91,291 | $2.40 | $219,518.34 |
DisclosureSEC source: 0001006837-20-000214 · wf-form4_160627262824861.xml · nonDerivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,262 F2 · shares: Shares disposed of to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.39 to $2.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 02:50 UTC | INNOVATE Corp. HCHC · Entity 6766 | OtherSubscription Rights (right to buy) · Derivative | 81,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001006837-20-000214 · wf-form4_160627262824861.xml · derivative · entry 4 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,242 shares Expires 2020-11-20 F5 · shares: Every one (1) subscription right entitles the reporting person to purchase 0.5462 shares of the Issuer's common stock at a subscription price per full share of $2.27. Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 02:50 UTC | INNOVATE Corp. HCHC · Entity 6766 | OtherCommon Stock | 44,242 | $2.27 | $100,429.34 |
DisclosureSEC source: 0001006837-20-000214 · wf-form4_160627262824861.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,553 F1 · shares: These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 21:48 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantStock Opion (right to buy) · Derivative | 71,548 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001006837-20-000133 · wf-form4_159528169686004.xml · derivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,548 Underlying: Common Stock · 71,548 shares Expires 2029-03-15 F2 · derivative.exercise_price: The option award was granted on March 15, 2019, subject to the Share Approval Condition, with an exercise price of $2.62 per share which was the fair market value of a share on the grant date. F3 · derivative.exercise_date: The option award was granted on March 15, 2019, subject to the Share Approval Condition. On July 16, 2020, HC2 amended the option award to remove the Share Approval Condition. As a result, 70,198 option shares vested on July 16, 2020 and 675 option shares will vest on each of March 15, 2021 and March 15, 2022, provided reporting person continues as an officer of HC2 on each such vesting date. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 21:48 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 198,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-20-000133 · wf-form4_159528169686004.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,311 F1 · shares: The restricted stock unit ("RSU") award representing a contingent right to receive a share of common stock of HC2 Holdings Inc. ("HC2") was granted on March 15, 2019, subject to the Company's shareholders approving additional shares under the Second Amended and Restated 2014 Omnibus Equity Award Plan (the "Share Approval Condition"). On July 16, 2020, HC2 amended the RSU award to remove the Share Approval Condition. As a result, 194,656 RSUs vested on July 16, 2020 and 1,871 RSUs will vest on each of March 15, 2021 and March 15, 2022, provided reporting person continues as an officer of HC2 on each such vesting date. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:30 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 31,789 | $2.62 | $83,287.18 |
DisclosureSEC source: 0001006837-19-000033 · wf-form4_155303102367304.xml · nonDerivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,913 F2 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:30 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 9,600 | $2.61 | $25,056.00 |
DisclosureSEC source: 0001006837-19-000033 · wf-form4_155303102367304.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,702 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.605 to $2.6175, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. Read SEC document |
| March 10, 2019 Filed Mar 12, 2019 21:08 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 9,665 | $3.03 | $29,284.95 |
DisclosureSEC source: 0001006837-19-000020 · wf-form4_155242492401416.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,102 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 12:42 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantStock option (Right To Buy) · Derivative | 70,880 | $0.00 Strike: $5.45 | $0.00 |
DisclosureSEC source: 0001006837-18-000082 · wf-form4_152906652616103.xml · derivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,880 Underlying: Common Stock · 70,880 shares Expires 2028-03-16 F2 · derivative.exercise_date: The stock options reported will vest as follows: 35,068 option shares will vest on March 15, 2019; 17,906 option shares will vest on March 16, 2020; and 17,906 option shares will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 on each such Vesting Date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 12:42 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 189,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000082 · wf-form4_152906652616103.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,767 F1 · shares: The restricted stock units reported will vest as follows: 93,578 of the RSUs will vest on March 15, 2019; 47,782 of the RSUs will vest on March 16, 2020; and 47,782 of the RSUs will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such Vesting Date. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 21:07 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 8,114 | $5.74 | $46,574.36 |
DisclosureSEC source: 0001006837-18-000013 · wf-form4_152097521308584.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,625 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:56 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantStock option (Right To Buy) · Derivative | 26,626 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000123 · wf-form4_149766094867444.xml · derivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,626 Underlying: Common Stock · 26,626 shares Expires 2027-03-10 F2 · derivative.exercise_date: The stock options will vest 31% on March 10, 2018, 34.5% on March 10, 2019 and 34.5% on March 10, 2020, provided reporting person continues as an officer of HC2 on each such vesting date. Read SEC document |
| June 14, 2017 Filed Jun 17, 2017 00:56 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 71,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000123 · wf-form4_149766094867444.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,739 F1 · shares: The restricted stock units will vest 31% on March 10, 2018, 34.5% on March 10, 2019 and 34.5% on March 10, 2020, provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such vesting date. Read SEC document |
| March 18, 2017 Filed Apr 6, 2017 20:24 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 12,324 | $5.84 | $71,972.16 |
DisclosureSEC source: 0001006837-17-000067 · wf-form4_149151025125775.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,413 F1 · shares: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantStock option (Right To Buy) · Derivative | 8,266 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001006837-17-000050 · wf-form4_148952491891037.xml · derivative · entry 3 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,266 Underlying: Common Stock · 8,266 shares Expires 2027-03-10 F3 · shares: Reflects the number of options granted pursuant to the Plan, which were fully vested on the grant date. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 8,803 | $5.50 | $48,416.50 |
DisclosureSEC source: 0001006837-17-000050 · wf-form4_148952491891037.xml · nonDerivative · entry 2 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,737 F2 · shares: Reflects common stock withheld by Issuer to satisfy tax obligations. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 22,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000050 · wf-form4_148952491891037.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,540 F1 · shares: Reflects an award of shares of common stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"). Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:18 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 12,797 | $4.76 | $60,913.72 |
DisclosureSEC source: 0001006837-16-000128 · wf-form4_148071350297400.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,397 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:04 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 10,000 | $4.55 | $45,485.00 |
DisclosureSEC source: 0001006837-16-000119 · wf-form4_147924384590264.xml · nonDerivative · entry 1 Sena Michael J. · CIK 0001562966 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,194 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.535 to $4.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.