Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIAT NETWORKS, INC.AVNW · Entity 6172 | Director | November 15, 2017 | November 17, 2017 |
| CCUR Holdings, Inc.CCUR · Entity 122519 | Director · CEO | February 18, 2020 | February 19, 2020 |
| INNOVATE Corp.VATE · Entity 6766 | Director · President and CEO | May 23, 2023 | May 23, 2023 |
| SEACHANGE INTERNATIONAL INCSEAC · Entity 109346 | 10% owner · See Explanation of Responses | February 27, 2019 | March 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIAT NETWORKS, INC.
Report date November 15, 2017 · Filed November 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,229 |
Reported balance
After 2017-11-15 transaction · row 1
1 source rowRow 1 · 2017-11-15 · Grant · Acquired 3,755 · Balance 8,229 |
CCUR Holdings, Inc.
Report date February 18, 2020 · Filed February 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 90,509 |
Reported balance
After 2020-02-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-18 · Grant · Acquired 28,009 · Balance 90,509 F1: Grant of Restricted Stock Awards. Restrictions lapse on 50 percent of the awards on the first anniversary of the grant date, and restrictions lapse on 25 percent of the awards on each the second and third anniversary dates of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Awards. Restrictions lapse on 50 percent of the awards on the first anniversary of the grant date, and restrictions lapse on 25 percent of the awards on each the second and third anniversary dates of the grant date.
INNOVATE Corp.
Report date May 23, 2023 · Filed May 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 436,660 |
Reported balance
After 2023-05-23 transaction · row 1
1 source rowRow 1 · 2023-05-23 · Purchase · Acquired 5,000 · Balance 436,660 |
SEACHANGE INTERNATIONAL INC
Report date February 27, 2019 · Filed March 11, 2019
Jointly reported with CCUR Holdings, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.01 par valueSEC Table I · non-derivative | Direct | 1,284,910 |
Reported balance
Holding disclosure · report date 2019-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,284,910 F1: This Form 3 is filed by CCUR Holdings, Inc. ("CCUR Holdings") and Wayne Barr, Jr. Mr. Barr, as CEO, President and Executive Chairman of CCUR Holdings, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by CCUR Holdings. CCUR Holdings and Mr. Barr are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. Each of CCUR Holdings and Mr. Barr disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by other members of the Section 13(d) group except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by CCUR Holdings, Inc. ("CCUR Holdings") and Wayne Barr, Jr. Mr. Barr, as CEO, President and Executive Chairman of CCUR Holdings, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by CCUR Holdings. CCUR Holdings and Mr. Barr are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. Each of CCUR Holdings and Mr. Barr disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by other members of the Section 13(d) group except to the extent of its or his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALASKA COMMUNICATIONS SYSTEMS GROUP INC
Report date July 22, 2021 · Filed July 23, 2021
Section 16 reporting ended · disclosed 2021-07-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $.01SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-22 transaction · row 1
1 source rowRow 1 · 2021-07-22 · Disposition to issuer · Disposed 19,011 · Balance 0 F1: On July 22, 2021, the Issuer was acquired by Alaska Management, Inc. ("Parent") pursuant to the Agreement and Plan of Merger (the "Agreement"), dated as of December 31, 2020, by and among Issuer, Parent and Project 8 MergerSub, Inc. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive $3.40 in cash, without interest (the "Merger Consideration"). |
| Restricted stock unitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-22 · Disposition to issuer · Disposed 0 · Balance 0 F2: Pursuant to the Agreement, each Issuer RSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such RSU multiplied by (ii) $3.40. |
| Performance stock unitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-22 · Disposition to issuer · Disposed 0 · Balance 0 F3: Pursuant to the APM, each PSU outstanding immediately prior to the Effective Time was cancelled in exchange for the contingent right to cash equal to (i) the number of shares of common stock subject to such PSU based on attainment of the performance criteria discussed below multiplied by (ii) $3.40. PSUs subject to vesting based on stock price were certified by the Issuers Compensation Committee as met at $3.25 per share, resulting in 1/3 of PSUs becoming vested and payable and 2/3 of PSUs being forfeited. PSUs subject to vesting based on free cash flow ("FCPSUs"), were certified by such Committee as met at maximum levels (paid out at 150% of target for 2019 and 125% of target for 2020). Payment for FCPSUs remains contingent on time-based vesting conditions to be made at the earliest of (a) the current vesting date, subject to the continued employment through such date, (b) the anniversary of the Effective Time and (c) the date when the employment is terminated without cause. |
| Common stock unitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-07-22 · Disposition to issuer · Disposed 0 · Balance 0 F4: Pursuant to the Agreement, each CSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such CSU multiplied by (ii) $3.40. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 22, 2021, the Issuer was acquired by Alaska Management, Inc. ("Parent") pursuant to the Agreement and Plan of Merger (the "Agreement"), dated as of December 31, 2020, by and among Issuer, Parent and Project 8 MergerSub, Inc. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive $3.40 in cash, without interest (the "Merger Consideration").
F2: Pursuant to the Agreement, each Issuer RSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such RSU multiplied by (ii) $3.40.
F3: Pursuant to the APM, each PSU outstanding immediately prior to the Effective Time was cancelled in exchange for the contingent right to cash equal to (i) the number of shares of common stock subject to such PSU based on attainment of the performance criteria discussed below multiplied by (ii) $3.40. PSUs subject to vesting based on stock price were certified by the Issuers Compensation Committee as met at $3.25 per share, resulting in 1/3 of PSUs becoming vested and payable and 2/3 of PSUs being forfeited. PSUs subject to vesting based on free cash flow ("FCPSUs"), were certified by such Committee as met at maximum levels (paid out at 150% of target for 2019 and 125% of target for 2020). Payment for FCPSUs remains contingent on time-based vesting conditions to be made at the earliest of (a) the current vesting date, subject to the continued employment through such date, (b) the anniversary of the Effective Time and (c) the date when the employment is terminated without cause.
F4: Pursuant to the Agreement, each CSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such CSU multiplied by (ii) $3.40.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2023 Filed May 23, 2023 21:41 UTC | INNOVATE Corp. VATE · Entity 6766 | PurchaseCommon Stock | 5,000 | $1.48 | $7,400.00 |
DisclosureSEC source: 0001006837-23-000071 · wk-form4_1684878106.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 436,660 Read SEC document |
| May 18, 2023 Filed May 19, 2023 20:13 UTC | INNOVATE Corp. VATE · Entity 6766 | GrantCommon Stock | 4,750 | $1.55 | $7,362.03 |
DisclosureSEC source: 0001006837-23-000066 · wk-form4_1684527212.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 431,660 Read SEC document |
| May 18, 2023 Filed May 23, 2023 21:41 UTC Amendment | INNOVATE Corp. VATE · Entity 6766 | PurchaseCommon Stock | 4,750 | $1.55 | $7,362.03 |
DisclosureSEC source: 0001006837-23-000070 · wk-form4a_1684878050.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 431,660 F1 · kind: This Form 4 amends Reporting Person?s Form 4 filed on May 19, 2023 to report the purchase by the Reporting Person of 4,750 shares of VATE Common Stock on May 18, 2023. The original Form 4 erroneously identified the purchase using the transaction code A in Box 3. Reporting Person purchased the shares in an open market transaction. Accordingly, this Amendment is being filed with the correct code in Box corresponding the type of purchase made. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 21:19 UTC | INNOVATE Corp. VATE · Entity 6766 | Tax withholdingCommon Stock | 8,117 | $2.93 | $23,782.81 |
DisclosureSEC source: 0001006837-23-000022 · wf-form4_167900152512685.xml · nonDerivative · entry 2 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,173 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| March 15, 2023 Filed Mar 31, 2023 20:25 UTC | INNOVATE Corp. VATE · Entity 6766 | GrantCommon Stock | 88,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-23-000028 · wf-form4_168029429956924.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 426,910 F1 · shares: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. (f/k/a HC2 Holdings, Inc.) 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date. Read SEC document |
| March 13, 2023 Filed Mar 16, 2023 21:19 UTC | INNOVATE Corp. VATE · Entity 6766 | Tax withholdingCommon Stock | 5,895 | $2.96 | $17,449.20 |
DisclosureSEC source: 0001006837-23-000022 · wf-form4_167900152512685.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,290 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 21:27 UTC | INNOVATE Corp. VATE · Entity 6766 | PurchaseCommon Stock | 10,000 | $0.93 | $9,299.00 |
DisclosureSEC source: 0001006837-22-000129 · wf-form4_166854765067358.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,185 Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:15 UTC | INNOVATE Corp. VATE · Entity 6766 | GrantCommon Stock | 72,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-22-000022 · wf-form4_164737529044410.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,185 F1 · shares: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. (f/k/a HC2 Holdings, Inc.) 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:17 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 2,500 | $3.86 | $9,649.75 |
DisclosureSEC source: 0001006837-21-000118 · wf-form4_162871303502142.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,559 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.75 to $3.860, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 19:48 UTC | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 | Disposition to issuerCommon stock units · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-048091 · doc4.xml · derivative · entry 4 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 0 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Agreement, each CSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such CSU multiplied by (ii) $3.40. F4 · price: Pursuant to the Agreement, each CSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such CSU multiplied by (ii) $3.40. F4 · derivative.exercise_date: Pursuant to the Agreement, each CSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such CSU multiplied by (ii) $3.40. F4 · derivative.expiration_date: Pursuant to the Agreement, each CSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such CSU multiplied by (ii) $3.40. Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 19:48 UTC | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 | Disposition to issuerPerformance stock units · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-048091 · doc4.xml · derivative · entry 3 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 0 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the APM, each PSU outstanding immediately prior to the Effective Time was cancelled in exchange for the contingent right to cash equal to (i) the number of shares of common stock subject to such PSU based on attainment of the performance criteria discussed below multiplied by (ii) $3.40. PSUs subject to vesting based on stock price were certified by the Issuers Compensation Committee as met at $3.25 per share, resulting in 1/3 of PSUs becoming vested and payable and 2/3 of PSUs being forfeited. PSUs subject to vesting based on free cash flow ("FCPSUs"), were certified by such Committee as met at maximum levels (paid out at 150% of target for 2019 and 125% of target for 2020). Payment for FCPSUs remains contingent on time-based vesting conditions to be made at the earliest of (a) the current vesting date, subject to the continued employment through such date, (b) the anniversary of the Effective Time and (c) the date when the employment is terminated without cause. F3 · price: Pursuant to the APM, each PSU outstanding immediately prior to the Effective Time was cancelled in exchange for the contingent right to cash equal to (i) the number of shares of common stock subject to such PSU based on attainment of the performance criteria discussed below multiplied by (ii) $3.40. PSUs subject to vesting based on stock price were certified by the Issuers Compensation Committee as met at $3.25 per share, resulting in 1/3 of PSUs becoming vested and payable and 2/3 of PSUs being forfeited. PSUs subject to vesting based on free cash flow ("FCPSUs"), were certified by such Committee as met at maximum levels (paid out at 150% of target for 2019 and 125% of target for 2020). Payment for FCPSUs remains contingent on time-based vesting conditions to be made at the earliest of (a) the current vesting date, subject to the continued employment through such date, (b) the anniversary of the Effective Time and (c) the date when the employment is terminated without cause. F3 · derivative.exercise_date: Pursuant to the APM, each PSU outstanding immediately prior to the Effective Time was cancelled in exchange for the contingent right to cash equal to (i) the number of shares of common stock subject to such PSU based on attainment of the performance criteria discussed below multiplied by (ii) $3.40. PSUs subject to vesting based on stock price were certified by the Issuers Compensation Committee as met at $3.25 per share, resulting in 1/3 of PSUs becoming vested and payable and 2/3 of PSUs being forfeited. PSUs subject to vesting based on free cash flow ("FCPSUs"), were certified by such Committee as met at maximum levels (paid out at 150% of target for 2019 and 125% of target for 2020). Payment for FCPSUs remains contingent on time-based vesting conditions to be made at the earliest of (a) the current vesting date, subject to the continued employment through such date, (b) the anniversary of the Effective Time and (c) the date when the employment is terminated without cause. F3 · derivative.expiration_date: Pursuant to the APM, each PSU outstanding immediately prior to the Effective Time was cancelled in exchange for the contingent right to cash equal to (i) the number of shares of common stock subject to such PSU based on attainment of the performance criteria discussed below multiplied by (ii) $3.40. PSUs subject to vesting based on stock price were certified by the Issuers Compensation Committee as met at $3.25 per share, resulting in 1/3 of PSUs becoming vested and payable and 2/3 of PSUs being forfeited. PSUs subject to vesting based on free cash flow ("FCPSUs"), were certified by such Committee as met at maximum levels (paid out at 150% of target for 2019 and 125% of target for 2020). Payment for FCPSUs remains contingent on time-based vesting conditions to be made at the earliest of (a) the current vesting date, subject to the continued employment through such date, (b) the anniversary of the Effective Time and (c) the date when the employment is terminated without cause. Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 19:48 UTC | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 | Disposition to issuerRestricted stock units · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-048091 · doc4.xml · derivative · entry 2 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Agreement, each Issuer RSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such RSU multiplied by (ii) $3.40. F2 · price: Pursuant to the Agreement, each Issuer RSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such RSU multiplied by (ii) $3.40. F2 · derivative.exercise_date: Pursuant to the Agreement, each Issuer RSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such RSU multiplied by (ii) $3.40. F2 · derivative.expiration_date: Pursuant to the Agreement, each Issuer RSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such RSU multiplied by (ii) $3.40. Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 19:48 UTC | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 | Disposition to issuerCommon stock, par value $.01 | 19,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-048091 · doc4.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On July 22, 2021, the Issuer was acquired by Alaska Management, Inc. ("Parent") pursuant to the Agreement and Plan of Merger (the "Agreement"), dated as of December 31, 2020, by and among Issuer, Parent and Project 8 MergerSub, Inc. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive $3.40 in cash, without interest (the "Merger Consideration"). F1 · price: On July 22, 2021, the Issuer was acquired by Alaska Management, Inc. ("Parent") pursuant to the Agreement and Plan of Merger (the "Agreement"), dated as of December 31, 2020, by and among Issuer, Parent and Project 8 MergerSub, Inc. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive $3.40 in cash, without interest (the "Merger Consideration"). Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 20:51 UTC | INNOVATE Corp. HCHC · Entity 6766 | Tax withholdingCommon Stock | 4,160 | $4.07 | $16,931.20 |
DisclosureSEC source: 0001006837-21-000102 · wf-form4_162577749468770.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,059 F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 19:33 UTC | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 | GrantCommon Stock, par value $.01 | 19,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041722 · doc4.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,011 F1 · price: Common stock awarded for services provided as a Director under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan. F2 · balance_after: Wayne Barr is no longer reporting 28,974 shares as indirectly held due to no longer serving as Chairman, President and CEO of CCUR. Read SEC document |
| May 10, 2021 Filed May 13, 2021 00:28 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 2,500 | $3.75 | $9,375.00 |
DisclosureSEC source: 0001006837-21-000063 · wf-form4_162086571909225.xml · nonDerivative · entry 2 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,219 Read SEC document |
| May 10, 2021 Filed May 13, 2021 00:28 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 2,500 | $3.70 | $9,250.00 |
DisclosureSEC source: 0001006837-21-000063 · wf-form4_162086571909225.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,719 Read SEC document |
| March 17, 2021 Filed Mar 17, 2021 23:33 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 1,500 | $3.55 | $5,325.00 |
DisclosureSEC source: 0001006837-21-000034 · wf-form4_161602397498488.xml · nonDerivative · entry 4 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,219 Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 23:33 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 1,000 | $3.60 | $3,600.00 |
DisclosureSEC source: 0001006837-21-000034 · wf-form4_161602397498488.xml · nonDerivative · entry 3 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,719 Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 23:33 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 5,000 | $3.70 | $18,500.00 |
DisclosureSEC source: 0001006837-21-000034 · wf-form4_161602397498488.xml · nonDerivative · entry 2 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,719 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:33 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-21-000034 · wf-form4_161602397498488.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,719 F1 · shares: The reported stock award will vest in three installments of one-third each on each of the first, second and third anniversaries of the grant, provided reporting person continues as an officer of Issuer on each such vesting date. Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 02:50 UTC | INNOVATE Corp. HCHC · Entity 6766 | OtherSubscription Rights (right to buy) · Derivative | 60,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001006837-20-000213 · wf-form4_160627261112244.xml · derivative · entry 2 BARR WAYNE JR · CIK 0001270217 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,771 shares Expires 2020-11-20 F2 · shares: Every one (1) subscription right entitles the reporting person to purchase 0.5462 shares of the Issuer's common stock at a subscription price per full share of $2.27. Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 02:50 UTC | INNOVATE Corp. HCHC · Entity 6766 | OtherCommon Stock | 32,771 | $2.27 | $74,390.17 |
DisclosureSEC source: 0001006837-20-000213 · wf-form4_160627261112244.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,719 F1 · shares: These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 20:28 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 31,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-20-000147 · wf-form4_159648648470382.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,948 F1 · shares: The shares will vest and become exercisable 66-2/3% on July 30, 2021 and 33-1/3% on July 30, 2022 (each such date, a "Vesting Date"), provided reporting person continues as a director or employee of HC2 Holdings, Inc. on each such Vesting Date. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:28 UTC | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 | GrantRestricted Stock Units · Derivative | 19,011 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037745 · doc4.xml · derivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,011 Underlying: Common Stock · 19,011 shares Expires 2030-06-16 F1 · derivative.exercise_price: Restricted stock unit award under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan F2 · derivative.exercise_date: Amount represents restricted stock units granted under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan which will vest in one annual installment beginning on the first company business day on or after June 16, 2021, subject to continued service. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 18:42 UTC | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 | GrantCommon Stock, par value $.01 | 7,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022798 · doc4.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,184 F1 · price: Common stock awarded for services provided as a Director under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan. Read SEC document |
| March 31, 2020 Filed Apr 16, 2020 19:07 UTC Amendment | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 | GrantCommon Stock, par value $.01 | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024683 · doc4a.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares originally awarded on 03/31/2020 were reversed and the Director chose to receive cash instead of shares. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 16:52 UTC | CCUR Holdings, Inc. CCUR · Entity 122519 | GrantCommon Stock | 28,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000192 · doc4_6532.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,509 F1 · security: Grant of Restricted Stock Awards. Restrictions lapse on 50 percent of the awards on the first anniversary of the grant date, and restrictions lapse on 25 percent of the awards on each the second and third anniversary dates of the grant date. Read SEC document |
| November 05, 2019 Filed Nov 5, 2019 16:02 UTC | CCUR Holdings, Inc. CCUR · Entity 122519 | PurchaseCommon Stock | 2,500 | $4.05 | $10,120.00 |
DisclosureSEC source: 0001638599-19-000938 · doc4_6340.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.03 to $4.08, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 20:51 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 36,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-19-000067 · wf-form4_156080465097935.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,914 F1 · shares: The shares will vest and become exercisable as follows: 24,489 shares on June 1, 2020 and 12,245 shares on June 1, 2021 (each such date, a "Vesting Date"), provided reporting reporting person continues as a director of HC2 Holdings, Inc. on each such Vesting Date. Read SEC document |
| March 01, 2019 Filed Mar 1, 2019 16:08 UTC | CCUR Holdings, Inc. CCUR · Entity 122519 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000296 · doc4_5977.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F1 · security: Grant of Restricted Stock Awards. Restrictions lapse on one-third of the awards on each the first, second and third anniversary of the grant date. Read SEC document |
| November 21, 2018 Filed Nov 23, 2018 20:53 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 1,000 | $3.05 | $3,050.00 |
DisclosureSEC source: 0001006837-18-000150 · wf-form4_154300640237396.xml · nonDerivative · entry 4 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,180 Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 20:53 UTC | INNOVATE Corp. HCHC · Entity 6766 | Purchase7.5% Conv Senior Note due 2022 (conv into common stock) · Derivative | Not disclosed | Not disclosed Strike: $4.38 | $2,500,000.00 |
DisclosureSEC source: 0001006837-18-000150 · wf-form4_154300640237396.xml · derivative · entry 6 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CCUR Holdings, Inc. Disclosed balance after: 570,776 Underlying: Common Stock · 570,776 shares Expires not disclosed F2 · derivative.exercise_price: On Nov 20, 2018, CCUR purchased $2,500,000 in aggregate principal amount of the Issuer's 7.5% convertible senior notes due 2022 (the "Convertible Notes"). The Convertible Notes bear interest at a rate of 7.5% per annum, payable semi-annually in arrears on June 1 and December 1 of each year, beginning on June 1, 2019, unless converted, redeemed or repurchased in accordance with their terms prior to June 1, 2022 (the "maturity date"). The Convertible Notes are convertible at CCUR's option into shares of the Issuer's Common Stock based on an initial conversion rate of 228.3105 shares of Common Stock per $1,000 principal amount of Convertible Notes (equivalent to an initial conversion price of $4.38 per share of the Issuer's Common Stock), subject to certain adjustments, at any time prior to the close of business on the business day immediately preceding the maturity date, in principal amounts of $1,000 or an integral multiple of $1,000 in excess thereof. F2 · price: On Nov 20, 2018, CCUR purchased $2,500,000 in aggregate principal amount of the Issuer's 7.5% convertible senior notes due 2022 (the "Convertible Notes"). The Convertible Notes bear interest at a rate of 7.5% per annum, payable semi-annually in arrears on June 1 and December 1 of each year, beginning on June 1, 2019, unless converted, redeemed or repurchased in accordance with their terms prior to June 1, 2022 (the "maturity date"). The Convertible Notes are convertible at CCUR's option into shares of the Issuer's Common Stock based on an initial conversion rate of 228.3105 shares of Common Stock per $1,000 principal amount of Convertible Notes (equivalent to an initial conversion price of $4.38 per share of the Issuer's Common Stock), subject to certain adjustments, at any time prior to the close of business on the business day immediately preceding the maturity date, in principal amounts of $1,000 or an integral multiple of $1,000 in excess thereof. F2 · derivative.exercise_date: On Nov 20, 2018, CCUR purchased $2,500,000 in aggregate principal amount of the Issuer's 7.5% convertible senior notes due 2022 (the "Convertible Notes"). The Convertible Notes bear interest at a rate of 7.5% per annum, payable semi-annually in arrears on June 1 and December 1 of each year, beginning on June 1, 2019, unless converted, redeemed or repurchased in accordance with their terms prior to June 1, 2022 (the "maturity date"). The Convertible Notes are convertible at CCUR's option into shares of the Issuer's Common Stock based on an initial conversion rate of 228.3105 shares of Common Stock per $1,000 principal amount of Convertible Notes (equivalent to an initial conversion price of $4.38 per share of the Issuer's Common Stock), subject to certain adjustments, at any time prior to the close of business on the business day immediately preceding the maturity date, in principal amounts of $1,000 or an integral multiple of $1,000 in excess thereof. F2 · derivative.expiration_date: On Nov 20, 2018, CCUR purchased $2,500,000 in aggregate principal amount of the Issuer's 7.5% convertible senior notes due 2022 (the "Convertible Notes"). The Convertible Notes bear interest at a rate of 7.5% per annum, payable semi-annually in arrears on June 1 and December 1 of each year, beginning on June 1, 2019, unless converted, redeemed or repurchased in accordance with their terms prior to June 1, 2022 (the "maturity date"). The Convertible Notes are convertible at CCUR's option into shares of the Issuer's Common Stock based on an initial conversion rate of 228.3105 shares of Common Stock per $1,000 principal amount of Convertible Notes (equivalent to an initial conversion price of $4.38 per share of the Issuer's Common Stock), subject to certain adjustments, at any time prior to the close of business on the business day immediately preceding the maturity date, in principal amounts of $1,000 or an integral multiple of $1,000 in excess thereof. F2 · derivative.underlying_shares: On Nov 20, 2018, CCUR purchased $2,500,000 in aggregate principal amount of the Issuer's 7.5% convertible senior notes due 2022 (the "Convertible Notes"). The Convertible Notes bear interest at a rate of 7.5% per annum, payable semi-annually in arrears on June 1 and December 1 of each year, beginning on June 1, 2019, unless converted, redeemed or repurchased in accordance with their terms prior to June 1, 2022 (the "maturity date"). The Convertible Notes are convertible at CCUR's option into shares of the Issuer's Common Stock based on an initial conversion rate of 228.3105 shares of Common Stock per $1,000 principal amount of Convertible Notes (equivalent to an initial conversion price of $4.38 per share of the Issuer's Common Stock), subject to certain adjustments, at any time prior to the close of business on the business day immediately preceding the maturity date, in principal amounts of $1,000 or an integral multiple of $1,000 in excess thereof. F1 · ownership.nature: Held by CCUR Holdings, Inc. ("CCUR"), of which the Reporting Person is Chairman, President and CEO. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any securities covered by this filing. Read SEC document |
| November 14, 2018 Filed Nov 23, 2018 20:53 UTC | INNOVATE Corp. HCHC · Entity 6766 | OtherCommon Stock | 200 | $3.49 | $698.46 |
DisclosureSEC source: 0001006837-18-000150 · wf-form4_154300640237396.xml · nonDerivative · entry 3 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,180 Read SEC document |
| November 09, 2018 Filed Nov 23, 2018 20:53 UTC | INNOVATE Corp. HCHC · Entity 6766 | OtherCommon Stock | 400 | $4.95 | $1,980.00 |
DisclosureSEC source: 0001006837-18-000150 · wf-form4_154300640237396.xml · nonDerivative · entry 2 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,980 Read SEC document |
| November 08, 2018 Filed Nov 23, 2018 20:53 UTC | INNOVATE Corp. HCHC · Entity 6766 | OtherCommon Stock | 400 | $5.22 | $2,088.00 |
DisclosureSEC source: 0001006837-18-000150 · wf-form4_154300640237396.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,580 Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 12:44 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 9,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-18-000086 · wf-form4_152906662636191.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,180 F1 · shares: The shares will vest and become exercisable 66-2/3% on June 13, 2019 and 33-1/3% on June 13, 2020 (each such date, a "Vesting Date"), provided reporting reporting person continues as a director of HC2 Holdings, Inc. on each such Vesting Date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:51 UTC | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 | PurchaseCommon stock, par value $.01 | 10,000 | $1.67 | $16,700.00 |
DisclosureSEC source: 0001209191-18-035886 · doc4.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CCUR Holdings, Inc. Disclosed balance after: 28,974 F1 · ownership.nature: Shares of Issuer Common Stock held by CCUR Holdings, Inc., of which Reporting Person is Chairman, President and CEO. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document |
| May 29, 2018 Filed May 30, 2018 18:59 UTC | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 | PurchaseCommon stock, par value $.01 | 10,300 | $1.70 | $17,508.97 |
DisclosureSEC source: 0001209191-18-034267 · doc4.xml · nonDerivative · entry 2 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CCUR Holdings, Inc. Disclosed balance after: 18,974 F3 · price: Reflects weighted average purchase price. The range of prices for such transaction is $1.695 to $1.70. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Shares of Issuer Common Stock held by CCUR Holdings, Inc., of which Reporting Person is Chairman, President and CEO. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document |
| May 25, 2018 Filed May 30, 2018 18:59 UTC | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 | PurchaseCommon stock, par value $.01 | 3,130 | $1.72 | $5,370.77 |
DisclosureSEC source: 0001209191-18-034267 · doc4.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CCUR Holdings, Inc. Disclosed balance after: 8,674 F1 · price: Reflects weighted average purchase price. The range of prices for such transaction is $1.71 to $1.72. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Shares of Issuer Common Stock held by CCUR Holdings, Inc., of which Reporting Person is Chairman, President and CEO. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document |
| May 24, 2018 Filed May 25, 2018 16:51 UTC | ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 | PurchaseCommon stock, par value $.01 | 5,544 | $1.70 | $9,424.80 |
DisclosureSEC source: 0001209191-18-033559 · doc4.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CCUR Holdings, Inc. Disclosed balance after: 5,544 F1 · ownership.nature: Shares of Issuer Common Stock held by CCUR Holdings, Inc., of which Reporting Person is Chairman, President and CEO. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 00:48 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock | 200,000 | $5.35 | $1,070,000.00 |
DisclosureSEC source: 0001006837-18-000029 · wf-form4_152150687890166.xml · nonDerivative · entry 2 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CCUR Holdings, Inc. Disclosed balance after: 200,000 F1 · ownership.nature: Shares of Issuer Common Stock held by CCUR Holdings, Inc., of which Reporting Person is Chairman, President and CEO. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 16:04 UTC | CCUR Holdings, Inc. CCUR · Entity 122519 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $5.42 | $0.00 |
DisclosureSEC source: 0001638599-18-000266 · doc4_5274.xml · derivative · entry 2 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-02-16 F2 · shares: Option granted on February 16, 2018 under the CCUR Holdings 2011 Stock Incentive Plan. One-third of grant becomes excercisable on the first, second and third anniversary of the grant date. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 16:04 UTC | CCUR Holdings, Inc. CCUR · Entity 122519 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000266 · doc4_5274.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Grant of Restricted Stock Awards. One-third of restrictions release on the first, second and third anniversary of the grant date. Read SEC document |
| November 15, 2017 Filed Nov 15, 2017 16:20 UTC | CCUR Holdings, Inc. CCUR · Entity 122519 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-17-001144 · doc4_5070.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Grant of Restricted Stock Awards. The restrictions on these shares will lapse as follows: 2,500 on 11/15/2018; 2,500 on 11/15/2019; and 2,500 on 11/15/2020 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 00:26 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 3,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-17-000066 · wf-form4_151087837988139.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,229 Read SEC document |
| June 19, 2017 Filed Jun 22, 2017 01:30 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 10,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-17-000137 · wf-form4_149809498812706.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,596 F1 · shares: The shares of restricted stock will vest in installments of 66-2/3% on June 19, 2018 and 33-1/3% on June 1, 2019, provided Reporting Person continues as a Director of HC2 Holdings, Inc. on each such vesting date. Read SEC document |
| January 11, 2017 Filed Jan 12, 2017 23:04 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 4,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-17-000006 · wf-form4_148426225481719.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,474 Read SEC document |
| January 11, 2017 Filed Jan 20, 2017 17:09 UTC Amendment | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 4,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001190725-17-000021 · wf-form4a_148493216585604.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,474 F1 · security: This item previously reported correctly and is being reported again to gain access to the system. This amendment is to report the error in the signature block. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 09:45 UTC | CCUR Holdings, Inc. CCUR · Entity 122519 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-16-001536 · doc4_4298.xml · nonDerivative · entry 1 BARR WAYNE JR · CIK 0001270217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: Grant of Restricted Stock Awards. The restrictions on these shares will lapse as follows: 4,700 on 10/15/2017; 200 on 10/15/2018; and 100 on 11/11/2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.