VATE

SEC source: 0001006837-24-000083 · wk-form4a_1718223476.xml · derivative · entry 4

Voigt Paul · CIK 0001621020 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Jessie Holdings LLC

Disclosed balance after: 0

Underlying: Common Stock · 16,751 shares

Expires 2024-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering.

F2 · shares: These shares were erroneously not reported on the Original Form 4.

F3 · ownership.nature: Reporting Person is the Manager of Jessie Holdings LLC and has sole voting and investment control.

SEC source: 0001006837-24-000083 · wk-form4a_1718223476.xml · derivative · entry 3

Voigt Paul · CIK 0001621020 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 369,130 shares

Expires 2024-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering.

SEC source: 0001006837-24-000083 · wk-form4a_1718223476.xml · nonDerivative · entry 2

Voigt Paul · CIK 0001621020 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Jessie Holdings LLC

Disclosed balance after: 75,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering.

F2 · shares: These shares were erroneously not reported on the Original Form 4.

F3 · ownership.nature: Reporting Person is the Manager of Jessie Holdings LLC and has sole voting and investment control.

SEC source: 0001006837-24-000083 · wk-form4a_1718223476.xml · nonDerivative · entry 1

Voigt Paul · CIK 0001621020 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,660,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering.

SEC source: 0001006837-24-000041 · wk-form4_1712001961.xml · derivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Lancer Capital LLC

Disclosed balance after: 25,000

Underlying: Common Stock · 35,714,285 shares

Expires not disclosed

F1 · derivative.exercise_date: The Series C Non-Voting Participating Convertible Preferred Stock will convert automatically into common stock upon stockholder approval of the conversion and may be converted at the option of the reporting person prior to the consummation of any merger, sale of all or substantially all assets of the Issuer, or other change of control transaction with a third party unaffiliated with any holder of the Series C Preferred Stock pursuant to which the Issuer will be delisted from the New York Stock Exchange.

F2 · derivative.expiration_date: The reported security does not have an expiration date.

F3 · ownership.nature: The reporting person is the trustee of the Avram Glazer Irrevocable Exempt Trust (the "Trust"), which is the sole member of Lancer Capital LLC ("Lancer Capital:), and in such capacity may be deemed to beneficially own the shares held of record by Lancer Capital and the Trust.

SEC source: 0000921895-24-000701 · form412567001roc_03212024.xml · derivative · entry 1

Percy Rockdale LLC · CIK 0001801092 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,948,755

Underlying: Common Stock, par value $0.001 per share · 25,000 shares

Expires not disclosed

F1 · security: The subscription rights were distributed by INNOVATE Corp., in a transaction exempt under Exchange Act Rule 16a-9(b).

F4 · price: The price reported in Column 8 is a weighted average price. These subscription rights were sold in multiple transactions ranging from $0.0042 to $0.0051, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, INNOVATE Corp., or any security holder of INNOVATE Corp., upon request, full information regarding the number of subscription rights sold at each separate price within the range.

F2 · derivative.exercise_date: The rights offering commenced on March 8, 2024.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., Eastern time, on March 25, 2024 unless extended by INNOVATE Corp.

F5 · ownership.direct: The reporting person and certain other persons may be deemed to be members of a Section 13(d) group that beneficially owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer beneficially owned directly by the other members of the Section 13(d) group except to the extent of its pecuniary interest therein.

SEC source: 0000921895-24-000700 · form412567001_03212024.xml · derivative · entry 1

Gorzynski Michael · CIK 0001812551 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Percy Rockdale LLC

Disclosed balance after: 4,948,755

Underlying: Common Stock, par value $0.001 per share · 25,000 shares

Expires not disclosed

F1 · security: The subscription rights were distributed by INNOVATE Corp., in a transaction exempt under Exchange Act Rule 16a-9(b).

F4 · price: The price reported in Column 8 is a weighted average price. These subscription rights were sold in multiple transactions ranging from $0.0042 to $0.0051, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, INNOVATE Corp., or any security holder of INNOVATE Corp., upon request, full information regarding the number of subscription rights sold at each separate price within the range.

F2 · derivative.exercise_date: The rights offering commenced on March 8, 2024.

F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., Eastern time, on March 25, 2024 unless extended by INNOVATE Corp.

F5 · ownership.direct: The reporting person and certain other persons may be deemed to be members of a Section 13(d) group that beneficially owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer beneficially owned directly by the other members of the Section 13(d) group except to the extent of its pecuniary interest therein.

F6 · ownership.nature: These securities are directly owned solely by Percy Rockdale LLC ("Percy Rockdale"). Mr. Gorzynski, as the sole Manager of Percy Rockdale, may be deemed to beneficially own the shares of Common Stock directly held by Percy Rockdale.

SEC source: 0001006837-24-000027 · wk-form4_1710792939.xml · nonDerivative · entry 3

Sena Michael J. · CIK 0001562966 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,057,347

F2 · kind: Shares disposed of to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5706 to $0.6609, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001006837-24-000027 · wk-form4_1710792939.xml · nonDerivative · entry 2

Sena Michael J. · CIK 0001562966 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,078,818

F2 · kind: Shares disposed of to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.715, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001006837-24-000027 · wk-form4_1710792939.xml · nonDerivative · entry 1

Sena Michael J. · CIK 0001562966 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,090,493

F1 · kind: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date.

SEC source: 0001006837-23-000081 · wk-form4_1687292922.xml · nonDerivative · entry 1

GFELLER WARREN H · CIK 0001175309 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,960

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-23-000079 · wk-form4_1687292814.xml · nonDerivative · entry 1

Goldstein Brian Steven · CIK 0001936689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,193

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-23-000076 · wk-form4_1687292586.xml · nonDerivative · entry 1

Wilkinson Amy Marie · CIK 0001941582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,405

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-23-000077 · wk-form4_1687292700.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,195

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-23-000071 · wk-form4_1684878106.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,660

SEC source: 0001006837-23-000066 · wk-form4_1684527212.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,660

SEC source: 0001006837-23-000070 · wk-form4a_1684878050.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,660

F1 · kind: This Form 4 amends Reporting Person?s Form 4 filed on May 19, 2023 to report the purchase by the Reporting Person of 4,750 shares of VATE Common Stock on May 18, 2023. The original Form 4 erroneously identified the purchase using the transaction code A in Box 3. Reporting Person purchased the shares in an open market transaction. Accordingly, this Amendment is being filed with the correct code in Box corresponding the type of purchase made.

SEC source: 0001006837-23-000024 · wf-form4_167900156317375.xml · nonDerivative · entry 2

Herbst Suzi R · CIK 0001672162 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,934

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-23-000023 · wf-form4_167900154922293.xml · nonDerivative · entry 2

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,878

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-23-000022 · wf-form4_167900152512685.xml · nonDerivative · entry 2

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,173

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-23-000030 · wf-form4_168029434166870.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,258

F1 · shares: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. (f/k/a HC2 Holdings, Inc.) 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date.

SEC source: 0001006837-23-000029 · wf-form4_168029432587044.xml · nonDerivative · entry 1

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732,478

F1 · shares: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. (f/k/a HC2 Holdings, Inc.) 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date.

SEC source: 0001006837-23-000028 · wf-form4_168029429956924.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,910

F1 · shares: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. (f/k/a HC2 Holdings, Inc.) 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date.

SEC source: 0001006837-23-000024 · wf-form4_167900156317375.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,994

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-23-000023 · wf-form4_167900154922293.xml · nonDerivative · entry 1

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,290

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-23-000022 · wf-form4_167900152512685.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,290

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

SEC source: 0001006837-22-000128 · wf-form4_166854762096695.xml · nonDerivative · entry 3

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,905

SEC source: 0001006837-22-000129 · wf-form4_166854765067358.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,185

SEC source: 0001006837-22-000128 · wf-form4_166854762096695.xml · nonDerivative · entry 2

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,905

SEC source: 0001006837-22-000128 · wf-form4_166854762096695.xml · nonDerivative · entry 1

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,905

SEC source: 0001006837-22-000125 · wf-form4_166794328204978.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,803

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-22-000124 · wf-form4_166794325329590.xml · nonDerivative · entry 1

Goldstein Brian Steven · CIK 0001936689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,801

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-22-000123 · wf-form4_166794323227465.xml · nonDerivative · entry 1

Wilkinson Amy Marie · CIK 0001941582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,013

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-22-000122 · wf-form4_166794320194206.xml · nonDerivative · entry 1

GFELLER WARREN H · CIK 0001175309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,568

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-22-000101 · wf-form4_166310034558567.xml · nonDerivative · entry 1

Goldstein Brian Steven · CIK 0001936689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.45 to $1.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001006837-22-000074 · wf-form4_165541067218869.xml · nonDerivative · entry 1

Lombard Shelly · CIK 0001812653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,298

SEC source: 0001006837-22-000052 · wf-form4_165221382016268.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 19,384,196

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.72 to $2.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares were purchased by Lancer Capital LLC ("Lancer"). The Avram Glazer Irrevocable Exempt Trust (the "Trust") is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer. The Reporting Person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by Lancer Capital and the Trust.

SEC source: 0001006837-22-000052 · wf-form4_165221382016268.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 19,084,196

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.805 to $3.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares were purchased by Lancer Capital LLC ("Lancer"). The Avram Glazer Irrevocable Exempt Trust (the "Trust") is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer. The Reporting Person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by Lancer Capital and the Trust.

SEC source: 0001006837-22-000036 · wf-form4_165066058399015.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,375

F1 · kind: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001006837-22-000032 · wf-form4_164996794226858.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,959

F1 · shares: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2022.

SEC source: 0001006837-22-000034 · wf-form4a_165057311251022.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,559

F1 · kind: This Form 4 is being filed solely to correct the transaction type, which was originally reported as a purchase.

F2 · shares: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2022.

SEC source: 0001006837-22-000027 · wf-form4_164763464836593.xml · nonDerivative · entry 1

Ferraro Joseph Anthony · CIK 0001717154 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,306

F1 · kind: Shares sold to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.48 to $3.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001006837-22-000026 · wf-form4_164763462697801.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,759

F1 · kind: Shares sold to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.48 to $3.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001006837-22-000023 · wf-form4_164737531090212.xml · nonDerivative · entry 1

Ferraro Joseph Anthony · CIK 0001717154 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,932

F1 · shares: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. (f/k/a HC2 Holdings, Inc.) 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date.

SEC source: 0001006837-22-000022 · wf-form4_164737529044410.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,185

F1 · shares: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. (f/k/a HC2 Holdings, Inc.) 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date.

SEC source: 0001006837-22-000021 · wf-form4_164737525412089.xml · nonDerivative · entry 1

Sena Michael J. · CIK 0001562966 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,905

F1 · shares: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. (f/k/a HC2 Holdings, Inc.) 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date.

SEC source: 0001006837-22-000020 · wf-form4_164737522572872.xml · nonDerivative · entry 1

Herbst Suzi R · CIK 0001672162 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,840

F1 · shares: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. (f/k/a HC2 Holdings, Inc.) 2014 Omnibus Equity Award Plan (the "Plan"). Shares will vest and become exercisable in three installments of one-third each on the first, second and third anniversaries of the Date of Grant (each a "Vesting Date"), subject to the continued employment of the Reporting Person on the applicable Vesting Date.

SEC source: 0001006837-21-000118 · wf-form4_162871303502142.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,559

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.75 to $3.860, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001006837-21-000098 · wf-form4_162568961198776.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 3,139,405

F1 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021 (the "10b5-1 Plan").

F3 · kind: The 10b5-1 Plan was terminated as of July 6, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.87 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000102 · wf-form4_162577749468770.xml · nonDerivative · entry 1

BARR WAYNE JR · CIK 0001270217 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,059

F1 · kind: Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.