Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alpha Metallurgical Resources, Inc.AMR · Entity 4251 | Director · 10% owner · See Remarks | August 21, 2026 | August 25, 2026 |
| INNOVATE Corp.VATE · Entity 6766 | 10% owner | March 19, 2024 | March 21, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alpha Metallurgical Resources, Inc.
Report date August 21, 2026 · Filed August 25, 2026
Jointly reported with Percy Rockdale LLC, MG Capital Management Ltd., CONTINENTAL GENERAL INSURANCE CO, Continental Insurance Group, Ltd., Continental General Holdings LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy Continental General Insurance Company | 654,025 |
Reported balance
After 2026-08-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-08-21 · Purchase · Acquired 10,000 · Balance 654,025 F1: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy Percy Rockdale LLC | 787,097 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 787,097 F1: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3: Represents securities directly held by Percy Rockdale. As the sole Manager of Percy Rockdale, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by Percy Rockdale. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy MG Capital Management, Ltd. | 1,691 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,691 F1: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4: Represents securities directly held by MG Capital Management. As the sole Director of MG Capital Management, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by MG Capital Management. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy Spouse | 4,486 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,486 F1: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5: Represents securities directly held by Mr. Gorzynski's wife. Mr. Gorzynski disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his wife except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gorzynski is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 5,713 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,713 F1: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC.
F3: Represents securities directly held by Percy Rockdale. As the sole Manager of Percy Rockdale, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by Percy Rockdale.
F4: Represents securities directly held by MG Capital Management. As the sole Director of MG Capital Management, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by MG Capital Management.
F5: Represents securities directly held by Mr. Gorzynski's wife. Mr. Gorzynski disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his wife except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gorzynski is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
INNOVATE Corp.
Report date March 19, 2024 · Filed March 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.70 | IndirectBy: Percy Rockdale LLC | 4,948,755 |
Reported balance
After 2024-03-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-03-19 · Sale · Disposed 100,000 · Balance 4,948,755 F1: The subscription rights were distributed by INNOVATE Corp., in a transaction exempt under Exchange Act Rule 16a-9(b). F4: The price reported in Column 8 is a weighted average price. These subscription rights were sold in multiple transactions ranging from $0.0042 to $0.0051, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, INNOVATE Corp., or any security holder of INNOVATE Corp., upon request, full information regarding the number of subscription rights sold at each separate price within the range. F2: The rights offering commenced on March 8, 2024. F3: The rights offering will expire at 5:00 p.m., Eastern time, on March 25, 2024 unless extended by INNOVATE Corp. F5: The reporting person and certain other persons may be deemed to be members of a Section 13(d) group that beneficially owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer beneficially owned directly by the other members of the Section 13(d) group except to the extent of its pecuniary interest therein. F6: These securities are directly owned solely by Percy Rockdale LLC ("Percy Rockdale"). Mr. Gorzynski, as the sole Manager of Percy Rockdale, may be deemed to beneficially own the shares of Common Stock directly held by Percy Rockdale. |
Filing footnotes · ownership attribution and instrument terms
F1: The subscription rights were distributed by INNOVATE Corp., in a transaction exempt under Exchange Act Rule 16a-9(b).
F2: The rights offering commenced on March 8, 2024.
F3: The rights offering will expire at 5:00 p.m., Eastern time, on March 25, 2024 unless extended by INNOVATE Corp.
F4: The price reported in Column 8 is a weighted average price. These subscription rights were sold in multiple transactions ranging from $0.0042 to $0.0051, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, INNOVATE Corp., or any security holder of INNOVATE Corp., upon request, full information regarding the number of subscription rights sold at each separate price within the range.
F5: The reporting person and certain other persons may be deemed to be members of a Section 13(d) group that beneficially owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer beneficially owned directly by the other members of the Section 13(d) group except to the extent of its pecuniary interest therein.
F6: These securities are directly owned solely by Percy Rockdale LLC ("Percy Rockdale"). Mr. Gorzynski, as the sole Manager of Percy Rockdale, may be deemed to beneficially own the shares of Common Stock directly held by Percy Rockdale.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2026 Filed Aug 25, 2026 19:02 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | PurchaseCommon Stock, $0.01 par value per share | 10,000 | $208.92 | $2,089,169.00 |
DisclosureSEC source: 0000921895-26-002305 · form413108004_08252026.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Continental General Insurance Company Disclosed balance after: 654,025 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC. Read SEC document |
| May 06, 2026 Filed May 9, 2026 00:04 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GrantNon-statutory Stock Option (right to buy) · Derivative | 3,126 | $111.02 Strike: $188.52 | $347,048.52 |
DisclosureSEC source: 0000921895-26-001205 · form413108004_05082026.xml · derivative · entry 6 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,126 Underlying: Common Stock, $0.01 par value per share · 3,126 shares Expires 2036-05-06 F6 · derivative.exercise_date: Represents a stock option grant in connection with Mr. Gorzynski's service as a director. This grant will vest in full on May 5, 2027. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 19:39 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | PurchaseCommon Stock, $0.01 par value per share | 541 | $192.82 | $104,314.65 |
DisclosureSEC source: 0000921895-25-003365 · form413108004_12172025.xml · nonDerivative · entry 3 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Continental General Insurance Company Disclosed balance after: 644,025 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 19:39 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | PurchaseCommon Stock, $0.01 par value per share | 14,347 | $187.71 | $2,693,042.37 |
DisclosureSEC source: 0000921895-25-003365 · form413108004_12172025.xml · nonDerivative · entry 2 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Continental General Insurance Company Disclosed balance after: 643,484 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 19:39 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | PurchaseCommon Stock, $0.01 par value per share | 23,688 | $188.88 | $4,474,137.33 |
DisclosureSEC source: 0000921895-25-003365 · form413108004_12172025.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Continental General Insurance Company Disclosed balance after: 629,137 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC. Read SEC document |
| May 07, 2025 Filed May 9, 2025 20:48 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GrantCommon Stock, $0.01 par value per share | 2,842 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-25-001370 · form413108004_05092025.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,713 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · shares: Represents a grant of restricted stock units that will vest on May 6, 2026. Mr. Gorzynski has elected to defer settlement of such restricted stock units until his separation from service from the Issuer. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 22:52 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GrantCommon Stock, $0.01 par value per share | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-24-002973 · form413108004_12172024.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,871 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · shares: Represents a grant of restricted stock units that will vest on May 1, 2025. Mr. Gorzynski has elected to defer settlement of such restricted stock units until his separation from service from the Issuer. Read SEC document |
| May 02, 2024 Filed May 6, 2024 14:34 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GrantCommon Stock, $0.01 par value per share | 902 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-24-001030 · form413108004_05032024.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,712 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "ReportingPersons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · shares: Represents a grant of restricted stock units that will vest upon Mr. Gorzynski's separation from service from the Issuer. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 22:40 UTC | INNOVATE Corp. VATE · Entity 6766 | SaleSubscription Rights (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.70 | $490.00 |
DisclosureSEC source: 0000921895-24-000700 · form412567001_03212024.xml · derivative · entry 1 Gorzynski Michael · CIK 0001812551 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: Percy Rockdale LLC Disclosed balance after: 4,948,755 Underlying: Common Stock, par value $0.001 per share · 25,000 shares Expires not disclosed F1 · security: The subscription rights were distributed by INNOVATE Corp., in a transaction exempt under Exchange Act Rule 16a-9(b). F4 · price: The price reported in Column 8 is a weighted average price. These subscription rights were sold in multiple transactions ranging from $0.0042 to $0.0051, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, INNOVATE Corp., or any security holder of INNOVATE Corp., upon request, full information regarding the number of subscription rights sold at each separate price within the range. F2 · derivative.exercise_date: The rights offering commenced on March 8, 2024. F3 · derivative.expiration_date: The rights offering will expire at 5:00 p.m., Eastern time, on March 25, 2024 unless extended by INNOVATE Corp. F5 · ownership.direct: The reporting person and certain other persons may be deemed to be members of a Section 13(d) group that beneficially owns more than 10% of the Issuer's outstanding Common Stock. The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer beneficially owned directly by the other members of the Section 13(d) group except to the extent of its pecuniary interest therein. F6 · ownership.nature: These securities are directly owned solely by Percy Rockdale LLC ("Percy Rockdale"). Mr. Gorzynski, as the sole Manager of Percy Rockdale, may be deemed to beneficially own the shares of Common Stock directly held by Percy Rockdale. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:32 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | PurchaseCommon Stock, $0.01 par value per share | 430 | $300.17 | $129,074.26 |
DisclosureSEC source: 0000921895-24-000686 · form413108004_03192024.xml · nonDerivative · entry 7 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Continental General Insurance Company Disclosed balance after: 605,449 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $300.0900 to $300.2750 per share. The Reporting Persons undertake to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:32 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | PurchaseCommon Stock, $0.01 par value per share | 4,570 | $299.34 | $1,367,988.83 |
DisclosureSEC source: 0000921895-24-000686 · form413108004_03192024.xml · nonDerivative · entry 6 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Continental General Insurance Company Disclosed balance after: 605,019 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F7 · price: The reported price represents a weighted average sale price. The range of prices at which Common Stock was sold was $299.0450 to $300.0200 per share. The Reporting Persons undertake to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:32 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | PurchaseCommon Stock, $0.01 par value per share | 113 | $295.82 | $33,427.66 |
DisclosureSEC source: 0000921895-24-000686 · form413108004_03192024.xml · nonDerivative · entry 5 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Continental General Insurance Company Disclosed balance after: 600,449 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:32 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | PurchaseCommon Stock, $0.01 par value per share | 5,716 | $295.24 | $1,687,582.12 |
DisclosureSEC source: 0000921895-24-000686 · form413108004_03192024.xml · nonDerivative · entry 4 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Continental General Insurance Company Disclosed balance after: 600,336 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · price: The reported price represents a weighted average sale price. The range of prices at which Common Stock was sold was $294.5900 to $295.4200 per share. The Reporting Persons undertake to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:32 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | PurchaseCommon Stock, $0.01 par value per share | 368 | $293.60 | $108,044.65 |
DisclosureSEC source: 0000921895-24-000686 · form413108004_03192024.xml · nonDerivative · entry 3 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Continental General Insurance Company Disclosed balance after: 594,620 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · price: The reported price represents a weighted average sale price. The range of prices at which Common Stock was sold was $293.5300 to $293.6950 per share. The Reporting Persons undertake to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:32 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | PurchaseCommon Stock, $0.01 par value per share | 473 | $292.60 | $138,398.90 |
DisclosureSEC source: 0000921895-24-000686 · form413108004_03192024.xml · nonDerivative · entry 2 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Continental General Insurance Company Disclosed balance after: 594,252 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · price: The reported price represents a weighted average sale price. The range of prices at which Common Stock was sold was $292.2300 to $292.7650 per share. The Reporting Persons undertake to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:32 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | PurchaseCommon Stock, $0.01 par value per share | 3,330 | $291.35 | $970,185.51 |
DisclosureSEC source: 0000921895-24-000686 · form413108004_03192024.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Continental General Insurance Company Disclosed balance after: 593,779 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $291.2050 to $291.8550 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:16 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GrantCommon Stock, $0.01 par value per share | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-24-000575 · form413108004_03012024.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director · 10% owner · See Remarks Percy Rockdale LLC · CIK 0001801092 · Director · 10% owner · See Remarks MG Capital Management Ltd. · CIK 0001872134 · Director · 10% owner · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · Director · 10% owner · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · Director · 10% owner · See Remarks Continental General Holdings LLC · CIK 0001872137 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,810 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · shares: Represents a grant of restricted stock units that will vest on May 2, 2024. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:06 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | OtherSeries A Warrant · Derivative | 85 | $0.00 Strike: $44.97 | $0.00 |
DisclosureSEC source: 0000921895-23-001464 · form413108004_06082023.xml · derivative · entry 7 Gorzynski Michael · CIK 0001812551 · Director · See Remarks Percy Rockdale LLC · CIK 0001801092 · See Remarks MG Capital Management Ltd. · CIK 0001872134 · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · See Remarks Continental General Holdings LLC · CIK 0001872137 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By MG Capital Management, Ltd. Disclosed balance after: 13 Underlying: Common Stock, par value $0.01 per share · 102 shares Expires 2023-07-26 F6 · derivative.exercise_date: The Series A Warrants are exercisable as of the date hereof and were exercisable commencing from the date of their original issuance on July 26, 2016. F3 · ownership.nature: Represents securities directly held by MG Capital Management. As the sole Director of MG Capital Management, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by MG Capital Management. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:06 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | OtherSeries A Warrant · Derivative | 3,591 | $0.00 Strike: $44.97 | $0.00 |
DisclosureSEC source: 0000921895-23-001464 · form413108004_06082023.xml · derivative · entry 6 Gorzynski Michael · CIK 0001812551 · Director · See Remarks Percy Rockdale LLC · CIK 0001801092 · See Remarks MG Capital Management Ltd. · CIK 0001872134 · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · See Remarks Continental General Holdings LLC · CIK 0001872137 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Percy Rockdale LLC Disclosed balance after: 573 Underlying: Common Stock, par value $0.01 per share · 4,309 shares Expires 2023-07-26 F6 · derivative.exercise_date: The Series A Warrants are exercisable as of the date hereof and were exercisable commencing from the date of their original issuance on July 26, 2016. F2 · ownership.nature: Represents securities directly held by Percy Rockdale. As the sole Manager of Percy Rockdale, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by Percy Rockdale. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:06 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | OtherCommon Stock, $0.01 par value per share | 102 | $44.97 | $4,587.14 |
DisclosureSEC source: 0000921895-23-001464 · form413108004_06082023.xml · nonDerivative · entry 2 Gorzynski Michael · CIK 0001812551 · Director · See Remarks Percy Rockdale LLC · CIK 0001801092 · See Remarks MG Capital Management Ltd. · CIK 0001872134 · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · See Remarks Continental General Holdings LLC · CIK 0001872137 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By MG Capital Management, Ltd. Disclosed balance after: 1,691 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Represents securities directly held by MG Capital Management. As the sole Director of MG Capital Management, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by MG Capital Management. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:06 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | OtherCommon Stock, $0.01 par value per share | 4,309 | $44.97 | $193,784.35 |
DisclosureSEC source: 0000921895-23-001464 · form413108004_06082023.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director · See Remarks Percy Rockdale LLC · CIK 0001801092 · See Remarks MG Capital Management Ltd. · CIK 0001872134 · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · See Remarks Continental General Holdings LLC · CIK 0001872137 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Percy Rockdale LLC Disclosed balance after: 787,097 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Represents securities directly held by Percy Rockdale. As the sole Manager of Percy Rockdale, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by Percy Rockdale. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:06 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | OtherSeries A Warrant · Derivative | 720 | $0.00 Strike: $44.97 | $0.00 |
DisclosureSEC source: 0000921895-23-001464 · form413108004_06082023.xml · derivative · entry 8 Gorzynski Michael · CIK 0001812551 · Director · See Remarks Percy Rockdale LLC · CIK 0001801092 · See Remarks MG Capital Management Ltd. · CIK 0001872134 · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · See Remarks Continental General Holdings LLC · CIK 0001872137 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 864 shares Expires 2023-07-26 F6 · derivative.exercise_date: The Series A Warrants are exercisable as of the date hereof and were exercisable commencing from the date of their original issuance on July 26, 2016. F4 · ownership.nature: Represents securities directly held by Mr. Gorzynski's wife. Mr. Gorzynski disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his wife except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gorzynski is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:06 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | OtherCommon Stock, $0.01 par value per share | 864 | $44.97 | $38,855.81 |
DisclosureSEC source: 0000921895-23-001464 · form413108004_06082023.xml · nonDerivative · entry 3 Gorzynski Michael · CIK 0001812551 · Director · See Remarks Percy Rockdale LLC · CIK 0001801092 · See Remarks MG Capital Management Ltd. · CIK 0001872134 · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · See Remarks Continental General Holdings LLC · CIK 0001872137 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 4,486 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Represents securities directly held by Mr. Gorzynski's wife. Mr. Gorzynski disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his wife except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gorzynski is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 03, 2023 Filed May 10, 2023 01:33 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GrantCommon Stock, $0.01 par value per share | 1,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-23-000690 · e618609_4-amr.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director · See Remarks Percy Rockdale LLC · CIK 0001801092 · See Remarks MG Capital Management Ltd. · CIK 0001872134 · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · See Remarks Continental General Holdings LLC · CIK 0001872137 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,783 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · shares: Represents a grant of restricted stock units that will vest on May 2, 2024 and settle on a deferred basis upon Mr. Gorzynski's separation from service from the Issuer. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 20:45 UTC | Alpha Metallurgical Resources, Inc. AMR · Entity 4251 | GrantCommon Stock, $0.01 par value per share | 224 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000297 · form413108004_02062023.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director · See Remarks Percy Rockdale LLC · CIK 0001801092 · See Remarks MG Capital Management Ltd. · CIK 0001872134 · See Remarks CONTINENTAL GENERAL INSURANCE CO · CIK 0000024046 · See Remarks Continental Insurance Group, Ltd. · CIK 0001663139 · See Remarks Continental General Holdings LLC · CIK 0001872137 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224 F1 · security: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · shares: Represents a grant of restricted stock units that will vest on May 2, 2023 and settle on a deferred basis upon Mr. Gorzynski's separation from service from the Issuer. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 01:21 UTC | INNOVATE Corp. HCHC · Entity 6766 | OtherSeries A-4 Convertible Preferred Stock · Derivative | 10,000 | Not disclosed Strike: $5.33 | Not disclosed |
DisclosureSEC source: 0000921895-21-001808 · form412866002_07062021.xml · derivative · entry 2 Gorzynski Michael · CIK 0001812551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Continental General Insurance Co Disclosed balance after: 10,000 Underlying: Common Stock, par value $0.001 per share · 1,875,539 shares Expires 2026-07-01 F1 · date: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021. F1 · kind: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021. F1 · price: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021. F4 · derivative.exercise_date: The Series A-3 Convertible Preferred Stock and the Series A-4 Convertible Preferred Stock are exercisable at any time at the option of the holder. F1 · ownership.nature: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021. F2 · ownership.nature: The reporting person, CIG, CGH, Continental General Insurance Company ("CGIC"), Continental LTC, Inc. ("CLTC") and certain other persons may be deemed to be members of a Section 13(d) group that beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein are directly held by CGIC. CLTC serves as the sole owner of CGIC. CIG serves as the sole owner of CLTC and the indirect parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski is a manager and Executive Chairman, and sole owner, of CGH. By virtue of the foregoing relationships, Mr. Gorzynski may be deemed to beneficially own the shares beneficially owned directly by CGIC. F3 · ownership.nature: Continued from footnote 1: The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer beneficially owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 01:21 UTC | INNOVATE Corp. HCHC · Entity 6766 | OtherSeries A-3 Convertible Preferred Stock · Derivative | 6,125 | Not disclosed Strike: $3.52 | Not disclosed |
DisclosureSEC source: 0000921895-21-001808 · form412866002_07062021.xml · derivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Continental General Insurance Co Disclosed balance after: 6,125 Underlying: Common Stock, par value $0.001 per share · 1,764,357 shares Expires 2026-07-01 F1 · date: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021. F1 · kind: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021. F1 · price: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021. F4 · derivative.exercise_date: The Series A-3 Convertible Preferred Stock and the Series A-4 Convertible Preferred Stock are exercisable at any time at the option of the holder. F1 · ownership.nature: The securities reported herein were indirectly acquired upon the closing of the purchase of Continental Insurance Group Ltd. ("CIG") by Continental General Holdings LLC ("CGH") pursuant to that certain Stock Purchase Agreement, dated as of March 26, 2021, by and among HC2 Holdings 2, Inc., CGH and CIG, as further described in the reporting person's Amendment No. 8 to Schedule 13D filed with the Securities Exchange Commission on July 2, 2021. F2 · ownership.nature: The reporting person, CIG, CGH, Continental General Insurance Company ("CGIC"), Continental LTC, Inc. ("CLTC") and certain other persons may be deemed to be members of a Section 13(d) group that beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein are directly held by CGIC. CLTC serves as the sole owner of CGIC. CIG serves as the sole owner of CLTC and the indirect parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski is a manager and Executive Chairman, and sole owner, of CGH. By virtue of the foregoing relationships, Mr. Gorzynski may be deemed to beneficially own the shares beneficially owned directly by CGIC. F3 · ownership.nature: Continued from footnote 1: The reporting person disclaims beneficial ownership of the shares of Common Stock of the Issuer beneficially owned directly by the other members of the Section 13(d) group except to the extent of his pecuniary interest therein. Read SEC document |
| June 17, 2021 Filed Jun 28, 2021 21:01 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 22,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-21-000092 · wf-form4_162491408135633.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,303 F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date). Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 02:57 UTC | INNOVATE Corp. HCHC · Entity 6766 | OtherSubscription Rights (right to buy) · Derivative | 2,814,137 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001006837-20-000219 · wf-form4_160627304163349.xml · derivative · entry 3 Gorzynski Michael · CIK 0001812551 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Percy Rockdale LLC and Rio Royal LLC Disclosed balance after: 0 Underlying: Common Stock · 2,176,621 shares Expires 2020-11-20 F4 · shares: Every one (1) subscription right entitles the reporting person to purchase 0.5462 shares of the Issuer's common stock at a subscription price per full share of $2.27, plus oversubscription privileges at the same per-share price. The reporting person exercised his oversubscription privilege and was accordingly allocated an additional 639,541 shares of common stock. Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 02:57 UTC | INNOVATE Corp. HCHC · Entity 6766 | OtherCommon Stock, par value $0.001 per share | 2,176,621 | $2.27 | $4,940,929.67 |
DisclosureSEC source: 0001006837-20-000219 · wf-form4_160627304163349.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Percy Rockdale LLC and Rio Royal LLC Disclosed balance after: 4,990,758 F1 · shares: These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering. F2 · ownership.direct: These securities are directly owned solely by (i) Percy Rockdale LLC ("Percy Rockdale") and (ii) Rio Royal LLC ("Rio Royal"). As of the date hereof, Percy Rockdale beneficially owns 4,919,768 shares of Common Stock and Rio Royal beneficially owns 24,462 shares of Common Stock. Mr. Gorzynski, as the sole Manager of Percy Rockdale and the sole Director of MG Capital Management, may be deemed to beneficially own the shares of Common Stock directly held by each of Percy Rockdale and Rio Royal. F3 · ownership.direct: Each of Percy Rockdale, Rio Royal and Mr. Gorzynski may be deemed to be a member of a "group" for purposes of Section 13(d) of the Exchange Act and may be deemed the beneficial owner of the shares directly owned by the other persons. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting person disclaims beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| November 20, 2020 Filed Dec 8, 2020 21:38 UTC Amendment | INNOVATE Corp. HCHC · Entity 6766 | OtherSubscription Rights (right to buy) · Derivative | 2,814,137 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001006837-20-000233 · wf-form4a_160746351804073.xml · derivative · entry 3 Gorzynski Michael · CIK 0001812551 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Percy Rockdale LLC and Rio Royal LLC Disclosed balance after: 0 Underlying: Common Stock · 2,259,080 shares Expires 2020-11-20 F5 · shares: Every one (1) subscription right entitles the reporting person to purchase 0.5462 shares of the Issuer's common stock at a subscription price per full share of $2.27, plus oversubscription privileges at the same per-share price. The reporting person exercised his oversubscription privilege and was accordingly allocated an additional 722,000 shares of common stock. F2 · derivative.underlying_shares: The number reported includes an additional 82,459 shares not previously reported, which the reporting person would have been previously issued pursuant to the exercise of his oversubscription privilege but for an administrative error on the part of the Issuer's transfer agent. Read SEC document |
| November 20, 2020 Filed Dec 8, 2020 21:38 UTC Amendment | INNOVATE Corp. HCHC · Entity 6766 | OtherCommon Stock, par value $0.001 per share | 2,259,080 | $2.27 | $5,128,111.60 |
DisclosureSEC source: 0001006837-20-000233 · wf-form4a_160746351804073.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Percy Rockdale LLC and Rio Royal LLC Disclosed balance after: 5,073,217 F1 · shares: These shares were directly acquired by the reporting person as a result of the exercise of subscription rights which were issued to the reporting person in the Issuer's rights offering. F2 · shares: The number reported includes an additional 82,459 shares not previously reported, which the reporting person would have been previously issued pursuant to the exercise of his oversubscription privilege but for an administrative error on the part of the Issuer's transfer agent. F3 · ownership.direct: These securities are directly owned solely by (i) Percy Rockdale LLC ("Percy Rockdale") and (ii) Rio Royal LLC ("Rio Royal"). As of the date hereof, Percy Rockdale beneficially owns 5,048,755 shares of Common Stock and Rio Royal beneficially owns 24,462 shares of Common Stock. Mr. Gorzynski, as the sole Manager of Percy Rockdale and the sole Director of MG Capital Management, may be deemed to beneficially own the shares of Common Stock directly held by each of Percy Rockdale and Rio Royal. F4 · ownership.direct: Each of Percy Rockdale, Rio Royal and Mr. Gorzynski may be deemed to be a member of a "group" for purposes of Section 13(d) of the Exchange Act and may be deemed the beneficial owner of the shares directly owned by the other persons. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting person disclaims beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 20:28 UTC | INNOVATE Corp. HCHC · Entity 6766 | GrantCommon Stock | 33,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001006837-20-000146 · wf-form4_159648642868563.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,747 F1 · shares: The shares will vest and become exercisable 66-2/3% on July 30, 2021 and 33-1/3% on July 30, 2022 (each such date, a "Vesting Date"), provided reporting person continues as a director of HC2 Holdings, Inc. on each such Vesting Date. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 20:36 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock, par value $0.001 per share | 40,000 | $3.79 | $151,600.00 |
DisclosureSEC source: 0001006837-20-000098 · wf-form4_159242614433201.xml · nonDerivative · entry 2 Gorzynski Michael · CIK 0001812551 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Percy Rockdale LLC and Rio Royal LLC Disclosed balance after: 2,814,137 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.73 to $3.805, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. F2 · ownership.direct: These securities are directly owned solely by (i) Percy Rockdale LLC ("Percy Rockdale") and (ii) Rio Royal LLC ("Rio Royal"). As of the date hereof, Percy Rockdale beneficially owns 2,693,537 shares of Common Stock and Rio Royal beneficially owns 10,000 shares of Common Stock. Mr. Gorzynski, as the sole Manager of Percy Rockdale and the sole Director of MG Capital Management, may be deemed to beneficially own the shares of Common Stock directly held by each of Percy Rockdale and Rio Royal. F3 · ownership.direct: Each of Percy Rockdale, Rio Royal and Mr. Gorzynski may be deemed to be a member of a "group" for purposes of Section 13(d) of the Exchange Act and may be deemed the beneficial owner of the shares directly owned by the other persons. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting person disclaims beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 20:36 UTC | INNOVATE Corp. HCHC · Entity 6766 | PurchaseCommon Stock, par value $0.001 per share | 70,600 | $3.58 | $252,748.00 |
DisclosureSEC source: 0001006837-20-000098 · wf-form4_159242614433201.xml · nonDerivative · entry 1 Gorzynski Michael · CIK 0001812551 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Percy Rockdale LLC and Rio Royal LLC Disclosed balance after: 2,774,137 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.435 to $3.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1. F2 · ownership.direct: These securities are directly owned solely by (i) Percy Rockdale LLC ("Percy Rockdale") and (ii) Rio Royal LLC ("Rio Royal"). As of the date hereof, Percy Rockdale beneficially owns 2,693,537 shares of Common Stock and Rio Royal beneficially owns 10,000 shares of Common Stock. Mr. Gorzynski, as the sole Manager of Percy Rockdale and the sole Director of MG Capital Management, may be deemed to beneficially own the shares of Common Stock directly held by each of Percy Rockdale and Rio Royal. F3 · ownership.direct: Each of Percy Rockdale, Rio Royal and Mr. Gorzynski may be deemed to be a member of a "group" for purposes of Section 13(d) of the Exchange Act and may be deemed the beneficial owner of the shares directly owned by the other persons. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting person disclaims beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.