GLAZER AVRAM A

SEC source: 0001006837-26-000083 · wk-form4_1786651951.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,000

F1 · kind: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. Second Amended and Restated 2014 Omnibus Equity Award Plan, as amended (the "Plan"). The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-25-000107 · wk-form4_1754511272.xml · derivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

Avram Glazer Irrevocable Exempt Trust · CIK 0001582402 · 10% owner

Glazer Jill H. · CIK 0002048636 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Lancer Capital

Disclosed balance after: Not disclosed

Underlying: Common Stock · 51,873 shares

Expires 2027-03-01

F2 · price: On August 4, 2025, pursuant to that Exchange Agreement dated as of July 17, 2025 by and be-tween Lancer Capital LLC ("Lancer Capital") and the Company, Lancer Capital exchanged $2.0 million in principal amount of the Company's 7.5% Convertible Senior Notes due 2026 (the "Old Convertible Notes"), together with all interest accrued and unpaid thereon, for $2.195 million in principal amount of the Company's 9.5% Convertible Senior Notes due 2027 (the "New Convertible Notes"). The Old Convertible Notes were convertible at the option of Lancer Capital into shares of the Company's common stock at any time until their maturity date (August 1, 2026) at the conversion rate of $42.3143, subject to anti-dilution adjustment. The New Convertible Notes are convertible at the option of Lancer Capital into shares of the Company's common stock at any time until their maturity date (March 1, 2027) at the conversion rate of $42.3143, subject to ant-dilution adjustment.

F1 · derivative.underlying_shares: Convertible Notes are convertible at the option of Lancer Capital into shares of the Company's common stock at the conversion rate of $42.3143.

F3 · ownership.nature: The reported shares are directly beneficially owned by Lancer Capital. The Avram Glazer Irrevocable Exempt Trust (the "Trust") is the sole member of Lancer Capital, and in such capacity may be deemed to beneficially own the shares beneficially owned by Lancer Capital. Mr. Avram A. Glazer is the trustee of the Trust, and in such capacity may be deemed to beneficially own the shares beneficially owned by the Trust.

F4 · ownership.nature: Mrs. Jill H. Glazer is the spouse of Mr. Glazer and in such capacity may be deemed to beneficially own the shares beneficially owned by him.

SEC source: 0001006837-25-000107 · wk-form4_1754511272.xml · derivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

Avram Glazer Irrevocable Exempt Trust · CIK 0001582402 · 10% owner

Glazer Jill H. · CIK 0002048636 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Lancer Capital

Disclosed balance after: Not disclosed

Underlying: Common Stock · 47,265 shares

Expires 2026-08-01

F2 · price: On August 4, 2025, pursuant to that Exchange Agreement dated as of July 17, 2025 by and be-tween Lancer Capital LLC ("Lancer Capital") and the Company, Lancer Capital exchanged $2.0 million in principal amount of the Company's 7.5% Convertible Senior Notes due 2026 (the "Old Convertible Notes"), together with all interest accrued and unpaid thereon, for $2.195 million in principal amount of the Company's 9.5% Convertible Senior Notes due 2027 (the "New Convertible Notes"). The Old Convertible Notes were convertible at the option of Lancer Capital into shares of the Company's common stock at any time until their maturity date (August 1, 2026) at the conversion rate of $42.3143, subject to anti-dilution adjustment. The New Convertible Notes are convertible at the option of Lancer Capital into shares of the Company's common stock at any time until their maturity date (March 1, 2027) at the conversion rate of $42.3143, subject to ant-dilution adjustment.

F1 · derivative.underlying_shares: Convertible Notes are convertible at the option of Lancer Capital into shares of the Company's common stock at the conversion rate of $42.3143.

F3 · ownership.nature: The reported shares are directly beneficially owned by Lancer Capital. The Avram Glazer Irrevocable Exempt Trust (the "Trust") is the sole member of Lancer Capital, and in such capacity may be deemed to beneficially own the shares beneficially owned by Lancer Capital. Mr. Avram A. Glazer is the trustee of the Trust, and in such capacity may be deemed to beneficially own the shares beneficially owned by the Trust.

F4 · ownership.nature: Mrs. Jill H. Glazer is the spouse of Mr. Glazer and in such capacity may be deemed to beneficially own the shares beneficially owned by him.

SEC source: 0001006837-25-000071 · wk-form4_1750104829.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,984

F1 · shares: Reflects shares of restricted stock granted pursuant to the INNOVATE Corp. Second Amended and Restated 2014 Omnibus Equity Award Plan, as amended (the "Plan"). The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-24-000166 · wk-form4_1734556431.xml · nonDerivative · entry 4

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · KAG Irrevocable Exempt Trust

Disclosed balance after: 2,097,902

F2 · kind: Mr. Glazer gifted 2,097,902 shares of common stock to the KAG Irrevocable Exempt Trust, a trust for the benefit of one of his children, of which his wife is the trustee.

F4 · ownership.nature: The KAG Irrevocable Exempt Trust, is a trust for the benefit of one of Mr. Glazer's children, of which his wife is the trustee.

SEC source: 0001006837-24-000166 · wk-form4_1734556431.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · LHG Irrevocable Exempt Trust

Disclosed balance after: 2,097,902

F1 · kind: Mr. Glazer gifted 2,097,902 shares of common stock to the LHG Irrevocable Exempt Trust, a trust for the benefit of one of his children, of which his wife is the trustee.

F3 · ownership.nature: The LHG Irrevocable Exempt Trust, is a trust for the benefit of one of Mr. Glazer's children, of which his wife is the trustee.

SEC source: 0001006837-24-000166 · wk-form4_1734556431.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,621

F2 · kind: Mr. Glazer gifted 2,097,902 shares of common stock to the KAG Irrevocable Exempt Trust, a trust for the benefit of one of his children, of which his wife is the trustee.

SEC source: 0001006837-24-000166 · wk-form4_1734556431.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,135,523

F1 · kind: Mr. Glazer gifted 2,097,902 shares of common stock to the LHG Irrevocable Exempt Trust, a trust for the benefit of one of his children, of which his wife is the trustee.

SEC source: 0001006837-24-000105 · wk-form4_1718914465.xml · derivative · entry 4

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Lancer Capital LLC

Disclosed balance after: 0

Underlying: Common Stock · 44,693,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Series C Non-Voting Participating Convertible Preferred Stock will convert automatically into common stock upon stockholder approval of the conversion and may be converted at the option of the reporting person prior to the consummation of any merger, sale of all or substantially all assets of the Issuer, or other change of control transaction with a third party unaffiliated with any holder of the Series C Preferred Stock pursuant to which the Issuer will be delisted from the New York Stock Exchange.

F6 · derivative.expiration_date: The reported security does not have an expiration date.

F7 · ownership.nature: The reporting person is the sole member of Lancer Capital LLC.

SEC source: 0001006837-24-000105 · wk-form4_1718914465.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Lancer Capital

Disclosed balance after: 64,078,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reported shares were issued upon stockholder approval of the conversion of the Company's Series C Non-Voting Participating Convertible Preferred Stock. See FN 5.

F3 · ownership.nature: The reported shares were purchased by Lancer Capital LLC ("Lancer"). The Avram Glazer Irrevocable Exempt Trust (the "Trust") is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer. The Reporting Person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by Lancer Capital and the Trust.

SEC source: 0001006837-24-000105 · wk-form4_1718914465.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,196

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-24-000064 · wk-form4_1714079399.xml · derivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Lancer Capital LLC

Disclosed balance after: 31,285.7265

Underlying: Common Stock · 8,979,610 shares

Expires not disclosed

F1 · derivative.exercise_date: The Series C Non-Voting Participating Convertible Preferred Stock will convert automatically into common stock upon stockholder approval of the conversion and may be converted at the option of the reporting person prior to the consummation of any merger, sale of all or substantially all assets of the Issuer, or other change of control transaction with a third party unaffiliated with any holder of the Series C Preferred Stock pursuant to which the Issuer will be delisted from the New York Stock Exchange.

F2 · derivative.expiration_date: The reported security does not have an expiration date.

F3 · ownership.nature: The reporting person is the sole member of Lancer Capital LLC.

SEC source: 0001006837-24-000041 · wk-form4_1712001961.xml · derivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Lancer Capital LLC

Disclosed balance after: 25,000

Underlying: Common Stock · 35,714,285 shares

Expires not disclosed

F1 · derivative.exercise_date: The Series C Non-Voting Participating Convertible Preferred Stock will convert automatically into common stock upon stockholder approval of the conversion and may be converted at the option of the reporting person prior to the consummation of any merger, sale of all or substantially all assets of the Issuer, or other change of control transaction with a third party unaffiliated with any holder of the Series C Preferred Stock pursuant to which the Issuer will be delisted from the New York Stock Exchange.

F2 · derivative.expiration_date: The reported security does not have an expiration date.

F3 · ownership.nature: The reporting person is the trustee of the Avram Glazer Irrevocable Exempt Trust (the "Trust"), which is the sole member of Lancer Capital LLC ("Lancer Capital:), and in such capacity may be deemed to beneficially own the shares held of record by Lancer Capital and the Trust.

SEC source: 0001006837-23-000077 · wk-form4_1687292700.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,195

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-22-000125 · wf-form4_166794328204978.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,803

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-22-000052 · wf-form4_165221382016268.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 19,384,196

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.72 to $2.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares were purchased by Lancer Capital LLC ("Lancer"). The Avram Glazer Irrevocable Exempt Trust (the "Trust") is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer. The Reporting Person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by Lancer Capital and the Trust.

SEC source: 0001006837-22-000052 · wf-form4_165221382016268.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 19,084,196

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.805 to $3.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares were purchased by Lancer Capital LLC ("Lancer"). The Avram Glazer Irrevocable Exempt Trust (the "Trust") is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer. The Reporting Person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by Lancer Capital and the Trust.

SEC source: 0001006837-21-000098 · wf-form4_162568961198776.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 3,139,405

F1 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021 (the "10b5-1 Plan").

F3 · kind: The 10b5-1 Plan was terminated as of July 6, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.87 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000098 · wf-form4_162568961198776.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 3,022,840

F1 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021 (the "10b5-1 Plan").

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000096 · wf-form4_162517555238319.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,996,617

F1 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000096 · wf-form4_162517555238319.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,967,295

F1 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000090 · wf-form4_162457509297685.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,933,466

F1 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.965 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000090 · wf-form4_162457509297685.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,905,741

F1 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000087 · wf-form4_162431017698906.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,890,249

F2 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.86 to $3.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001006837-21-000087 · wf-form4_162431017698906.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,878,661

F2 · kind: Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000087 · wf-form4_162431017698906.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,303

F1 · shares: The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).

SEC source: 0001006837-21-000070 · wf-form4_162280158590043.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,807,661

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000068 · wf-form4_162257972759472.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,806,690

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.98 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000068 · wf-form4_162257972759472.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,803,363

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000066 · wf-form4_162163728928450.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,780,235

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000066 · wf-form4_162163728928450.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,764,044

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.87 to $3.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000066 · wf-form4_162163728928450.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,741,650

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000064 · wf-form4_162086574131386.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,690,650

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.75 to $3.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000064 · wf-form4_162086574131386.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,621,417

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.675 to $3.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000064 · wf-form4_162086574131386.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,562,956

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.69 to $3.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-21-000043 · wf-form4_161956813249174.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,479,797

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000039 · wf-form4_161913726647724.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,371,797

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000041 · wf-form4a_161947196926436.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,371,797

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.68 to $3.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000039 · wf-form4_161913726647724.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,318,297

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000041 · wf-form4a_161947196926436.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,318,297

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000039 · wf-form4_161913726647724.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,256,207

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000041 · wf-form4a_161947196926436.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,256,207

F1 · kind: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.40 to $3.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust

SEC source: 0001006837-21-000037 · wf-form4_161609851777046.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Avram Glazer Irrevocable Exempt Trust

Disclosed balance after: 2,164,108

F1 · ownership.nature: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.

SEC source: 0001006837-20-000232 · wf-form4_160746350139003.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 18,983,954

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.45 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.

SEC source: 0001006837-20-000232 · wf-form4_160746350139003.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 18,940,954

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.38 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.

SEC source: 0001006837-20-000232 · wf-form4_160746350139003.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 18,743,406

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.41 to $3.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.

SEC source: 0001006837-20-000229 · wf-form4_160703011489999.xml · nonDerivative · entry 3

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 18,643,406

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.42 to $3.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.

SEC source: 0001006837-20-000229 · wf-form4_160703011489999.xml · nonDerivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 17,581,397

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.25 to $3.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.

SEC source: 0001006837-20-000229 · wf-form4_160703011489999.xml · nonDerivative · entry 1

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Lancer Capital

Disclosed balance after: 16,237,121

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.27 to $3.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.

SEC source: 0001077812-20-000003 · primary_doc.xml · derivative · entry 2

GLAZER AVRAM A · CIK 0001077812 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Lancer Capital LLC

Disclosed balance after: 21,433.71

Underlying: Common Stock · 21,433.71 shares

Expires not disclosed

F2 · derivative.expiration_date: The Series B Non-Voting Participating Convertible Preferred Stock is convertible, subject to certain conditions, into Common Stock and has no expiration date.