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UVV

UNIVERSAL CORP /VA/

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4866
SEC CIK
0000102037
Parsed reports
431

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2017 Filed Nov 22, 2017 21:03 UTC SaleCommon Stock 848 $52.50 $44,520.00
Disclosure

SEC source: 0001140361-17-043669 · doc1.xml · nonDerivative · entry 1

ADAMS JOHN B JR · CIK 0001004531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,903

F1 · balance_after: Includes 8,950 shares of restricted stock, 4,050 restricted stock units and 174 dividend equivalent units earned on the restricted stock units.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 20:25 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-036495 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,792

F1 · balance_after: Includes 95,963 restricted stock units and 16,088 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
September 08, 2017 Filed Sep 8, 2017 19:06 UTC
HUFFMAN JAMES ASubsidiary Officer
GiftCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-034920 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,985

F1 · shares: Includes 12,750 restricted stock units and 1,035 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F1 · balance_after: Includes 12,750 restricted stock units and 1,035 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:31 UTC
HUFFMAN JAMES ASubsidiary Officer
SaleCommon Stock 1,223 $58.49 $71,537.80
Disclosure

SEC source: 0001140361-17-033000 · doc1.xml · nonDerivative · entry 2

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,060

F1 · balance_after: Includes 12,750 restricted stock units and 1,035 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:31 UTC
HUFFMAN JAMES ASubsidiary Officer
SaleCommon Stock 1,884 $58.25 $109,742.06
Disclosure

SEC source: 0001140361-17-033000 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,283

F1 · balance_after: Includes 12,750 restricted stock units and 1,035 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:13 UTC SaleCommon Stock 611 $58.45 $35,712.95
Disclosure

SEC source: 0001140361-17-033078 · doc1.xml · nonDerivative · entry 1

ADAMS JOHN B JR · CIK 0001004531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,587

F1 · balance_after: Includes 8,950 shares of restricted stock, 4,050 restricted stock units and 135 dividend equivalent units earned on the restricted stock units.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 20:32 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030841 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,867

F1 · balance_after: Includes 95,963 restricted stock units and 16,088 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 21:21 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030380 · doc1.xml · nonDerivative · entry 1

SLEDD ROBERT C · CIK 0001207896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,674

F1 · kind: Award of 1,550 restricted stock units for service as a director. The restricted stock units vest on the third anniversary of the award date; payment, however, will be delayed until certain restrictions are met.

F2 · shares: The value of each restricted stock unit ($65.0199) was based upon Bloomberg LLP daily volume weighted average between June 1, 2017 and July 31, 2017.

F2 · price: The value of each restricted stock unit ($65.0199) was based upon Bloomberg LLP daily volume weighted average between June 1, 2017 and July 31, 2017.

F3 · balance_after: Includes 1,950 shares of restricted stock, 5,350 restricted stock units and 257 dividend equivalent units earned on the restricted stock units.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 21:20 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030378 · doc1.xml · nonDerivative · entry 1

MOORE EDDIE N JR · CIK 0001114771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,615

F1 · kind: Award of 1,550 restricted stock units for service as a director. The restricted stock units vest on the third anniversary of the award date; payment, however, will be delayed until certain restrictions are met.

F2 · price: The value of each restricted stock unit ($65.0199) was based upon Bloomberg LLP daily volume weighted average between June 1, 2017 and July 31, 2017.

F3 · balance_after: Includes 9,650 shares of restricted stock, 5,350 restricted stock units and 257 dividend equivalent units earned on the restricted stock units.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 21:20 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030377 · doc1.xml · nonDerivative · entry 1

Lawton Michael T · CIK 0001499643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,831

F1 · kind: Award of 1,550 restricted stock units for service as a director. The restricted stock units vest on the third anniversary of the award date; payment, however, will be delayed until certain restrictions are met.

F2 · price: The value of each restricted stock unit ($65.0199) was based upon Bloomberg LLP daily volume weighted average between June 1, 2017 and July 31, 2017.

F3 · balance_after: Includes 2,800 restricted stock units and 31 dividend equivalent units earned on the restricted stock units.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 21:20 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030376 · doc1.xml · nonDerivative · entry 1

JOHNSON THOMAS H · CIK 0001137137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,604

F1 · kind: Award of 1,550 restricted stock units for service as a director. The restricted stock units vest on the third anniversary of the award date; payment, however, will be delayed until certain restrictions are met.

F2 · price: The value of each restricted stock unit ($65.0199) was based upon Bloomberg LLP daily volume weighted average between June 1, 2017 and July 31, 2017.

F3 · balance_after: Includes 9,650 shares of restricted stock, 5,350 restricted stock units and 257 dividend equivalent units earned on the restricted stock units.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 21:19 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030374 · doc1.xml · nonDerivative · entry 1

Freeman Lennart R. · CIK 0001578923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,903

F1 · kind: Award of 1,550 restricted stock units for service as a director. The restricted stock units vest on the third anniversary of the award date; payment, however, will be delayed until certain restrictions are met.

F2 · price: The value of each restricted stock unit ($65.0199) was based upon Bloomberg LLP daily volume weighted average between June 1, 2017 and July 31, 2017.

F3 · balance_after: Includes 5,350 restricted stock units and 257 dividend equivalent units earned on the restricted stock units.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 21:19 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030373 · doc1.xml · nonDerivative · entry 1

Cantor Diana F · CIK 0001320814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,647

F1 · kind: Award of 1,550 restricted stock units for service as a director. The restricted stock units vest on the third anniversary of the award date; payment, however, will be delayed until certain restrictions are met.

F2 · price: The value of each restricted stock unit ($65.0199) was based upon Bloomberg LLP daily volume weighted average between June 1, 2017 and July 31, 2017.

F3 · balance_after: Includes 5,350 restricted stock units and 257 dividend equivalent units earned on the restricted stock units.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 21:18 UTC GrantCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030372 · doc1.xml · nonDerivative · entry 1

ADAMS JOHN B JR · CIK 0001004531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,036

F1 · kind: Award of 1,550 restricted stock units for service as a director. The restricted stock units vest on the third anniversary of the award date; payment, however, will be delayed until certain restrictions are met.

F2 · price: The value of each restricted stock unit ($65.0199) was based upon Bloomberg LLP daily volume weighted average between June 1, 2017 and July 31, 2017.

F3 · balance_after: Includes 8,950 shares of restricted stock, 5,350 restricted stock units and 257 dividend equivalent units earned on the restricted stock units.

Read SEC document
July 03, 2017 Filed Jul 12, 2017 15:14 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 465 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027661 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,083

F1 · balance_after: Includes 95,963 restricted stock units and 15,054 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 18:34 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 228 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-026069 · doc1.xml · nonDerivative · entry 4

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,548

F1 · balance_after: Includes 95,963 restricted stock units and 15,054 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 20, 2017 Filed Jun 26, 2017 18:34 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-026069 · doc1.xml · nonDerivative · entry 3

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,776

F1 · balance_after: Includes 95,963 restricted stock units and 15,054 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 19, 2017 Filed Jun 19, 2017 20:02 UTC
Moore David CSenior VP & CFO
SaleCommon Stock 6,335 $66.61 $421,963.58
Disclosure

SEC source: 0001140361-17-025481 · doc1.xml · nonDerivative · entry 1

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,253

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.60 to $66.65 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 34,250 restricted stock units and 2,400 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 16, 2017 Filed Jun 19, 2017 15:29 UTC
Wigner Preston DouglasVP, General Counsel & Secy
SaleCommon Stock 1,000 $65.75 $65,750.00
Disclosure

SEC source: 0001140361-17-025438 · doc1.xml · nonDerivative · entry 1

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,466

F1 · balance_after: Includes 19,300 restricted stock units and 1,604 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 16, 2017 Filed Jun 26, 2017 18:34 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 225 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-026069 · doc1.xml · nonDerivative · entry 2

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,931

F1 · balance_after: Includes 95,963 restricted stock units and 15,054 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 15, 2017 Filed Jun 26, 2017 18:34 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 460 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-026069 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,156

F1 · balance_after: Includes 95,963 restricted stock units and 15,054 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 21:10 UTC Amendment
Wigner Preston DouglasVP, General Counsel & Secy
Tax withholdingCommon Stock 2,265 $67.00 $151,755.00
Disclosure

SEC source: 0001140361-17-024378 · doc1.xml · nonDerivative · entry 1

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,466

F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units.

F2 · balance_after: Includes 19,300 restricted stock units and 1,604 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:31 UTC
Wigner Preston DouglasVP, General Counsel & Secy
Tax withholdingCommon Stock 2,517 $67.00 $168,639.00
Disclosure

SEC source: 0001140361-17-024347 · doc1.xml · nonDerivative · entry 1

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,214

F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units.

F2 · balance_after: Includes 19,300 restricted stock units and 1,604 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:30 UTC
PEEBLES ROBERTVice President & Controller
Tax withholdingCommon Stock 1,577 $67.00 $105,659.00
Disclosure

SEC source: 0001140361-17-024345 · doc1.xml · nonDerivative · entry 1

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,483

F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units.

F2 · balance_after: Includes 11,900 restricted stock units and 982 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:30 UTC
Moore David CSenior VP & CFO
Tax withholdingCommon Stock 3,910 $67.00 $261,970.00
Disclosure

SEC source: 0001140361-17-024341 · doc1.xml · nonDerivative · entry 1

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,588

F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units.

F2 · balance_after: Includes 34,250 restricted stock units and 2,400 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:28 UTC
Hentschke Airton LSr. VP & COO
Tax withholdingCommon Stock 940 $67.00 $62,980.00
Disclosure

SEC source: 0001140361-17-024336 · doc1.xml · nonDerivative · entry 1

Hentschke Airton L · CIK 0001578925 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,955

F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units.

F2 · balance_after: Includes 29,650 restricted stock units and 1,927 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:29 UTC
HUFFMAN JAMES ASubsidiary Officer
Tax withholdingCommon Stock 1,688 $67.00 $113,096.00
Disclosure

SEC source: 0001140361-17-024338 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,038

F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units.

F2 · balance_after: Includes 12,750 restricted stock units and 906 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:27 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 10,003 $67.00 $670,201.00
Disclosure

SEC source: 0001140361-17-024334 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,616

F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units.

F2 · balance_after: Includes 95,963 restricted stock units and 15,054 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:27 UTC
Formacek Candace CVice President and Treasurer
Tax withholdingCommon Stock 590 $67.00 $39,530.00
Disclosure

SEC source: 0001140361-17-024333 · doc1.xml · nonDerivative · entry 1

Formacek Candace C · CIK 0001544909 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,263

F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units.

F2 · balance_after: Includes 9,850 restricted stock units and 804 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:27 UTC
Broome Theodore GSubsidiary Officer
Tax withholdingCommon Stock 2,124 $67.00 $142,308.00
Disclosure

SEC source: 0001140361-17-024331 · doc1.xml · nonDerivative · entry 1

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,931

F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units.

F2 · balance_after: Includes 15,200 restricted stock units and 1,243 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:23 UTC
Wigner Preston DouglasVP, General Counsel & Secy
GrantCommon Stock 2,850 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023507 · doc1.xml · nonDerivative · entry 1

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,731

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 23,250 restricted stock units and 2,436 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:22 UTC
PEEBLES ROBERTVice President & Controller
GrantCommon Stock 1,900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023505 · doc1.xml · nonDerivative · entry 1

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,060

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 14,650 restricted stock units and 1,564 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:22 UTC
Moore David CSenior VP & CFO
GrantCommon Stock 9,600 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023503 · doc1.xml · nonDerivative · entry 1

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,498

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 41,050 restricted stock units and 3,832 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:21 UTC
HUFFMAN JAMES ASubsidiary Officer
GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023502 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,726

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 15,700 restricted stock units and 1,528 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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June 01, 2017 Filed Jun 2, 2017 19:20 UTC
Formacek Candace CVice President and Treasurer
GrantCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023499 · doc1.xml · nonDerivative · entry 1

Formacek Candace C · CIK 0001544909 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,853

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 10,900 restricted stock units and 1,025 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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June 01, 2017 Filed Jun 2, 2017 19:21 UTC
Hentschke Airton LSr. VP & COO
GrantCommon Stock 6,050 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023501 · doc1.xml · nonDerivative · entry 1

Hentschke Airton L · CIK 0001578925 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,895

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 31,300 restricted stock units and 2,273 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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June 01, 2017 Filed Jun 2, 2017 19:20 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GrantCommon Stock 12,800 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023500 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,619

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 113,313 restricted stock units and 18,709 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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June 01, 2017 Filed Jun 2, 2017 19:19 UTC
Broome Theodore GSubsidiary Officer
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023498 · doc1.xml · nonDerivative · entry 1

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,055

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 18,900 restricted stock units and 2,022 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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May 26, 2017 Filed May 31, 2017 23:59 UTC
Wigner Preston DouglasVP, General Counsel & Secy
Tax withholdingCommon Stock 1,579 $65.70 $103,740.30
Disclosure

SEC source: 0001140361-17-023189 · doc1.xml · nonDerivative · entry 2

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,881

F2 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 26,2017.

F3 · balance_after: Includes 20,400 restricted stock units and 2,436 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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May 26, 2017 Filed May 31, 2017 23:59 UTC
Wigner Preston DouglasVP, General Counsel & Secy
GrantCommon Stock 3,354 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023189 · doc1.xml · nonDerivative · entry 1

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,460

F1 · shares: Previously granted performance shares that vested on May 26, 2017.

F3 · balance_after: Includes 20,400 restricted stock units and 2,436 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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May 26, 2017 Filed May 31, 2017 23:56 UTC
PEEBLES ROBERTVice President & Controller
Tax withholdingCommon Stock 980 $65.70 $64,386.00
Disclosure

SEC source: 0001140361-17-023187 · doc1.xml · nonDerivative · entry 2

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,160

F2 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 26, 2017.

F3 · balance_after: Includes 12,750 restricted stock units and 1,564 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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May 26, 2017 Filed May 31, 2017 23:56 UTC
PEEBLES ROBERTVice President & Controller
GrantCommon Stock 2,064 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023187 · doc1.xml · nonDerivative · entry 1

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,140

F1 · shares: Previously granted performance shares that vested on May 26, 2017.

F3 · balance_after: Includes 12,750 restricted stock units and 1,564 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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May 26, 2017 Filed May 31, 2017 23:55 UTC
Moore David CSenior VP & CFO
Tax withholdingCommon Stock 2,404 $65.70 $157,942.80
Disclosure

SEC source: 0001140361-17-023186 · doc1.xml · nonDerivative · entry 2

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,898

F2 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 26, 2017.

F3 · balance_after: Includes 31,450 restricted stock units and 3,832 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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May 26, 2017 Filed May 31, 2017 23:55 UTC
Moore David CSenior VP & CFO
GrantCommon Stock 5,074 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023186 · doc1.xml · nonDerivative · entry 1

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,302

F1 · shares: Previously granted performance shares that vested on May 26 , 2017.

F3 · balance_after: Includes 31,450 restricted stock units and 3,832 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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May 26, 2017 Filed May 31, 2017 23:55 UTC
HUFFMAN JAMES ASubsidiary Officer
Tax withholdingCommon Stock 970 $65.70 $63,729.00
Disclosure

SEC source: 0001140361-17-023184 · doc1.xml · nonDerivative · entry 2

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,676

F2 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 26, 2017.

F3 · balance_after: Includes 13,650 restricted stock units and 1,528 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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May 26, 2017 Filed May 31, 2017 23:55 UTC
HUFFMAN JAMES ASubsidiary Officer
GrantCommon Stock 2,193 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023184 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,646

F1 · shares: Previously granted performance shares that vested on May 26, 2017..

F3 · balance_after: Includes 13,650 restricted stock units and 1,528 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 26, 2017 Filed May 31, 2017 23:53 UTC
Hentschke Airton LSr. VP & COO
Tax withholdingCommon Stock 1,666 $65.70 $109,456.20
Disclosure

SEC source: 0001140361-17-023182 · doc1.xml · nonDerivative · entry 2

Hentschke Airton L · CIK 0001578925 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,845

F2 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 26, 2017.

F3 · balance_after: Includes 25,250 restricted stock units and 2,273 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 26, 2017 Filed May 31, 2017 23:53 UTC
Hentschke Airton LSr. VP & COO
GrantCommon Stock 3,612 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023182 · doc1.xml · nonDerivative · entry 1

Hentschke Airton L · CIK 0001578925 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,511

F1 · shares: Previously granted performance shares that vested on May 26, 2017.

F3 · balance_after: Includes 25,250 restricted stock units and 2,273 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 26, 2017 Filed May 31, 2017 23:52 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 6,137 $65.70 $403,200.90
Disclosure

SEC source: 0001140361-17-023181 · doc1.xml · nonDerivative · entry 2

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,819

F2 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 26, 2017.

F3 · balance_after: Includes 100,513 restricted stock units and 18,709 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 26, 2017 Filed May 31, 2017 23:52 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GrantCommon Stock 12,900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023181 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,956

F1 · shares: Previously granted performance shares that vested on May 26, 2017.

F3 · balance_after: Includes 100,513 restricted stock units and 18,709 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.