Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL CORP /VA/UVV · Entity 4866 | Senior VP & CFO | June 13, 2018 | June 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL CORP /VA/
Report date June 13, 2018 · Filed June 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,871 |
Reported balance
After 2018-06-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-13 · Sale · Disposed 26,062 · Balance 54,871 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.50 to $65.15 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Includes 34,450 restricted stock units and 3,772 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.50 to $65.15 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Includes 34,450 restricted stock units and 3,772 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2018 Filed Jun 14, 2018 19:49 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 26,062 | $64.77 | $1,687,915.85 |
DisclosureSEC source: 0001140361-18-028573 · doc1.xml · nonDerivative · entry 1 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,871 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.50 to $65.15 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 34,450 restricted stock units and 3,772 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 25, 2018 Filed May 30, 2018 22:20 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 2,665 | $66.00 | $175,890.00 |
DisclosureSEC source: 0001140361-18-026329 · doc1.xml · nonDerivative · entry 3 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,933 F3 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 25, 2018. F4 · balance_after: Includes 34,450 restricted stock units and 3,772 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 25, 2018 Filed May 30, 2018 22:20 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 5,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026329 · doc1.xml · nonDerivative · entry 2 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,598 F2 · shares: Previously granted performance shares that vested on May 25, 2018. Read SEC document |
| May 25, 2018 Filed May 30, 2018 22:20 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026329 · doc1.xml · nonDerivative · entry 1 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,648 F1 · shares: Awarded 5,900 restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 24, 2018 Filed May 30, 2018 01:48 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 3,102 | $62.85 | $194,960.70 |
DisclosureSEC source: 0001140361-18-026127 · doc1.xml · nonDerivative · entry 1 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,748 F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units. F2 · balance_after: Includes 28,550 restricted stock units and 3,772 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| June 19, 2017 Filed Jun 19, 2017 20:02 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 6,335 | $66.61 | $421,963.58 |
DisclosureSEC source: 0001140361-17-025481 · doc1.xml · nonDerivative · entry 1 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,253 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.60 to $66.65 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 34,250 restricted stock units and 2,400 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:30 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 3,910 | $67.00 | $261,970.00 |
DisclosureSEC source: 0001140361-17-024341 · doc1.xml · nonDerivative · entry 1 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,588 F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units. F2 · balance_after: Includes 34,250 restricted stock units and 2,400 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:22 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 9,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023503 · doc1.xml · nonDerivative · entry 1 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,498 F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting. F2 · balance_after: Includes 41,050 restricted stock units and 3,832 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 26, 2017 Filed May 31, 2017 23:55 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 2,404 | $65.70 | $157,942.80 |
DisclosureSEC source: 0001140361-17-023186 · doc1.xml · nonDerivative · entry 2 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,898 F2 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 26, 2017. F3 · balance_after: Includes 31,450 restricted stock units and 3,832 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 26, 2017 Filed May 31, 2017 23:55 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 5,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023186 · doc1.xml · nonDerivative · entry 1 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,302 F1 · shares: Previously granted performance shares that vested on May 26 , 2017. F3 · balance_after: Includes 31,450 restricted stock units and 3,832 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 21:09 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 2,639 | $75.55 | $199,376.45 |
DisclosureSEC source: 0001140361-17-007687 · doc1.xml · nonDerivative · entry 3 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,968 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.50 to $75.70 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 31,450 restricted stock units and 3,572 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 21:09 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 12,000 | $74.89 | $898,680.00 |
DisclosureSEC source: 0001140361-17-007687 · doc1.xml · nonDerivative · entry 2 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,607 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.30 to $75.20 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 31,450 restricted stock units and 3,572 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 21:09 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 4,800 | $73.42 | $352,416.00 |
DisclosureSEC source: 0001140361-17-007687 · doc1.xml · nonDerivative · entry 1 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,607 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.10 to $73.85 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 31,450 restricted stock units and 3,572 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 20:20 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Exercise / conversionStock Appreciation Rights · Derivative | 7,500 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001140361-17-002276 · doc1.xml · derivative · entry 4 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2017-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 20:20 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 382 | $69.50 | $26,549.00 |
DisclosureSEC source: 0001140361-17-002276 · doc1.xml · nonDerivative · entry 3 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,141 F1 · balance_after: Includes 31,450 restricted stock units and 3,306 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 20:20 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Disposition to issuerCommon Stock | 6,762 | $69.50 | $469,959.00 |
DisclosureSEC source: 0001140361-17-002276 · doc1.xml · nonDerivative · entry 2 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,523 F1 · balance_after: Includes 31,450 restricted stock units and 3,306 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 20:20 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Exercise / conversionCommon Stock | 7,500 | $62.66 | $469,950.00 |
DisclosureSEC source: 0001140361-17-002276 · doc1.xml · nonDerivative · entry 1 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 31,450 restricted stock units and 3,306 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:06 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Exercise / conversionStock Appreciation Rights · Derivative | 7,500 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001140361-17-001540 · doc1.xml · derivative · entry 4 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2017-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:06 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 136 | $65.05 | $8,846.80 |
DisclosureSEC source: 0001140361-17-001540 · doc1.xml · nonDerivative · entry 3 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,785 F1 · balance_after: Includes 31,450 restricted stock units and 3,306 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:06 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Disposition to issuerCommon Stock | 7,225 | $65.05 | $469,986.25 |
DisclosureSEC source: 0001140361-17-001540 · doc1.xml · nonDerivative · entry 2 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,921 F1 · balance_after: Includes 31,450 restricted stock units and 3,306 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:06 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Exercise / conversionCommon Stock | 7,500 | $62.66 | $469,950.00 |
DisclosureSEC source: 0001140361-17-001540 · doc1.xml · nonDerivative · entry 1 Moore David C · CIK 0001362725 · Senior VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 31,450 restricted stock units and 3,306 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.