Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL CORP /VA/UVV · Entity 4866 | Vice President & Controller | May 23, 2019 | May 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL CORP /VA/
Report date May 23, 2019 · Filed May 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,783 |
Last balance in matching sequence
After 2019-05-23 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-05-23 · Grant · Acquired 800 · Balance 28,044 F1: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. F2: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Row 2 · 2019-05-23 · Grant · Acquired 3,185 · Balance 31,229 F3: Previously granted performance shares that vested on May 23, 2019. F2: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Row 3 · 2019-05-23 · Tax withholding · Disposed 1,446 · Balance 29,783 F4: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019. F2: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.
F2: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.
F3: Previously granted performance shares that vested on May 23, 2019.
F4: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2019 Filed May 25, 2019 00:39 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,446 | $59.07 | $85,415.22 |
DisclosureSEC source: 0001225385-19-000111 · edgar.xml · nonDerivative · entry 3 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,783 F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019. F2 · balance_after: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 23, 2019 Filed May 25, 2019 00:39 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 3,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-19-000111 · edgar.xml · nonDerivative · entry 2 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,229 F3 · shares: Previously granted performance shares that vested on May 23, 2019. F2 · balance_after: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 23, 2019 Filed May 25, 2019 00:39 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-19-000111 · edgar.xml · nonDerivative · entry 1 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,044 F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. F2 · balance_after: Includes 13,150 restricted stock units and 1,700 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 19:29 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 7,274 | $59.56 | $433,253.26 |
DisclosureSEC source: 0000102037-19-000011 · wf-form4_155146852667678.xml · nonDerivative · entry 1 PEEBLES ROBERT · CIK 0001263726 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,058 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.51 to $59.59 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 12,350 restricted stock units and 1,514 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| February 28, 2019 Filed Mar 6, 2019 16:12 UTC Amendment | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 7,274 | $59.56 | $433,253.26 |
DisclosureSEC source: 0000102037-19-000015 · wf-form4a_155188871577855.xml · nonDerivative · entry 1 PEEBLES ROBERT · CIK 0001263726 · VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,053 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.51 to $59.59 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 12,350 restricted stock units and 1,509 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. F3 · balance_after: This amendment corrects the amount of dividend units and securities beneficially owned after the transaction. No additional transaction is reported. Read SEC document |
| May 25, 2018 Filed May 30, 2018 22:21 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,083 | $66.00 | $71,478.00 |
DisclosureSEC source: 0001140361-18-026330 · doc1.xml · nonDerivative · entry 3 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,854 F3 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May25, 2018. F4 · balance_after: Includes 12,350 restricted stock units and 1,036 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 25, 2018 Filed May 30, 2018 22:21 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 2,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026330 · doc1.xml · nonDerivative · entry 2 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,937 F2 · shares: Previously granted performance shares that vested on May 25, 2018. Read SEC document |
| May 25, 2018 Filed May 30, 2018 22:21 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026330 · doc1.xml · nonDerivative · entry 1 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,514 F1 · shares: Awarded 2,750 restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 24, 2018 Filed May 30, 2018 01:48 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,269 | $62.85 | $79,756.65 |
DisclosureSEC source: 0001140361-18-026128 · doc1.xml · nonDerivative · entry 1 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,764 F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units. F2 · balance_after: Includes 9,600 restricted stock units and 1,036 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:30 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,577 | $67.00 | $105,659.00 |
DisclosureSEC source: 0001140361-17-024345 · doc1.xml · nonDerivative · entry 1 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,483 F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units. F2 · balance_after: Includes 11,900 restricted stock units and 982 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:22 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023505 · doc1.xml · nonDerivative · entry 1 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,060 F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting. F2 · balance_after: Includes 14,650 restricted stock units and 1,564 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 26, 2017 Filed May 31, 2017 23:56 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 980 | $65.70 | $64,386.00 |
DisclosureSEC source: 0001140361-17-023187 · doc1.xml · nonDerivative · entry 2 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,160 F2 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 26, 2017. F3 · balance_after: Includes 12,750 restricted stock units and 1,564 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 26, 2017 Filed May 31, 2017 23:56 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 2,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023187 · doc1.xml · nonDerivative · entry 1 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,140 F1 · shares: Previously granted performance shares that vested on May 26, 2017. F3 · balance_after: Includes 12,750 restricted stock units and 1,564 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 21:10 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 2,400 | $76.05 | $182,525.04 |
DisclosureSEC source: 0001140361-17-005791 · doc1.xml · nonDerivative · entry 2 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,969 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.00 to $76.10 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 12,750 restricted stock units and 1,457 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 21:10 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 5,206 | $75.40 | $392,535.00 |
DisclosureSEC source: 0001140361-17-005791 · doc1.xml · nonDerivative · entry 1 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,369 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.80 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 12,750 restricted stock units and 1,457 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 21:45 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Exercise / conversionStock Appreciation Rights · Derivative | 7,200 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001140361-17-001220 · doc1.xml · derivative · entry 4 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,200 shares Expires 2017-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 21:45 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 90 | $64.40 | $5,796.00 |
DisclosureSEC source: 0001140361-17-001220 · doc1.xml · nonDerivative · entry 3 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,468 F1 · balance_after: Includes 12,750 restricted stock units and 1,092 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 21:45 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Disposition to issuerCommon Stock | 7,006 | $64.40 | $451,186.40 |
DisclosureSEC source: 0001140361-17-001220 · doc1.xml · nonDerivative · entry 2 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,558 F1 · balance_after: Includes 12,750 restricted stock units and 1,092 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 21:45 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Exercise / conversionCommon Stock | 7,200 | $62.66 | $451,152.00 |
DisclosureSEC source: 0001140361-17-001220 · doc1.xml · nonDerivative · entry 1 PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 12,750 restricted stock units and 1,092 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.