Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL CORP /VA/UVV · Entity 4866 | Subsidiary Officer | June 01, 2023 | June 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL CORP /VA/
Report date June 01, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,928 |
Last balance in matching sequence
After 2023-06-01 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2023-06-01 · Grant · Acquired 2,050 · Balance 39,187 F1: Award of restricted stock units. The restricted stock units vest on the third anniversary of the award date. F2: Includes 20,075 restricted stock units and 2,592 dividend equivalent units earned on the restricted stock units. Row 2 · 2023-06-01 · Grant · Acquired 4,993 · Balance 44,180 F3: Previously granted performance shares that vested June 1, 2023. F2: Includes 20,075 restricted stock units and 2,592 dividend equivalent units earned on the restricted stock units. Row 3 · 2023-06-01 · Tax withholding · Disposed 2,252 · Balance 41,928 F4: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on June 1, 2023. F2: Includes 20,075 restricted stock units and 2,592 dividend equivalent units earned on the restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units. The restricted stock units vest on the third anniversary of the award date.
F2: Includes 20,075 restricted stock units and 2,592 dividend equivalent units earned on the restricted stock units.
F3: Previously granted performance shares that vested June 1, 2023.
F4: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on June 1, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2023 Filed Jun 5, 2023 20:51 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 2,252 | $52.02 | $117,149.04 |
DisclosureSEC source: 0001465592-23-000006 · wk-form4_1685998257.xml · nonDerivative · entry 3 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,928 F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on June 1, 2023. F2 · balance_after: Includes 20,075 restricted stock units and 2,592 dividend equivalent units earned on the restricted stock units. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:51 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 4,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001465592-23-000006 · wk-form4_1685998257.xml · nonDerivative · entry 2 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,180 F3 · shares: Previously granted performance shares that vested June 1, 2023. F2 · balance_after: Includes 20,075 restricted stock units and 2,592 dividend equivalent units earned on the restricted stock units. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:51 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 2,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001465592-23-000006 · wk-form4_1685998257.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,187 F1 · shares: Award of restricted stock units. The restricted stock units vest on the third anniversary of the award date. F2 · balance_after: Includes 20,075 restricted stock units and 2,592 dividend equivalent units earned on the restricted stock units. Read SEC document |
| May 25, 2023 Filed May 30, 2023 21:23 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 2,227 | $53.67 | $119,523.09 |
DisclosureSEC source: 0001465592-23-000004 · wk-form4_1685481779.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,137 F1 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted restricted stock units that vested on May 25, 2023. F2 · balance_after: Includes 18,025 restricted stock units and 2,592 dividend equivalent units earned on the restricted stock units. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 22:02 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 5,000 | $53.45 | $267,238.50 |
DisclosureSEC source: 0001465592-23-000002 · wf-form4_167701692343094.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,998 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.25 to $53.58, inclusive. The reporting person undertakes to provide to Universal Corporation, any security holder of Universal Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 21,725 restricted stock units and 3,468 dividend equivalent units earned on the restricted stock units. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 22:46 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 4,000 | $56.49 | $225,963.20 |
DisclosureSEC source: 0001062993-22-015284 · form4.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,943 F1 · balance_after: Includes 21,725 restricted stock units and 2,413 dividend equivalent units earned on the restricted stock units. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 00:12 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,182 | $63.69 | $75,281.58 |
DisclosureSEC source: 0001062993-22-014423 · form4.xml · nonDerivative · entry 3 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,943 F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on June 2, 2022. F2 · balance_after: Includes 21,725 restricted stock units and 2,413 dividend equivalent units earned on the restricted stock units. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 00:12 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 2,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-014423 · form4.xml · nonDerivative · entry 2 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,125 F3 · shares: Previously granted performance shares that vested on June 2, 2022. F2 · balance_after: Includes 21,725 restricted stock units and 2,413 dividend equivalent units earned on the restricted stock units. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 00:12 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 7,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-014423 · form4.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,505 F1 · shares: Award of restricted stock units. The restricted stock units vest on the third anniversary of the award date. F2 · balance_after: Includes 21,725 restricted stock units and 2,413 dividend equivalent units earned on the restricted stock units. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:17 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,481 | $63.73 | $94,384.13 |
DisclosureSEC source: 0001062993-22-014337 · form4.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,405 F1 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted restricted stock units that vested on June 1, 2022. F2 · balance_after: Includes 14,625 restricted stock units and 2,413 dividend equivalent units earned on the restricted stock units. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 22:05 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,791 | $57.46 | $102,910.86 |
DisclosureSEC source: 0001225385-21-000219 · edgar.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,702 F1 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted restricted stock units that vested on June 2, 2021. F2 · balance_after: Includes 17,125 restricted stock units and 2,017 dividend equivalent units earned on the restricted stock units. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 18:08 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,615 | $57.41 | $92,717.15 |
DisclosureSEC source: 0001225385-21-000211 · edgar.xml · nonDerivative · entry 3 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,493 F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 27, 2021 F2 · balance_after: Includes 20,225 restricted stock units and 2,888 dividend equivalent units earned on the restricted stock units. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 18:08 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 3,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-21-000211 · edgar.xml · nonDerivative · entry 2 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,108 F3 · shares: Previously granted performance shares that vested on May 27, 2021. F2 · balance_after: Includes 20,225 restricted stock units and 2,888 dividend equivalent units earned on the restricted stock units. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 18:08 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-21-000211 · edgar.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,519 F1 · shares: Award of restricted stock units. The restricted stock units vest on the third anniversary of the award date. F2 · balance_after: Includes 20,225 restricted stock units and 2,888 dividend equivalent units earned on the restricted stock units. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 22:19 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 5,000 | $51.68 | $258,393.00 |
DisclosureSEC source: 0001225385-21-000057 · edgar.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,858 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in a block trade through multiple transactions at potential prices ranging from $51.45 to $51.96, inclusive. The reporting person undertakes to provide to Universal Corporation ("Universal"), any security holder of Universal, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 16,825 restricted stock units and 2,627 dividend equivalent units earned on the restricted stock units. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 20:42 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,196 | $43.66 | $52,217.36 |
DisclosureSEC source: 0001225385-20-000189 · edgar.xml · nonDerivative · entry 3 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,848 F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 28, 2020. F2 · balance_after: Includes 16,825 restricted stock units and 1,617 dividend equivalent units earned on the restricted stock units. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 20:42 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 2,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-20-000189 · edgar.xml · nonDerivative · entry 2 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,044 F3 · shares: Previously granted performance shares that vested on May 28, 2020. F2 · balance_after: Includes 16,825 restricted stock units and 1,617 dividend equivalent units earned on the restricted stock units. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 20:42 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 4,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-20-000189 · edgar.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,394 F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date. F2 · balance_after: Includes 16,825 restricted stock units and 1,617 dividend equivalent units earned on the restricted stock units. Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:52 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 2,019 | $43.36 | $87,543.84 |
DisclosureSEC source: 0001225385-20-000182 · edgar.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,144 F1 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted restricted stock units that vested on May 22, 2020. F2 · balance_after: Includes 12,575 restricted stock units and 1,617 dividend equivalent units earned on the restricted stock units. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 21:52 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 5,000 | $59.25 | $296,226.50 |
DisclosureSEC source: 0001225385-19-000134 · edgar.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,127 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.08 to $59.505 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 16,175 restricted stock units and 1,470 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 23:38 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,671 | $58.35 | $97,502.85 |
DisclosureSEC source: 0001225385-19-000125 · edgar.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,127 F1 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted restricted stock units that vested on June 3, 2019. F2 · balance_after: Includes 16,175 restricted stock units and 1,470 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 23, 2019 Filed May 25, 2019 00:33 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,792 | $59.07 | $105,853.44 |
DisclosureSEC source: 0001225385-19-000109 · edgar.xml · nonDerivative · entry 3 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,798 F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019. F2 · balance_after: Includes 8,175 restricted stock units and 326 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 23, 2019 Filed May 25, 2019 00:33 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 4,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-19-000109 · edgar.xml · nonDerivative · entry 2 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,590 F3 · shares: Previously granted performance shares that vested on May 23, 2019. F2 · balance_after: Includes 8,175 restricted stock units and 326 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 23, 2019 Filed May 25, 2019 00:33 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 3,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-19-000109 · edgar.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,560 F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. F2 · balance_after: Includes 8,175 restricted stock units and 326 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 23, 2019 Filed May 31, 2019 20:44 UTC Amendment | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,792 | $59.07 | $105,853.44 |
DisclosureSEC source: 0001225385-19-000118 · edgar.xml · nonDerivative · entry 3 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,798 F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019. F2 · balance_after: Includes 19,225 restricted stock units and 2,172 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. F5 · balance_after: This amendment is solely to correct the amount of restricted stock units and dividend equivalent units beneficially owned after the reported transactions. No additional transaction is reported. Read SEC document |
| May 23, 2019 Filed May 31, 2019 20:44 UTC Amendment | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 4,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-19-000118 · edgar.xml · nonDerivative · entry 2 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,590 F3 · shares: Previously granted performance shares that vested on May 23, 2019. F2 · balance_after: Includes 19,225 restricted stock units and 2,172 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. F5 · balance_after: This amendment is solely to correct the amount of restricted stock units and dividend equivalent units beneficially owned after the reported transactions. No additional transaction is reported. Read SEC document |
| May 23, 2019 Filed May 31, 2019 20:44 UTC Amendment | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 3,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-19-000118 · edgar.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,560 F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. F2 · balance_after: Includes 19,225 restricted stock units and 2,172 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. F5 · balance_after: This amendment is solely to correct the amount of restricted stock units and dividend equivalent units beneficially owned after the reported transactions. No additional transaction is reported. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 19:57 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 4,000 | $64.60 | $258,381.60 |
DisclosureSEC source: 0001140361-18-028576 · doc1.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,420 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.40 to $64.85 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 15,950 restricted stock units and 1,307 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 25, 2018 Filed May 30, 2018 22:16 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,370 | $66.00 | $90,420.00 |
DisclosureSEC source: 0001140361-18-026321 · doc1.xml · nonDerivative · entry 3 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,420 F3 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 25, 2018. F4 · balance_after: Includes 15,950 restricted stock units and 1,307 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 25, 2018 Filed May 30, 2018 22:16 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026321 · doc1.xml · nonDerivative · entry 2 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,790 F2 · shares: Previously granted performance shares that vested on May 25,2018 Read SEC document |
| May 25, 2018 Filed May 30, 2018 22:16 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026321 · doc1.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,730 F1 · shares: Awarded 3,700 restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 24, 2018 Filed May 30, 2018 01:45 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,601 | $62.85 | $100,622.85 |
DisclosureSEC source: 0001140361-18-026122 · doc1.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,030 F1 · shares: Upon vesting of restricted stock units and dividend units on the restricted stock units, disposition of common stock to satisfy tax withholding obligations. F2 · balance_after: Includes 12,250 restricted stock units and 1,307 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:27 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 2,124 | $67.00 | $142,308.00 |
DisclosureSEC source: 0001140361-17-024331 · doc1.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,931 F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units. F2 · balance_after: Includes 15,200 restricted stock units and 1,243 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:19 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023498 · doc1.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,055 F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting. F2 · balance_after: Includes 18,900 restricted stock units and 2,022 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 26, 2017 Filed May 31, 2017 23:51 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 1,234 | $65.70 | $81,073.80 |
DisclosureSEC source: 0001140361-17-023179 · doc1.xml · nonDerivative · entry 2 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,555 F2 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 26, 2017. F3 · balance_after: Includes 16,400 restricted stock units and 2,022 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| May 26, 2017 Filed May 31, 2017 23:51 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | GrantCommon Stock | 2,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023179 · doc1.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,789 F1 · shares: Previously granted performance shares that vested on May 26, 2017. F3 · balance_after: Includes 16,400 restricted stock units and 2,022 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 18:32 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 5,000 | $68.05 | $340,250.00 |
DisclosureSEC source: 0001140361-17-009872 · doc1.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,030 F1 · balance_after: Includes 16,400 restricted stock units and 1,886 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:12 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | SaleCommon Stock | 5,000 | $77.25 | $386,250.00 |
DisclosureSEC source: 0001140361-17-007259 · doc1.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,030 F1 · balance_after: Includes 16,400 restricted stock units and 1,886 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:03 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Exercise / conversionStock Appreciation Rights · Derivative | 8,400 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001140361-17-001536 · doc1.xml · derivative · entry 4 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,400 shares Expires 2017-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:03 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Tax withholdingCommon Stock | 146 | $65.05 | $9,497.30 |
DisclosureSEC source: 0001140361-17-001536 · doc1.xml · nonDerivative · entry 3 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,891 F1 · balance_after: Includes 16,400 restricted stock units and 1,747 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:03 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Disposition to issuerCommon Stock | 8,092 | $65.05 | $526,384.60 |
DisclosureSEC source: 0001140361-17-001536 · doc1.xml · nonDerivative · entry 2 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,037 F1 · balance_after: Includes 16,400 restricted stock units and 1,747 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:03 UTC | UNIVERSAL CORP /VA/ UVV · Entity 4866 | Exercise / conversionCommon Stock | 8,400 | $62.66 | $526,344.00 |
DisclosureSEC source: 0001140361-17-001536 · doc1.xml · nonDerivative · entry 1 Broome Theodore G · CIK 0001465592 · Subsidiary Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 16,400 restricted stock units and 1,747 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.