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HUFFMAN JAMES A

Disclosed activity across 1 company

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156805
SEC CIK
0001128365

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNIVERSAL CORP /VA/UVV · Entity 4866Subsidiary OfficerJune 11, 2019June 12, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNIVERSAL CORP /VA/

Report date June 11, 2019 · Filed June 12, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,019 Reported balance After 2019-06-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-06-11 · Sale · Disposed 1,745 · Balance 22,019

F1: Includes 13,200 restricted stock units and 1,226 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 13,200 restricted stock units and 1,226 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2019 Filed Jun 12, 2019 20:32 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 SaleCommon Stock 1,745 $60.50 $105,572.50
Disclosure

SEC source: 0001225385-19-000133 · edgar.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,019

F1 · balance_after: Includes 13,200 restricted stock units and 1,226 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 23:45 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 Tax withholdingCommon Stock 1,394 $58.35 $81,339.90
Disclosure

SEC source: 0001225385-19-000130 · edgar.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,764

F1 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted restricted stock units that vested on June 3, 2019.

F2 · balance_after: Includes 13,200 restricted stock units and 1,226 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 30, 2019 Filed May 31, 2019 20:31 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 SaleCommon Stock 1,862 $57.10 $106,320.20
Disclosure

SEC source: 0001225385-19-000116 · edgar.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,158

F1 · balance_after: Includes 15,750 restricted stock units and 1,815 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:38 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 Tax withholdingCommon Stock 1,518 $59.07 $89,668.26
Disclosure

SEC source: 0001225385-19-000110 · edgar.xml · nonDerivative · entry 3

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,020

F4 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 15,750 restricted stock units and 1,815 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:38 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 GrantCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000110 · edgar.xml · nonDerivative · entry 2

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,538

F3 · shares: Previously granted performance shares that vested on May 23, 2019.

F2 · balance_after: Includes 15,750 restricted stock units and 1,815 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:38 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 GrantCommon Stock 2,550 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000110 · edgar.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,158

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 15,750 restricted stock units and 1,815 dividend equivalent units on the restricted stock units. The restricted stock units and the dividend equivalent units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
March 01, 2019 Filed Mar 1, 2019 20:54 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 SaleCommon Stock 2,277 $59.52 $135,521.58
Disclosure

SEC source: 0000102037-19-000013 · wf-form4_155147363564537.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,263

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $59.53 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 13,200 restricted stock units and 1,470 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 16:07 UTC Amendment UNIVERSAL CORP /VA/ UVV · Entity 4866 SaleCommon Stock 2,277 $59.52 $135,521.58
Disclosure

SEC source: 0000102037-19-000014 · wf-form4a_155188843450451.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,403

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $59.53 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 13,200 restricted stock units and 1,610 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F3 · balance_after: This amendment corrects the amount of dividend units and securities beneficially owned after the transaction. No additional transaction is reported.

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November 20, 2018 Filed Nov 20, 2018 19:55 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 SaleCommon Stock 149 $66.75 $9,945.75
Disclosure

SEC source: 0001567619-18-006746 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,346

F1 · balance_after: Includes 13,200 restricted stock units and 1,276 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 15:58 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 SaleCommon Stock 3,038 $67.23 $204,244.74
Disclosure

SEC source: 0001567619-18-006587 · doc1.xml · nonDerivative · entry 2

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,495

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.20 to $67.25 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 13,200 restricted stock units and 1,276 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 15:58 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 SaleCommon Stock 74 $67.15 $4,969.10
Disclosure

SEC source: 0001567619-18-006587 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,533

F2 · balance_after: Includes 13,200 restricted stock units and 1,276 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 25, 2018 Filed May 30, 2018 22:34 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 Tax withholdingCommon Stock 1,151 $66.00 $75,966.00
Disclosure

SEC source: 0001140361-18-026338 · doc1.xml · nonDerivative · entry 3

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,289

F3 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 25, 2018.

F4 · balance_after: Includes 13,200 restricted stock units and 958 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 25, 2018 Filed May 30, 2018 22:34 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 GrantCommon Stock 3,593 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026338 · doc1.xml · nonDerivative · entry 2

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,440

F2 · shares: Previously granted performance shares that vested on May 25, 2018.

Read SEC document
May 25, 2018 Filed May 30, 2018 22:34 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 GrantCommon Stock 2,950 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026338 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,847

F1 · shares: Awarded 2,950 restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 24, 2018 Filed May 30, 2018 01:47 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 Tax withholdingCommon Stock 1,362 $62.85 $85,601.70
Disclosure

SEC source: 0001140361-18-026126 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,897

F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units.

F2 · balance_after: Includes 10,250 restricted stock units and 958 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
December 22, 2017 Filed Jan 2, 2018 15:52 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 GiftCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000029 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,929

F1 · balance_after: Includes 12,750 restricted stock units and 1,164 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:16 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 GiftCommon Stock 110 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044163 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,004

F1 · balance_after: Includes 12,750 restricted stock units and 1,164 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
September 08, 2017 Filed Sep 8, 2017 19:06 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 GiftCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-034920 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,985

F1 · shares: Includes 12,750 restricted stock units and 1,035 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

F1 · balance_after: Includes 12,750 restricted stock units and 1,035 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:31 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 SaleCommon Stock 1,223 $58.49 $71,537.80
Disclosure

SEC source: 0001140361-17-033000 · doc1.xml · nonDerivative · entry 2

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,060

F1 · balance_after: Includes 12,750 restricted stock units and 1,035 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:31 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 SaleCommon Stock 1,884 $58.25 $109,742.06
Disclosure

SEC source: 0001140361-17-033000 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,283

F1 · balance_after: Includes 12,750 restricted stock units and 1,035 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:29 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 Tax withholdingCommon Stock 1,688 $67.00 $113,096.00
Disclosure

SEC source: 0001140361-17-024338 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,038

F1 · shares: Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units.

F2 · balance_after: Includes 12,750 restricted stock units and 906 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:21 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023502 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,726

F1 · shares: Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.

F2 · balance_after: Includes 15,700 restricted stock units and 1,528 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 26, 2017 Filed May 31, 2017 23:55 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 Tax withholdingCommon Stock 970 $65.70 $63,729.00
Disclosure

SEC source: 0001140361-17-023184 · doc1.xml · nonDerivative · entry 2

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,676

F2 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 26, 2017.

F3 · balance_after: Includes 13,650 restricted stock units and 1,528 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 26, 2017 Filed May 31, 2017 23:55 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 GrantCommon Stock 2,193 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023184 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,646

F1 · shares: Previously granted performance shares that vested on May 26, 2017..

F3 · balance_after: Includes 13,650 restricted stock units and 1,528 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:43 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 SaleCommon Stock 6,658 $76.20 $507,339.60
Disclosure

SEC source: 0001140361-17-006226 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,341

F1 · balance_after: Includes 13,650 restricted stock units and 1,416 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:05 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 Exercise / conversionStock Appreciation Rights · Derivative 7,400 $0.00 Strike: $62.66 $0.00
Disclosure

SEC source: 0001140361-17-001539 · doc1.xml · derivative · entry 4

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,400 shares

Expires 2017-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:05 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 Tax withholdingCommon Stock 126 $65.05 $8,196.30
Disclosure

SEC source: 0001140361-17-001539 · doc1.xml · nonDerivative · entry 3

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,883

F1 · balance_after: Includes 13,650 restricted stock units and 1,300 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:05 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 Disposition to issuerCommon Stock 7,129 $65.05 $463,741.45
Disclosure

SEC source: 0001140361-17-001539 · doc1.xml · nonDerivative · entry 2

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,009

F1 · balance_after: Includes 13,650 restricted stock units and 1,300 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:05 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 Exercise / conversionCommon Stock 7,400 $62.66 $463,684.00
Disclosure

SEC source: 0001140361-17-001539 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 13,650 restricted stock units and 1,300 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
December 12, 2016 Filed Dec 15, 2016 22:16 UTC UNIVERSAL CORP /VA/ UVV · Entity 4866 GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089871 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,738

F1 · balance_after: Includes 13,650 restricted stock units and 1,300 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.