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2923
SEC CIK
0000036104
Parsed reports
819

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2017 Filed Jan 31, 2017 21:19 UTC
CARLSON JENNIE PEVP, Human Resources
SaleCommon Stock, $0.01 par value 20,000 $53.10 $1,062,000.00
Disclosure

SEC source: 0001225208-17-002119 · doc4.xml · nonDerivative · entry 2

CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,185

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:19 UTC
CARLSON JENNIE PEVP, Human Resources
Exercise / conversionCommon Stock, $0.01 par value 20,000 $13.10 $262,000.00
Disclosure

SEC source: 0001225208-17-002119 · doc4.xml · nonDerivative · entry 1

CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:23 UTC
CARLSON JENNIE PEVP, Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $13.10 $0.00
Disclosure

SEC source: 0001225208-17-001884 · doc4.xml · derivative · entry 7

CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,741

Underlying: Common Stock, $0.01 par value · 20,000 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal annual installments beginning on March 2, 2010.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:23 UTC
CARLSON JENNIE PEVP, Human Resources
SaleCommon Stock, $0.01 par value 20,000 $52.75 $1,055,000.00
Disclosure

SEC source: 0001225208-17-001884 · doc4.xml · nonDerivative · entry 3

CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,185

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:23 UTC
CARLSON JENNIE PEVP, Human Resources
Exercise / conversionCommon Stock, $0.01 par value 20,000 $13.10 $262,000.00
Disclosure

SEC source: 0001225208-17-001884 · doc4.xml · nonDerivative · entry 2

CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:23 UTC
CARLSON JENNIE PEVP, Human Resources
GrantCommon Stock, $0.01 par value 28,814 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001884 · doc4.xml · nonDerivative · entry 1

CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,185

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:22 UTC
Runkel Mark G.EVP and Chief Credit Officer
GrantCommon Stock, $0.01 par value 16,623 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001881 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,158

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:23 UTC GrantCommon Stock, $0.01 par value 35,464 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001883 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,804

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:22 UTC
Stone Kent V.Vice Chairman
GrantCommon Stock, $0.01 par value 28,814 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001882 · doc4.xml · nonDerivative · entry 1

Stone Kent V. · CIK 0001569388 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,556

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:22 UTC
Quinn Katherine BEVP, Chief Strategy & Rep Of
GrantCommon Stock, $0.01 par value 22,165 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001880 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · EVP, Chief Strategy & Rep Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,339

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:20 UTC
Parker P.W.Vice Chairman
GrantCommon Stock, $0.01 par value 48,764 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001879 · doc4.xml · nonDerivative · entry 1

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,560

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:19 UTC
Kelligrew James BVice Chairman
GrantCommon Stock, $0.01 par value 28,814 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001877 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,648

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:20 UTC
Kotwal Shailesh MVice Chairman
GrantCommon Stock, $0.01 par value 31,031 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001878 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,357

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:19 UTC
GODRIDGE LESLIE VVice Chairman
GrantCommon Stock, $0.01 par value 28,814 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001875 · doc4.xml · nonDerivative · entry 1

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,444

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:19 UTC
Elmore John R.Vice Chairman
GrantCommon Stock, $0.01 par value 26,598 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001874 · doc4.xml · nonDerivative · entry 2

Elmore John R. · CIK 0001569387 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,321

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:18 UTC
CHOSY JAMES LEVP and General Counsel
GrantCommon Stock, $0.01 par value 24,381 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001873 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,178

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:17 UTC
DOLAN TERRANCE RVice Chairman & CFO
GrantCommon Stock, $0.01 par value 32,930 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001871 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,025

F1 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. 31,031 of these units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016 and the remaining 1,899 units made up 75% of the value of a long-term incentive compensation award granted on July 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:18 UTC
DAVIS RICHARD KDirector · Chairman and CEO
GrantCommon Stock, $0.01 par value 171,784 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001872 · doc4.xml · nonDerivative · entry 3

DAVIS RICHARD K · CIK 0001185480 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,665

F3 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:15 UTC
CECERE ANDREWDirector · President and COO
GrantCommon Stock, $0.01 par value 116,369 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001870 · doc4.xml · nonDerivative · entry 3

CECERE ANDREW · CIK 0001185476 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,652

F2 · shares: The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:24 UTC SaleCommon Stock, $0.01 par value 11,650 $52.54 $612,091.00
Disclosure

SEC source: 0001225208-17-001885 · doc4.xml · nonDerivative · entry 1

OMALEY DAVID B · CIK 0001105801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,439

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.54 to $52.55. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:18 UTC
DAVIS RICHARD KDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 707,726 $0.00 Strike: $31.04 $0.00
Disclosure

SEC source: 0001225208-17-001872 · doc4.xml · derivative · entry 6

DAVIS RICHARD K · CIK 0001185480 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 707,726 shares

Expires 2018-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 16, 2009.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:18 UTC
DAVIS RICHARD KDirector · Chairman and CEO
SaleCommon Stock, $0.01 par value 707,726 $52.45 $37,120,228.70
Disclosure

SEC source: 0001225208-17-001872 · doc4.xml · nonDerivative · entry 2

DAVIS RICHARD K · CIK 0001185480 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,881

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.25 to $52.58. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:18 UTC
DAVIS RICHARD KDirector · Chairman and CEO
Exercise / conversionCommon Stock, $0.01 par value 707,726 $31.04 $21,967,815.04
Disclosure

SEC source: 0001225208-17-001872 · doc4.xml · nonDerivative · entry 1

DAVIS RICHARD K · CIK 0001185480 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:15 UTC
CECERE ANDREWDirector · President and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 374,636 $0.00 Strike: $31.04 $0.00
Disclosure

SEC source: 0001225208-17-001870 · doc4.xml · derivative · entry 6

CECERE ANDREW · CIK 0001185476 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 374,636 shares

Expires 2018-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 16, 2009.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:15 UTC
CECERE ANDREWDirector · President and COO
SaleCommon Stock, $0.01 par value 374,636 $52.45 $19,649,658.20
Disclosure

SEC source: 0001225208-17-001870 · doc4.xml · nonDerivative · entry 2

CECERE ANDREW · CIK 0001185476 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,283

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.25 to $52.58. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:15 UTC
CECERE ANDREWDirector · President and COO
Exercise / conversionCommon Stock, $0.01 par value 374,636 $31.04 $11,628,701.44
Disclosure

SEC source: 0001225208-17-001870 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2017 Filed Jan 24, 2017 21:21 UTC
Gifford Craig EEVP and Controller
Tax withholdingCommon Stock, $0.01 par value 3,964 $51.20 $202,956.80
Disclosure

SEC source: 0001225208-17-001545 · doc4.xml · nonDerivative · entry 1

Gifford Craig E · CIK 0001417036 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,417

Read SEC document
January 19, 2017 Filed Jan 20, 2017 21:19 UTC
DOLAN TERRANCE RVice Chairman & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 47,305 $0.00 Strike: $28.70 $0.00
Disclosure

SEC source: 0001225208-17-001411 · doc4.xml · derivative · entry 6

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 47,305 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 16, 2012.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 21:19 UTC
DOLAN TERRANCE RVice Chairman & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 54,029 $0.00 Strike: $28.63 $0.00
Disclosure

SEC source: 0001225208-17-001411 · doc4.xml · derivative · entry 5

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 54,029 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 15, 2013.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 21:19 UTC
DOLAN TERRANCE RVice Chairman & CFO
SaleCommon Stock, $0.01 par value 101,334 $50.63 $5,130,540.42
Disclosure

SEC source: 0001225208-17-001411 · doc4.xml · nonDerivative · entry 3

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,095

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $50.61 to $50.67. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 21:19 UTC
DOLAN TERRANCE RVice Chairman & CFO
Exercise / conversionCommon Stock, $0.01 par value 47,305 $28.70 $1,357,653.50
Disclosure

SEC source: 0001225208-17-001411 · doc4.xml · nonDerivative · entry 2

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 21:19 UTC
DOLAN TERRANCE RVice Chairman & CFO
Exercise / conversionCommon Stock, $0.01 par value 54,029 $28.63 $1,546,850.27
Disclosure

SEC source: 0001225208-17-001411 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:25 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001465 · doc4.xml · derivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:25 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001464 · doc4.xml · derivative · entry 2

SCHNUCK CRAIG D · CIK 0001185505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:25 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001463 · doc4.xml · derivative · entry 1

OWENS ODELL M · CIK 0001185495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:25 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001462 · doc4.xml · derivative · entry 2

OMALEY DAVID B · CIK 0001105801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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January 19, 2017 Filed Jan 23, 2017 21:25 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001461 · doc4.xml · derivative · entry 1

Lynch Karen S · CIK 0001333760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:25 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001460 · doc4.xml · derivative · entry 1

KIRTLEY OLIVIA F · CIK 0001086323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:24 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001458 · doc4.xml · derivative · entry 1

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:24 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001459 · doc4.xml · derivative · entry 1

Ho Doreen Woo · CIK 0001453474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:23 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001457 · doc4.xml · derivative · entry 1

HARRIS KIMBERLY J · CIK 0001183908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:23 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001456 · doc4.xml · derivative · entry 1

COLLINS ARTHUR D JR · CIK 0001038253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:22 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001455 · doc4.xml · derivative · entry 1

CASPER MARC N · CIK 0001216055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:22 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001454 · doc4.xml · derivative · entry 1

BAXTER WARNER L · CIK 0001190093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:22 UTC GrantRestricted Stock Units · Derivative 2,957 $50.73 $150,008.61
Disclosure

SEC source: 0001225208-17-001453 · doc4.xml · derivative · entry 1

BAKER DOUGLAS M JR · CIK 0001198753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock, $0.01 par value · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:26 UTC GrantDeferred Compensation Plan Participation · Derivative 1,896 $51.43 $97,511.28
Disclosure

SEC source: 0001225208-17-001164 · doc4.xml · derivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,378

Underlying: Common Stock, $0.01 par value · 1,896 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:28 UTC GrantDeferred Compensation Plan Participation · Derivative 1,896 $51.43 $97,511.28
Disclosure

SEC source: 0001225208-17-001165 · doc4.xml · derivative · entry 1

Ho Doreen Woo · CIK 0001453474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896

Underlying: Common Stock, $0.01 par value · 1,896 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:23 UTC GrantDeferred Compensation Plan Participation · Derivative 2,382 $51.43 $122,506.26
Disclosure

SEC source: 0001225208-17-001163 · doc4.xml · derivative · entry 1

KIRTLEY OLIVIA F · CIK 0001086323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,656

Underlying: Common Stock, $0.01 par value · 2,382 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:20 UTC GrantDeferred Compensation Plan Participation · Derivative 2,382 $51.43 $122,506.26
Disclosure

SEC source: 0001225208-17-001162 · doc4.xml · derivative · entry 1

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,382

Underlying: Common Stock, $0.01 par value · 2,382 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:15 UTC GrantDeferred Compensation Plan Participation · Derivative 2,139 $51.43 $110,008.77
Disclosure

SEC source: 0001225208-17-001161 · doc4.xml · derivative · entry 1

COLLINS ARTHUR D JR · CIK 0001038253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,486

Underlying: Common Stock, $0.01 par value · 2,139 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.